409A Issues

664 topics in this forum

1. Change in tax status of employer with 409A plan

   By Guest buffalo06, November 10, 2010
   • 3 replies
   • 1.6k views
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   • Guest
   • February 11, 2011

2. 457(f) Violation - Does it result in 409A penalty too?

   By WestCoast, January 24, 2011
   • 1 reply
   • 3.5k views
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   • Guest
   • January 30, 2011

3. Notice 2010-6 Disclosure of "amount involved"

   By Guest usafa89, January 29, 2010
   • 4 replies
   • 2.6k views
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   • Guest
   • January 25, 2011

4. Is this arrangment subject to 409A?

   By Guest drp41980, January 25, 2011
   • 1 reply
   • 1.2k views
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   • GBurns
   • January 25, 2011

5. Forfeiture if no stock purchase?

   By ERISAatty, September 30, 2010
   • 3 replies
   • 1.5k views
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   • Guest
   • January 21, 2011

6. Can document correction restore 409A exception?

   By Guest 409 eh?, October 25, 2010
   • 4 replies
   • 1.7k views
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   • Guest
   • January 21, 2011

7. Stock Valuation as Measure of Plan Account

   By Guest Lane, October 20, 2010
   • 5 replies
   • 1.6k views
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   • Guest
   • January 21, 2011

8. Notice 2010-6

   By Guest JM123, November 26, 2010
   • 4 replies
   • 1.6k views
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   • Guest
   • January 21, 2011

9. Correction for Missed Deferral

   By XTitan, January 11, 2011
   • 1 reply
   • 1.6k views
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   • XTitan
   • January 11, 2011

10. Effective Control

    By Guest Buzzman, November 23, 2010
    • 0 replies
    • 1.2k views
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    • Guest
    • November 23, 2010

11. Correction of Overpayments

    By Brian Haynes, November 16, 2010
    • 2 replies
    • 2.5k views
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    • XTitan
    • November 17, 2010

12. Savings Interest Rates

    By Guest abeysomone, October 13, 2010
    • 2 replies
    • 1.6k views
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    • Guest
    • November 15, 2010

13. Phantom Equity Plan for LLC

    By Guest aaronk, October 13, 2010
    • 0 replies
    • 2.6k views
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    • Guest
    • October 13, 2010

14. implementing plan immediately before retirement

    By Gudgergirl, October 13, 2010
    • 0 replies
    • 1k views
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    • Gudgergirl
    • October 13, 2010

15. Reimbursements and In-Kind Benefits

    By Guest basilb, September 29, 2010
    • 0 replies
    • 1.5k views
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    • Guest
    • September 29, 2010

16. 409A Same Desk Rule

    By Jeff Kirtner, September 29, 2010
    • 1 reply
    • 2.9k views
    • 
    • Guest
    • September 29, 2010

17. Severance Agreement

    By Guest Buzzman, August 9, 2010
    • 1 reply
    • 2.5k views
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    • SycamoreFan
    • September 23, 2010

18. Ability to modify payment formula

    By Guest ENT, September 21, 2010
    • 0 replies
    • 1.2k views
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    • Guest
    • September 21, 2010

19. Amending plan

    By Guest JM123, September 20, 2010
    • 0 replies
    • 1.4k views
    • 
    • Guest
    • September 20, 2010

20. Independent Contractor NQDC Payments Received

    By TPA Bob, September 15, 2010
    • 2 replies
    • 1.5k views
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    • TPA Bob
    • September 15, 2010

21. The Eternal Mystery - Top-Hat Edition

    By Guest erisafried, September 11, 2010
    • 0 replies
    • 1.3k views
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    • Guest
    • September 11, 2010

22. Removing a permissible payment event

    By SycamoreFan, August 17, 2010
    • 1 reply
    • 2.1k views
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    • 401 Chaos
    • August 25, 2010

23. Change in Control payment term

    By Guest JMN, June 15, 2010
    • 1 reply
    • 1.3k views
    • 
    • Guest
    • August 24, 2010

24. Treat Grandfathered as Subject to 409A?

    By ERISA-Bubs, August 9, 2010
    • 0 replies
    • 1k views
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    • ERISA-Bubs
    • August 9, 2010

25. LTIP

    By Guest JM123, August 6, 2010
    • 0 replies
    • 1.2k views
    • 
    • Guest
    • August 6, 2010

26. Waiver / Acceleration of a Condition to Deferred Comp.

    By Guest Eric A, July 29, 2010
    • 1 reply
    • 1.8k views
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    • jpod
    • July 29, 2010

