401(k) Plans

19,321 topics in this forum

1. prior year terminated participants

   By Chippy, July 16, 2010
   • 4 replies
   • 1.5k views
   • 
   • Tom Poje
   • July 16, 2010

2. Cross tested allocation

   By Guest Jane Freeman, September 3, 1999
   • 1 reply
   • 1.5k views
   • 
   • Guest
   • September 10, 1999

3. Safe harbor 401(k)

   By chris, September 14, 1999
   • 2 replies
   • 1.5k views
   • 
   • Guest
   • September 16, 1999

4. Questions re: 2000-3

   By KJohnson, January 8, 2000
   • 2 replies
   • 1.5k views
   • 
   • Guest
   • January 8, 2000

5. First Year Top-Heavy Question

   By effingeh, September 7, 2023   

   • top heavy
   • top-heavy
   • (and 4 more)

     Tagged with:

     • top heavy
     • top-heavy
     • top heavy test
     • top heavy issue
     • plan disqualification
     • first plan year
   • 5 replies
   • 1.5k views
   • 
   • msmith
   • September 8, 2023

6. Excess Deferral

   By mmustafa, March 2, 2018
   • 7 replies
   • 1.5k views
   • 
   • Tom Poje
   • March 7, 2018

7. Safe Harbor 401(k)

   By Guest rshawlaw, February 7, 1999
   • 3 replies
   • 1.5k views
   • 
   • MWeddell
   • February 9, 1999

8. Should a CODA plan be designed(or amended) to comply with the Safe Har

   By Guest Alex Calin, July 5, 1999
   • 5 replies
   • 1.5k views
   • 
   • Guest
   • April 15, 2001

9. Top Heavy Minimum covered by Matching Contributions

   By dmb, April 3, 2006
   • 3 replies
   • 1.5k views
   • 
   • Tom Poje
   • April 4, 2006

10. Excess Contributions - Roth with Loss

    By Lou S., February 5, 2009
    • 2 replies
    • 1.5k views
    • 
    • K2retire
    • February 5, 2009

11. suspensions vs stopping elective contribution

    By thepensionmaven, May 6, 2018
    • 10 replies
    • 1.5k views
    • 
    • thepensionmaven
    • May 9, 2018

12. Participation Requirements Under 410(a)(1)(A)

    By Guest KHanvey, February 9, 2011
    • 2 replies
    • 1.5k views
    • 
    • Guest
    • February 10, 2011

13. Another triple match question

    By jkharvey, September 13, 2007
    • 2 replies
    • 1.5k views
    • 
    • Tom Poje
    • September 13, 2007

14. Auto enrollment & Control Groups

    By Guest M. Martin, May 16, 2007
    • 1 reply
    • 1.5k views
    • 
    • J Simmons
    • May 16, 2007

15. MP to SH 401 midyear

    By K-t-F, January 13, 2005
    • 6 replies
    • 1.5k views
    • 
    • Archimage
    • January 17, 2005

16. Participant, age 76. Can he still make elective salary deferrals?

    By Guest Donna Henderson, December 14, 2000
    • 4 replies
    • 1.5k views
    • 
    • david rigby
    • December 14, 2000

17. Loans to Participant Spouses under 401(k) Plan

    By Guest aprilk1, January 17, 2003
    • 1 reply
    • 1.5k views
    • 
    • 2muchstress
    • January 17, 2003

18. Catch-Up Contributions

    By Guest mingblue, July 23, 2008
    • 4 replies
    • 1.5k views
    • 
    • Guest
    • July 23, 2008

19. Plan Loans - Participant Reaction to Elimination

    By Guest jkirschbaum, June 4, 1999
    • 0 replies
    • 1.5k views
    • 
    • Guest
    • June 4, 1999

20. Age weighted formula & TH

    By Guest algeis, June 9, 2011
    • 4 replies
    • 1.5k views
    • 
    • Tom Poje
    • June 10, 2011

21. Evergreen Deferral Election for Sched C / K-1

    By austin3515, December 21, 2012
    • 6 replies
    • 1.5k views
    • 
    • 12AX7
    • December 21, 2012

22. How to document in-plan conversion of after tax voluntary contribution

    By Old Reliable, November 21, 2023
    • 4 replies
    • 1.5k views
    • 
    • Hello
    • November 22, 2023

23. Top Heavy 401(k) and early participation coverage issue

    By Guest f1234, January 27, 2005
    • 1 reply
    • 1.5k views
    • 
    • Tom Poje
    • January 27, 2005

24. Amending a Safe Harbor Plan

    By Archimage, November 29, 2006
    • 4 replies
    • 1.5k views
    • 
    • Guest
    • March 7, 2007

25. Safe Harbor notices

    By pmacduff, November 7, 2006
    • 2 replies
    • 1.5k views
    • 
    • austin3515
    • November 8, 2006

