409A Issues

666 topics in this forum

1. Plan Amendment to Add Aggregate Cap to Benefits Paid to Multiple Recipients

   By Guest Tudor Fever, July 11, 2012
   • 2 replies
   • 67.3k views
   • 
   • Guest
   • July 11, 2012

2. Can I amend to add a form of payment?

   By ERISA-Bubs, October 1, 2013
   • 0 replies
   • 41.2k views
   • 
   • ERISA-Bubs
   • October 1, 2013

3. Participant Distribution - Reported on W-2 or 1099 Misc?

   By Alex Daisy, January 30, 2009
   • 12 replies
   • 24.6k views
   • 
   • XTitan
   • June 9, 2010

4. Is a PTO Bank Nonqualified Deferred Compensation?

   By Guest djw, April 6, 2008
   • 11 replies
   • 10.2k views
   • 
   • J Simmons
   • August 20, 2008

5. 409A and 105(h) discriminatory retiree medical plans

   By Guest JMKirschbaum, December 2, 2005
   • 16 replies
   • 10k views
   • 
   • GBurns
   • December 23, 2005

6. Phantom Carry Plan Design

   By Blackbirch, September 30, 2013   

   • 409A
   • Private Equity
   • (and 1 more)

     Tagged with:

     • 409A
     • Private Equity
     • Phantom Carry
   • 6 replies
   • 9.6k views
   • 
   • Blackbirch
   • October 3, 2014

7. Restricted Stock

   By Chaz, February 9, 2012
   • 11 replies
   • 9.5k views
   • 
   • ERISA-Bubs
   • March 5, 2012

8. QDRO Acceleration vs. Nonassignability

   By dv13, January 25, 2013
   • 8 replies
   • 9.1k views
   • 
   • QDROphile
   • January 28, 2013

9. 409A and 457(f) earnings

   By Guest ecleverdon, June 5, 2007
   • 8 replies
   • 8.6k views
   • 
   • Guest
   • September 7, 2007

10. Payment Upon Involuntary Termination For Any Reason

    By Chaz, September 12, 2007
    • 27 replies
    • 8.1k views
    • 
    • Steelerfan
    • October 10, 2007

11. Split Dollar vs. Associated Salary Continuation Plan & 409A

    By namealreadyinuse, May 31, 2006
    • 18 replies
    • 7.6k views
    • 
    • Ron Snyder
    • June 14, 2006

12. Change of Control Definition

    By Guest KLCarter, January 17, 2006
    • 2 replies
    • 7.5k views
    • 
    • ERISAatty
    • March 10, 2006

13. 409A and Sale of Stock in a Professional Corp

    By Guest Stuartt, May 18, 2007
    • 19 replies
    • 7.5k views
    • 
    • 401 Chaos
    • August 12, 2008

14. Are 457(f) plans subject to ERISA?

    By Guest Bearlee, May 30, 2008
    • 5 replies
    • 7.3k views
    • 
    • Steelerfan
    • May 30, 2008

15. Consulting Agreement

    By Guest mbw, October 18, 2007
    • 12 replies
    • 6.7k views
    • 
    • Steelerfan
    • October 19, 2007

16. Delayed salary or Deferred compensation

    By GBurns, June 23, 2008
    • 15 replies
    • 6.5k views
    • 
    • GBurns
    • June 28, 2008

17. statute of limitations for 409A violation claim

    By Guest Benefitsrock, May 17, 2012
    • 3 replies
    • 6.5k views
    • 
    • Guest
    • May 21, 2012

18. Change in Control Definition

    By Guest BWH, March 18, 2009
    • 4 replies
    • 6.4k views
    • 
    • Everett Moreland
    • March 18, 2009

19. Use of 402(g) Cashout

    By Guest gaham, October 3, 2013
    • 2 replies
    • 6.1k views
    • 
    • SycamoreFan
    • October 23, 2013

20. Section 409A & Physician Employment Agreements

    By Guest crs, September 8, 2006
    • 10 replies
    • 5.9k views
    • 
    • Everett Moreland
    • March 12, 2008

21. Form W-2 and 409A

    By Guest andmik, December 2, 2005
    • 5 replies
    • 5.8k views
    • 
    • SoCalActuary
    • January 5, 2006

22. Amending Change in Control Payouts Under 409A

    By 401 Chaos, March 27, 2010
    • 5 replies
    • 5.7k views
    • 
    • 401 Chaos
    • April 5, 2010

23. Unlinking a Wrap Plan from 401(k)

    By Guest gaham, March 8, 2006
    • 9 replies
    • 5.5k views
    • 
    • Guest
    • March 27, 2006

24. Phantom Stock Plan

    By 401 Chaos, April 9, 2009
    • 5 replies
    • 5.4k views
    • 
    • 401 Chaos
    • April 15, 2009

25. Severance/6-month delay/involuntary termination

    By smm, June 22, 2007
    • 15 replies
    • 5.3k views
    • 
    • Just Me
    • August 23, 2007

