401(k) Plans

19,321 topics in this forum

1. Amending out of 100% QPSA

   By Craig Garner, November 20, 2014
   • 2 replies
   • 1.9k views
   • 
   • Kevin C
   • November 21, 2014

2. Corporate Trustees

   By Guest JEP, October 23, 2001
   • 3 replies
   • 1.9k views
   • 
   • QDROphile
   • October 24, 2001

3. Payroll did not withhold the correct %

   By KateSmithPA, June 20, 2001
   • 1 reply
   • 1.9k views
   • 
   • Moe Howard
   • June 20, 2001

4. 501(c)(3) adopt a 401(k) Plan?

   By Guest Bob Lees, September 25, 2000
   • 1 reply
   • 1.9k views
   • 
   • Guest
   • September 25, 2000

5. 2 plans in a controlled group

   By FJR, December 23, 2002
   • 4 replies
   • 1.9k views
   • 
   • RCK
   • December 26, 2002

6. Class exclusions permitted in Safe Harbor 401(k) Plan?

   By AndyH, January 26, 2000
   • 0 replies
   • 1.9k views
   • 
   • AndyH
   • January 26, 2000

7. Spinoff

   By Guest johnk4, May 15, 2001
   • 5 replies
   • 1.9k views
   • 
   • Guest
   • May 17, 2001

8. Elimination of Optional Form of Benefit

   By Guest SFH, February 17, 2010
   • 1 reply
   • 1.9k views
   • 
   • Logan401
   • February 25, 2010

9. 404(a)(5) Disclosure - Pooled & Individual Accounts

   By 401(k)athryn, June 29, 2018
   • 1 reply
   • 1.9k views
   • 
   • RatherBeGolfing
   • June 29, 2018

10. Eligibility exclusions

    By Guest yukon, August 16, 2005
    • 10 replies
    • 1.9k views
    • 
    • Locust
    • August 18, 2005

11. Fiduciary Committee Meetings

    By Guest Don123, August 29, 2005
    • 6 replies
    • 1.9k views
    • 
    • Guest
    • August 31, 2005

12. Hardship Withdrawal Request - What if there isn't enough to fund need

    By Guest EMozley, May 4, 2001
    • 2 replies
    • 1.9k views
    • 
    • Moe Howard
    • May 5, 2001

13. If a plan has age and service requirements more liberal than the statu

    By Hoard1, December 7, 1999
    • 5 replies
    • 1.9k views
    • 
    • Guest
    • December 15, 1999

14. Annual Recordkeeping Fees

    By Nassau, April 3, 2013   

    • Splitting
    • Cost
    • 5 replies
    • 1.9k views
    • 
    • Peter Gulia
    • April 3, 2013

15. Deferrals made on negative Sch C income

    By Guest fiddler, October 12, 2009
    • 6 replies
    • 1.9k views
    • 
    • Guest
    • October 12, 2009

16. True Up Matching Contributions

    By Guest Kimberly Flett, June 7, 2001
    • 1 reply
    • 1.9k views
    • 
    • rcline46
    • June 7, 2001

17. QACA Dilemma

    By Logan401, July 14, 2011
    • 4 replies
    • 1.9k views
    • 
    • Guest
    • July 15, 2011

18. Opinions, please - is this abusive? re: first year testing rule

    By Brenda Wren, June 12, 2004
    • 12 replies
    • 1.9k views
    • 
    • KJohnson
    • June 16, 2004

19. Merging money purchase plan into 401k mid year

    By 30Rock, June 23, 2015
    • 2 replies
    • 1.9k views
    • 
    • ESOP Guy
    • June 23, 2015

20. Issue Snapshot — Deductibility of employer contributions to a 401(k) plan made after the end of the tax year

    By Jakyasar, July 17, 2023
    • 12 replies
    • 1.9k views
    • 
    • Belgarath
    • July 21, 2023

21. Canadian Employee in 401(k) Profit Sharing Plan

    By LCARUSI, November 13, 1998
    • 2 replies
    • 1.9k views
    • 
    • Guest
    • November 21, 1998

22. TOP Heavy minimum with dual eligibility requirements

    By Guest esi-jht, February 1, 2006
    • 1 reply
    • 1.9k views
    • 
    • Bird
    • February 1, 2006

23. Allocating/testing on Partial Compensation

    By abanky, June 18, 2015
    • 12 replies
    • 1.9k views
    • 
    • Mike Preston
    • June 26, 2015

24. Exiting Safe Harbor 401(k)

    By mariemonroe, February 9, 2007
    • 2 replies
    • 1.9k views
    • 
    • Tom Poje
    • February 12, 2007

25. Exclude HCE from 3% safe harbor nonelective

    By alwaysaquestion, July 10, 2024
    • 8 replies
    • 1.9k views
    • 
    • Belgarath
    • July 15, 2024

