Loan & Distribution Specialist AimPoint Pension
|
Defined Benefit Combo Cash Balance Compliance Consultant Loren D. Stark Company (LDSCO)
|
Regional Vice President of Sales The Retirement Plan Company
|
Compass
|
Bates & Company, Inc.
|
AimPoint Pension
|
“BenefitsLink continues to be the most valuable resource we have at the firm.”
-- An attorney subscriber
Best Interest Standard of Care for Advisors, Part 93: Correction of Failures to Satisfy PTE 2020-02
FredReish.com [Guidance Overview] June 8, 2022 "[T]he failure to satisfy the requirements in the PTE will cause the compensation earned by the firm and the investment professional to be a prohibited transaction, resulting in loss of the compensation and penalties. But if [four] requirements are satisfied, the failure will not be treated as a prohibited transaction." |
Please click here to report this link if it is broken (for example, if you see a "404 File Not Found" error message after you click on the linked news item's title). |
An important word about authorship: BenefitsLink® created this link to the news item, but we are not the news item's author (unless expressly shown above). |