Regional Vice President of Sales The Retirement Plan Company
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AimPoint Pension
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Bates & Company, Inc.
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Compass
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Defined Benefit Combo Cash Balance Compliance Consultant Loren D. Stark Company (LDSCO)
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Loan & Distribution Specialist AimPoint Pension
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Florida District Court Strikes Down DOL Guidance Making Rollover Advice Fiduciary
InvestmentNews; subscription may be required Feb. 14, 2023 "The U.S. District Court for the Middle District of Florida ruled that the DOL was 'arbitrary and capricious' in its interpretation of a five-part test to determine whether a financial advisor is a fiduciary to a retirement account.... In a mixed decision, [the judge] denied the DOL's motion to dismiss the suit, while granting DOL summary judgment on counts that involved other ASA allegations against the FAQs." [American Securities Ass'n v. DOL, No. 22-0330 (M.D. Fla. Feb. 13, 2023) |
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