26. Plan termination

    By Guest 2013Martignette, April 25, 2013   

    • 409A
    • Plan terminations
    • 2 replies
    • 5.3k views
    • 
    • jpod
    • June 28, 2013

27. Director as Specified Employee

    By Chaz, October 16, 2007
    • 6 replies
    • 5.2k views
    • 
    • Just Me
    • November 26, 2008

28. Failure to deduct deferrals from bonuses

    By Guest kodle, March 23, 2007
    • 20 replies
    • 5.2k views
    • 
    • Steelerfan
    • April 20, 2007

29. Correction of Discounted Stock Options

    By 401 Chaos, April 29, 2009
    • 5 replies
    • 5.2k views
    • 
    • 401 Chaos
    • April 30, 2009

30. Taxable Welfare Benefits

    By Guest Guy Incognito, September 13, 2007
    • 16 replies
    • 5k views
    • 
    • Don Levit
    • November 30, 2007

31. Pro-Rated Bonus Payments as Part of Severance Package

    By Guest jhall, July 17, 2007
    • 6 replies
    • 4.9k views
    • 
    • Steelerfan
    • July 19, 2007

32. stock options

    By jpod, August 1, 2013
    • 3 replies
    • 4.8k views
    • 
    • 401 Chaos
    • August 13, 2013

33. 409A Issues in Spin-Off with NQDC at Parent Level

    By SycamoreFan, October 22, 2013   

    • 409ASeparation from Service
    • rabbi trust
    • (and 1 more)

      Tagged with:

      • 409ASeparation from Service
      • rabbi trust
      • plan termination
    • 0 replies
    • 4.8k views
    • 
    • SycamoreFan
    • October 22, 2013

34. Employer "call" option

    By jpod, May 17, 2013
    • 4 replies
    • 4.8k views
    • 
    • 401 Chaos
    • May 17, 2013

35. Trevor Bauer's Contract

    By Chaz, June 16, 2021
    • 16 replies
    • 4.8k views
    • 
    • RatherBeGolfing
    • June 23, 2021

36. separation from service as payment event & termination for cause

    By Gudgergirl, July 17, 2013
    • 3 replies
    • 4.7k views
    • 
    • jpod
    • July 22, 2013

37. Spillover Plan to Qualified 401(k) Plan - Application of Subsequent Deferral Rule

    By rocknrolls2, May 25, 2007
    • 0 replies
    • 4.7k views
    • 
    • rocknrolls2
    • May 25, 2007

38. 409A separation pay

    By Locust, July 3, 2007
    • 11 replies
    • 4.7k views
    • 
    • Steelerfan
    • August 16, 2007

39. Deferring Restricted Stock into SERP

    By Guest taxingmybrain, August 16, 2006
    • 11 replies
    • 4.6k views
    • 
    • Steelerfan
    • September 29, 2006

40. Employer Contribution Amount

    By Guest Buzzman, September 16, 2008
    • 12 replies
    • 4.6k views
    • 
    • Guest
    • December 14, 2009

41. Modifying Good Reason provisions

    By Guest Perseo, September 12, 2007
    • 10 replies
    • 4.6k views
    • 
    • Guest
    • October 18, 2007

42. Commission Payments

    By Saiai, September 26, 2013   

    • commission
    • 409A
    • 2 replies
    • 4.6k views
    • 
    • Saiai
    • February 18, 2014

43. Scrivener's Error?

    By ERISA25, August 22, 2012
    • 1 reply
    • 4.6k views
    • 
    • 401 Chaos
    • November 8, 2012

44. Is this a short term deferral?

    By jpod, August 12, 2011
    • 8 replies
    • 4.6k views
    • 
    • 401 Chaos
    • August 18, 2011

45. Equity Incentives in LLCS as Service Recipient Stock

    By Guest mcmiller, April 25, 2013   

    • 409A
    • 0 replies
    • 4.5k views
    • 
    • Guest
    • April 25, 2013

46. Exchange of Stock Options for Restricted Shares

    By Guest jhall, September 21, 2007
    • 3 replies
    • 4.5k views
    • 
    • Steelerfan
    • September 26, 2007

47. 409a as collateral for loan

    By Beemer, December 14, 2011
    • 7 replies
    • 4.5k views
    • 
    • Beemer
    • December 16, 2011

48. NQDC Wrap Plan - 401k to NQ is it possible?

    By Guest JArsl, July 24, 2007
    • 6 replies
    • 4.4k views
    • 
    • Steelerfan
    • September 7, 2007

49. Can rights under a NQDC plan be assignable to a Trust?

    By kmhaab, May 18, 2018   

    • 409a
    • assignable
    • (and 1 more)

      Tagged with:

      • 409a
      • assignable
      • nqdc
    • 7 replies
    • 4.4k views
    • 
    • TEL
    • May 22, 2018

50. Substantial Risk of Forfeiture and Restricted Stock

    By Chaz, April 23, 2007
    • 8 replies
    • 4.4k views
    • 
    • Guest
    • April 29, 2007