Compass
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Loan & Distribution Specialist AimPoint Pension
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Bates & Company, Inc.
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AimPoint Pension
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Regional Vice President of Sales The Retirement Plan Company
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Defined Benefit Combo Cash Balance Compliance Consultant Loren D. Stark Company (LDSCO)
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DOL Investigations: The Whys and Hows (PDF)
KLB Benefits Law Group Aug. 4, 2022 "An investigation by the DOL is a demanding and unwelcome surprise for most plan sponsors. The blueprint for navigating the ordeal may be found in the compliance questions [described in this article]. If you minimize investigation triggers and chart your way to compliance in advance, using the best practices [described], you are much more likely to weather an investigation unscathed." |
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