401(k) Plans

19,275 topics in this forum

1. Locating missing participants

   By JKW, July 8, 2014
   • 4 replies
   • 1.3k views
   • 
   • JKW
   • July 9, 2014

2. Is this a prohibited transaction?

   By FundeK, March 10, 2004
   • 1 reply
   • 1.3k views
   • 
   • Guest
   • March 10, 2004

3. safe harbor timing question

   By K2retire, November 6, 2008
   • 2 replies
   • 1.3k views
   • 
   • K2retire
   • November 6, 2008

4. HCEs in the First Year of a Plan

   By Guest MAWalsh, February 13, 2003
   • 1 reply
   • 1.3k views
   • 
   • Mike Preston
   • February 13, 2003

5. Timing of catch-up amendment

   By Guest Catch-upper in the Rye, July 1, 2002
   • 1 reply
   • 1.3k views
   • 
   • MWeddell
   • July 2, 2002

6. 30 day wait for managers

   By Jim Chad, June 3, 2014
   • 3 replies
   • 1.3k views
   • 
   • 12AX7
   • June 3, 2014

7. New owner continue plan of bankrupt co.?

   By John A, July 25, 2001
   • 0 replies
   • 1.3k views
   • 
   • John A
   • July 25, 2001

8. Participant being paid was not sent the enrollment package because he

   By John A, December 4, 2000
   • 0 replies
   • 1.3k views
   • 
   • John A
   • December 4, 2000

9. Automatic enrollment

   By katieinny, April 26, 2006
   • 3 replies
   • 1.3k views
   • 
   • E as in ERISA
   • April 26, 2006

10. Participant Security

    By austin3515, March 18, 2013
    • 15 replies
    • 1.3k views
    • 
    • austin3515
    • March 18, 2013

11. Want to make ineligible a department tha is now eligilbe

    By Jim Chad, April 29, 2011
    • 13 replies
    • 1.3k views
    • 
    • 12AX7
    • May 4, 2011

12. safe harbor match cessation

    By pmacduff, May 27, 2011
    • 3 replies
    • 1.3k views
    • 
    • QNPG
    • May 27, 2011

13. Plan Loan for Personal Residence--Loan Proceeds Stolen

    By Guest NPWA, November 4, 2003
    • 3 replies
    • 1.3k views
    • 
    • Brian Gallagher
    • November 5, 2003

14. Terminated, what about my 401k?

    By Guest strawvan1, December 31, 2002
    • 1 reply
    • 1.3k views
    • 
    • Tom Poje
    • December 31, 2002

15. One-Time Opt Out by HCE Applies to Match/PS Contribution Only??

    By Christine Roberts, March 14, 2002
    • 0 replies
    • 1.3k views
    • 
    • Christine Roberts
    • March 14, 2002

16. Amending Safe Harbor

    By MGOAdmin, January 12, 2015   

    • 401k
    • safe harbor
    • (and 1 more)

      Tagged with:

      • 401k
      • safe harbor
      • amending
    • 1 reply
    • 1.3k views
    • 
    • Belgarath
    • January 12, 2015

17. Hardship Maximum Withdraw

    By Guest JDK, February 14, 2007
    • 1 reply
    • 1.3k views
    • 
    • JanetM
    • February 14, 2007

18. Top Heavy Test - Excluded HCE

    By Vlad401k, December 4, 2023
    • 7 replies
    • 1.3k views
    • 
    • Bill Presson
    • December 6, 2023

19. Late employee contributions if employer timely remited to TPA but TPS

    By Guest moey, October 4, 2002
    • 0 replies
    • 1.3k views
    • 
    • Guest
    • October 4, 2002

20. Matching Formula Based on Total (not 401(a)(17)) Comp

    By lkpittman, July 17, 2002
    • 2 replies
    • 1.3k views
    • 
    • jaemmons
    • July 18, 2002

21. What are safe-harbor notice requirements for brand new plan (but not n

    By John A, March 31, 2000
    • 0 replies
    • 1.3k views
    • 
    • John A
    • March 31, 2000

22. What forms or initial actions need to be taken by plan sponsor with th

    By Guest Mark Manning, October 27, 2000
    • 1 reply
    • 1.3k views
    • 
    • Guest
    • October 27, 2000

23. IRS Guidance on Safe-Harbor 401(k)'s

    By chris, January 7, 2000
    • 2 replies
    • 1.3k views
    • 
    • chris
    • January 8, 2000

24. Top-heavy contribution requirement in new 401(k) plan in year when top

    By John A, December 13, 2000
    • 0 replies
    • 1.3k views
    • 
    • John A
    • December 13, 2000

25. Related Rollovers

    By TC1, May 13, 2022
    • 12 replies
    • 1.3k views
    • 
    • Bird
    • May 17, 2022