26. Outstanding Plan Loans at Plan Termination

    By Guest Denise S. Prince, June 1, 2000
    • 1 reply
    • 1.9k views
    • 
    • KJohnson
    • June 1, 2000

27. Safe Harbor Notice

    By Guest Giovanni, April 23, 2004
    • 4 replies
    • 1.9k views
    • 
    • Tom Poje
    • April 26, 2004

28. Switching from basic to enhanced match

    By Santo Gold, May 1, 2007
    • 4 replies
    • 1.9k views
    • 
    • Kevin C
    • May 1, 2007

29. Forfeitures to reduce plan expenses?

    By Guest mattman, May 27, 2003
    • 6 replies
    • 1.9k views
    • 
    • R. Butler
    • May 28, 2003

30. Participant with $0 Compensation and 401(k) testing

    By Guest f1234, October 25, 2005
    • 6 replies
    • 1.9k views
    • 
    • Tom Poje
    • October 26, 2005

31. EGTRRA conformity

    By Guest laurad, April 25, 2002
    • 6 replies
    • 1.9k views
    • 
    • pjkoehler
    • May 9, 2002

32. Are 401k Plan Fees Deductible?

    By Guest BeaconBen, February 15, 2006
    • 1 reply
    • 1.9k views
    • 
    • stephen
    • February 15, 2006

33. Excise tax on excess contributions

    By nancy, March 29, 1999
    • 1 reply
    • 1.9k views
    • 
    • LCARUSI
    • April 2, 1999

34. Is a plan amendment to change a plan year automatically negated due to

    By Guest Compliance Rep, July 12, 2000
    • 3 replies
    • 1.9k views
    • 
    • pjkoehler
    • July 13, 2000

35. Using catch-up in ADP testing of terminated HCE?

    By Flyboyjohn, June 9, 2015
    • 15 replies
    • 1.9k views
    • 
    • Mike Preston
    • June 10, 2015

36. Top Heavy Minimums in Safe Harbor Match Plan with a DB

    By drakecohen, January 30, 2014   

    • defined
    • benefit
    • (and 5 more)

      Tagged with:

      • defined
      • benefit
      • top
      • heavy
      • safe
      • harbor
      • match
    • 2 replies
    • 1.9k views
    • 
    • K2retire
    • January 31, 2014

37. Top Heavy Aggregation Group

    By Guest tas1, June 13, 2007
    • 12 replies
    • 1.9k views
    • 
    • austin3515
    • June 18, 2007

38. Religious exemption from plan participation

    By Tom, November 28, 2022
    • 7 replies
    • 1.9k views
    • 
    • CuseFan
    • November 30, 2022

39. Trust as beneficiary

    By Guest andmik, May 21, 2002
    • 4 replies
    • 1.9k views
    • 
    • Guest
    • May 22, 2002

40. Missed Deferral Opportunity- no other members of employees group

    By PMZJohn, December 29, 2023
    • 4 replies
    • 1.9k views
    • 
    • cathyw
    • January 5, 2024

41. Discriminatory rate of match as it relates to 415 testing

    By Guest Kelly R, April 29, 1999
    • 2 replies
    • 1.9k views
    • 
    • MWeddell
    • May 6, 1999

42. EIN required for Sole Proprietor's 401(k) Plan?

    By Guest tgraham, June 30, 2004
    • 7 replies
    • 1.9k views
    • 
    • Earl
    • July 2, 2004

43. Bottom Up QNECS

    By Guest Jeff Kropp, May 15, 2000
    • 1 reply
    • 1.9k views
    • 
    • Richard Anderson
    • June 3, 2000

44. Contingent Benefit Rule

    By EBECatty, October 15, 2019
    • 8 replies
    • 1.9k views
    • 
    • Luke Bailey
    • November 4, 2019

45. Amending a PS plan to add a Safe Harbor 401(k) provision

    By katieinny, October 11, 2007
    • 3 replies
    • 1.9k views
    • 
    • Tom Poje
    • October 12, 2007

46. Alternative Defined Contribution Plan Rule

    By Guest anne1, January 30, 2007
    • 2 replies
    • 1.9k views
    • 
    • Guest
    • January 31, 2007

47. Employee deferrals not contributed to plan.

    By katieinny, June 30, 2003
    • 11 replies
    • 1.9k views
    • 
    • BFree
    • July 17, 2003

48. SH Plan -- Mid-Year Amendment to Compensation Definition

    By davef, February 11, 2010
    • 3 replies
    • 1.9k views
    • 
    • austin3515
    • February 12, 2010

49. Excess Contributions Refunds

    By Guest Peter Riggins, June 17, 2002
    • 2 replies
    • 1.9k views
    • 
    • pjkoehler
    • June 17, 2002

50. Wanted: Recordkeeper for Puerto Rico based 401(k) type plan!

    By Guest backer, March 14, 2001
    • 3 replies
    • 1.9k views
    • 
    • alanm
    • March 15, 2001