27. At Risk Pension Plan and "funding" a Rabbi Trust

    By Randy Watson, July 19, 2010
    • 1 reply
    • 1.7k views
    • 
    • My 2 cents
    • July 20, 2010

28. Document failure corrections

    By Guest JMN, June 23, 2010
    • 2 replies
    • 1.4k views
    • 
    • Guest
    • July 15, 2010

29. Change in Control

    By Guest JM123, July 14, 2010
    • 0 replies
    • 1k views
    • 
    • Guest
    • July 14, 2010

30. Noncompete

    By Guest JMN, June 30, 2010
    • 0 replies
    • 1.3k views
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    • Guest
    • June 30, 2010

31. 409A and TARP Intersection (Collision)

    By 401 Chaos, June 25, 2010
    • 3 replies
    • 1.4k views
    • 
    • Guest
    • June 29, 2010

32. Change in Control as SROF

    By Guest JMN, June 28, 2010
    • 2 replies
    • 1.1k views
    • 
    • Guest
    • June 28, 2010

33. Stock Interests - Grandfathered Valuation Rules

    By Christine Roberts, June 26, 2010
    • 1 reply
    • 1.2k views
    • 
    • Christine Roberts
    • June 27, 2010

34. Retaining Discretion Over Early Retirement Benefits

    By 401 Chaos, December 10, 2008
    • 9 replies
    • 2.8k views
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    • 401 Chaos
    • June 16, 2010

35. Short-term deferral question--early vesting at disability and retirement

    By Guest steverino, June 14, 2010
    • 2 replies
    • 2k views
    • 
    • Guest
    • June 15, 2010

36. Correcting SAR failures

    By Guest JMN, June 9, 2010
    • 1 reply
    • 1.3k views
    • 
    • XTitan
    • June 10, 2010

37. Participant Distribution - Reported on W-2 or 1099 Misc?

    By Alex Daisy, January 30, 2009
    • 12 replies
    • 24.3k views
    • 
    • XTitan
    • June 9, 2010

38. Correction under Notice 2008-113

    By Guest awea, June 3, 2010
    • 0 replies
    • 1.9k views
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    • Guest
    • June 3, 2010

39. Valuation of non-public stock

    By Guest JM123, May 26, 2010
    • 2 replies
    • 2.6k views
    • 
    • Guest
    • May 31, 2010

40. Correction Needed if Exempt from 409A?

    By Guest kodle, May 12, 2010
    • 2 replies
    • 1.5k views
    • 
    • Guest
    • May 25, 2010

41. Missing Participant

    By Miner88, March 31, 2010
    • 4 replies
    • 1.9k views
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    • rcline46
    • May 24, 2010

42. Short-Term Deferral Question in Regard to Term of Plan and Acceleration of Restricted Stock Grants

    By Guest Tauriffic, December 16, 2009
    • 2 replies
    • 1.6k views
    • 
    • Guest
    • May 22, 2010

43. change in control

    By Gudgergirl, May 14, 2010
    • 3 replies
    • 1.9k views
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    • Gudgergirl
    • May 17, 2010

44. 409A "Correction" Now that we are outside of Correction Notice Transition Period

    By Guest newtobenefits, May 12, 2010
    • 1 reply
    • 1.3k views
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    • XTitan
    • May 13, 2010

45. Can You Change Payment Terms of Otherwise Exempt Severance Benefits?

    By 401 Chaos, January 12, 2010
    • 2 replies
    • 3.3k views
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    • 401 Chaos
    • April 29, 2010

46. Replacing 409A plans/substitution

    By Guest thefades, April 2, 2010
    • 1 reply
    • 3.8k views
    • 
    • 401 Chaos
    • April 29, 2010

47. Subsequent Deferral and "Later of" Language

    By Christine Roberts, April 24, 2010
    • 3 replies
    • 2.8k views
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    • XTitan
    • April 27, 2010

48. Delaying Payment Until End of LTD Eligibility

    By 401 Chaos, April 22, 2010
    • 0 replies
    • 1.1k views
    • 
    • 401 Chaos
    • April 22, 2010

49. Timing of Plan Aggregation

    By Guest newtobenefits, April 20, 2010
    • 1 reply
    • 1.1k views
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    • XTitan
    • April 20, 2010

50. How are nonqual cash balance plans treated for plan aggregation purpose?

    By Guest newtobenefits, April 19, 2010
    • 1 reply
    • 1.2k views
    • 
    • XTitan
    • April 20, 2010