26. Mandatory Auto Enrollment 1/1/2025 and beyond

    By austin3515, December 23, 2024
    • 3 replies
    • 1.5k views
    • 
    • Peter Gulia
    • December 24, 2024

27. Catch-Up Contributions In A Failed ADP Test

    By Guest ChopperPilot, March 12, 2004
    • 1 reply
    • 1.5k views
    • 
    • Guest
    • March 12, 2004

28. Funding PS contribution

    By bzorc, June 3, 2011
    • 6 replies
    • 1.5k views
    • 
    • Bird
    • June 9, 2011

29. 501(c)3 Plan

    By Guest lgm, April 18, 2006
    • 1 reply
    • 1.5k views
    • 
    • Guest
    • April 19, 2006

30. Employer stock as matching contribution

    By Guest Melissa Winslow, October 4, 1999
    • 1 reply
    • 1.5k views
    • 
    • Jon Chambers
    • October 7, 1999

31. SIMPLE IRA and 401(k)

    By Guest szaidman, September 5, 2001
    • 1 reply
    • 1.5k views
    • 
    • MJ Hartman
    • September 5, 2001

32. Rollover IRA to 401(k) Plan

    By Guest cxs, October 21, 2003
    • 1 reply
    • 1.5k views
    • 
    • Alf
    • October 21, 2003

33. Nonelective Safe Harbor and Discretionary PS Contributions

    By Christine Roberts, March 1, 2002
    • 2 replies
    • 1.5k views
    • 
    • Christine Roberts
    • March 1, 2002

34. Should I terminate my 401k.

    By Guest Joe P, August 6, 1999
    • 0 replies
    • 1.5k views
    • 
    • Guest
    • August 6, 1999

35. Safe Harbor Match & NEC to A group of NHCE, 3% SH NEC & A group of HCE Excluded, Cross -Test & TH exemption

    By AdKu, August 10, 2016   

    • Safe Harbor Match
    • NEC to A group of NHCE
    • (and 1 more)

      Tagged with:

      • Safe Harbor Match
      • NEC to A group of NHCE
      • Cross -Test & TH exemption
    • 3 replies
    • 1.5k views
    • 
    • John Feldt ERPA CPC QPA
    • August 11, 2016

36. Maximum Hardship Amounts

    By MBCarey, November 2, 2007
    • 3 replies
    • 1.5k views
    • 
    • masteff
    • November 5, 2007

37. Search For New 401(k) Provider

    By Guest DBS1, October 29, 2008
    • 5 replies
    • 1.5k views
    • 
    • Kevin C
    • October 29, 2008

38. Employer not depositing employee deferrals - does TPA report to the DOL?

    By PamR, June 29, 2022
    • 11 replies
    • 1.5k views
    • 
    • Luke Bailey
    • July 5, 2022

39. Commonly Controlled Businesses

    By Guest Tim Breedlove, August 3, 2000
    • 1 reply
    • 1.5k views
    • 
    • KJohnson
    • August 3, 2000

40. Definition of Compensation

    By Guest Tim Brown, September 22, 2000
    • 1 reply
    • 1.5k views
    • 
    • Guest
    • September 23, 2000

41. 414s

    By justatester, October 4, 2019
    • 4 replies
    • 1.5k views
    • 
    • Doc Ument
    • October 7, 2019

42. Investment in Closely Held ER stock

    By Guest KoreAmBear, December 10, 2005
    • 0 replies
    • 1.5k views
    • 
    • Guest
    • December 10, 2005

43. 8717

    By Guest Wolves1962, November 14, 2005
    • 3 replies
    • 1.5k views
    • 
    • Blinky the 3-eyed Fish
    • November 14, 2005

44. Missed Deferral - One Payroll

    By sdix401k, August 24, 2017
    • 3 replies
    • 1.5k views
    • 
    • sdix401k
    • August 24, 2017

45. The end of the Fiduciary Rule??

    By austin3515, May 2, 2018
    • 24 replies
    • 1.5k views
    • 
    • austin3515
    • May 10, 2018

46. Excess Safe Harbor Match

    By Guest W Waldan Lloyd, December 29, 2009
    • 2 replies
    • 1.5k views
    • 
    • Kevin C
    • December 29, 2009

47. ADP or 415 Correction

    By Guest saotampa, August 10, 2007
    • 1 reply
    • 1.5k views
    • 
    • Guest
    • August 10, 2007

48. Termination and rehire into controlled group

    By Guest k9522, November 13, 2002
    • 0 replies
    • 1.5k views
    • 
    • Guest
    • November 13, 2002

49. Controlled Groups for Limited Partnerships.

    By Guest Thornton, June 26, 2002
    • 2 replies
    • 1.5k views
    • 
    • Guest
    • June 27, 2002

50. Can Rev. Rul. 2000-27 be applied retroactively, for example to a sale

    By Scott, October 31, 2000
    • 0 replies
    • 1.5k views
    • 
    • Scott
    • October 31, 2000