26. employee and employer contribution

    By thepensionmaven, May 28
    • 6 replies
    • 1.3k views
    • 
    • Paul I
    • June 1

27. Taxes on interest

    By Guest mcdanieldon, March 15, 2004
    • 4 replies
    • 1.3k views
    • 
    • Lame Duck
    • March 16, 2004

28. cross testing

    By PensionNewbee, April 22, 2004
    • 5 replies
    • 1.3k views
    • 
    • Tom Poje
    • April 23, 2004

29. Compensation and the minimum gateway test

    By Tom, January 20, 2024
    • 2 replies
    • 1.3k views
    • 
    • C. B. Zeller
    • January 22, 2024

30. Amending 401(k) to SIMPLE 401(k)

    By R. Butler, October 1, 2007
    • 3 replies
    • 1.3k views
    • 
    • MSN
    • October 2, 2007

31. Top Heavy

    By Guest cconnell, January 16, 2006
    • 1 reply
    • 1.3k views
    • 
    • david rigby
    • January 16, 2006

32. Safe Harbor 401(k) Question

    By Archimage, June 21, 2004
    • 2 replies
    • 1.3k views
    • 
    • Alf
    • June 22, 2004

33. QNECs

    By Gary, June 1, 2012
    • 3 replies
    • 1.3k views
    • 
    • Tom Poje
    • June 1, 2012

34. 6621(A) Underpayment

    By austin3515, December 4, 2002
    • 1 reply
    • 1.3k views
    • 
    • BFree
    • December 4, 2002

35. ADP Refunds w/o Trust Accounting

    By Guest Golden401k, March 5, 2009
    • 2 replies
    • 1.3k views
    • 
    • Bird
    • March 6, 2009

36. Discretionary match intended for 2008, no extension filed

    By John Feldt ERPA CPC QPA, April 21, 2009
    • 4 replies
    • 1.3k views
    • 
    • John Feldt ERPA CPC QPA
    • April 21, 2009

37. Lost Earnings on Missed Deferrals and SHMAT

    By FT Retire, April 25, 2023
    • 7 replies
    • 1.3k views
    • 
    • BG5150
    • May 17, 2023

38. ADP Testing compensation

    By Guest jae3207, November 10, 2005
    • 2 replies
    • 1.3k views
    • 
    • Guest
    • November 10, 2005

39. Non-discrimination Testing

    By AJ North, January 25, 2012
    • 3 replies
    • 1.3k views
    • 
    • AJ North
    • January 26, 2012

40. Ceasing an EACA mid year

    By 30Rock, April 20, 2011
    • 0 replies
    • 1.3k views
    • 
    • 30Rock
    • April 20, 2011

41. Primary Residence Loans

    By rlb64, January 3, 2005
    • 2 replies
    • 1.3k views
    • 
    • rlb64
    • January 3, 2005

42. 70 1/2 Min. Distribution - Based on accrual contribution

    By Guest UKH, September 18, 2000
    • 0 replies
    • 1.3k views
    • 
    • Guest
    • September 18, 2000

43. Controlled group compensation

    By Guest jim williams, April 28, 2004
    • 9 replies
    • 1.3k views
    • 
    • WDIK
    • April 29, 2004

44. new Safe Harbor Plan

    By Guest p051, September 12, 2006
    • 2 replies
    • 1.3k views
    • 
    • SteveH
    • September 12, 2006

45. Record Retention

    By Guest Mike Schwing, October 30, 2003
    • 1 reply
    • 1.3k views
    • 
    • Guest
    • October 31, 2003

46. Mandatory Auto Enrollment 1/1/2025 and beyond

    By austin3515, December 23, 2024
    • 3 replies
    • 1.3k views
    • 
    • Peter Gulia
    • December 24, 2024

47. discretionary match after QACA SH contribution

    By bmore1147, April 6, 2018   

    • 401k
    • safe harbor
    • (and 3 more)

      Tagged with:

      • 401k
      • safe harbor
      • qaca
      • match
      • testing
    • 2 replies
    • 1.3k views
    • 
    • John Feldt ERPA CPC QPA
    • April 11, 2018

48. incentives to defer?

    By Guest MES, July 22, 2004
    • 9 replies
    • 1.3k views
    • 
    • Guest
    • July 23, 2004

49. Document Failure - VCP question

    By Guest PensionAdministrator, August 25, 2005
    • 1 reply
    • 1.3k views
    • 
    • WDIK
    • August 25, 2005

50. Top Heavy percentage

    By Dazednconfused, November 23, 2010
    • 3 replies
    • 1.3k views
    • 
    • Dazednconfused
    • November 23, 2010