AimPoint Pension
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Bates & Company, Inc.
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Regional Vice President of Sales The Retirement Plan Company
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Defined Benefit Combo Cash Balance Compliance Consultant Loren D. Stark Company (LDSCO)
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Compass
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Loan & Distribution Specialist AimPoint Pension
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Best Interest Standard of Care for Advisors, Part 97: The SEC Requirements for Rollover Recommendations
FredReish.com [Guidance Overview] July 28, 2022 "While most of the focus of the literature about rollover recommendations has been on the DOL's fiduciary interpretation and PTE 2020-02, the SEC has, for the most part, harmonized its best interest/fiduciary requirements for rollover recommendations with those of the DOL. This article discusses the two-part harmony between the agencies, and the areas of disharmony." |
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