401(k) Plans

19,275 topics in this forum

1. Terminated Employees Vesting Schedule

   By Guest bouncingsoul, June 2, 2009
   • 4 replies
   • 1.3k views
   • 
   • Belgarath
   • June 3, 2009

2. Client with more than 1 union plan ADP testing

   By Guest anne1, March 3, 2006
   • 0 replies
   • 1.3k views
   • 
   • Guest
   • March 3, 2006

3. Fiduciary duty in regards to beneficiary designations

   By oriecat, November 19, 2009
   • 7 replies
   • 1.3k views
   • 
   • oriecat
   • November 20, 2009

4. Refund due to participant election error?

   By EPCRSGuru, February 27, 2023
   • 7 replies
   • 1.3k views
   • 
   • Roycal
   • March 1, 2023

5. Stimulus Bill Write-Up?

   By austin3515, February 26, 2009
   • 3 replies
   • 1.3k views
   • 
   • masteff
   • October 13, 2009

6. "Iffy" correction method used

   By Guest yukon, January 15, 2004
   • 3 replies
   • 1.3k views
   • 
   • jquazza
   • January 16, 2004

7. Correction for Failure to Effect Participant Election

   By Guest BWNWE, July 11, 2012
   • 2 replies
   • 1.3k views
   • 
   • Guest
   • July 12, 2012

8. Control Group w/ multiple investment providers

   By Guest padmin, December 16, 2004
   • 3 replies
   • 1.3k views
   • 
   • Blinky the 3-eyed Fish
   • December 17, 2004

9. Ownership change in dental office 401-k Plan

   By KevinMc, June 11, 2013
   • 2 replies
   • 1.3k views
   • 
   • ESOP Guy
   • June 11, 2013

10. Automatic Enrollment and Nondiscrimination

    By Guest Offender, September 8, 2011
    • 1 reply
    • 1.3k views
    • 
    • ETA Consulting LLC
    • September 9, 2011

11. 401(k) Deposit Timing

    By Medusa, August 15, 2007
    • 3 replies
    • 1.3k views
    • 
    • Bird
    • August 17, 2007

12. ADP Failure but funds rolled over

    By Blinky the 3-eyed Fish, March 28, 2017
    • 6 replies
    • 1.3k views
    • 
    • Blinky the 3-eyed Fish
    • March 29, 2017

13. Safe Harbor Match - Who's Doing It?

    By Guest Hope Jones, December 1, 1998
    • 0 replies
    • 1.3k views
    • 
    • Guest
    • December 1, 1998

14. Safe Harbor short plan year after SARSEP

    By Guest Wierenga, December 22, 2004
    • 0 replies
    • 1.3k views
    • 
    • Guest
    • December 22, 2004

15. RMD for beneficiaries?

    By Guest Michael Anderson, October 10, 2005
    • 1 reply
    • 1.3k views
    • 
    • jevd
    • October 10, 2005

16. deferral deduction from which business, partnership or corporation?

    By AJC, June 3, 2020
    • 6 replies
    • 1.3k views
    • 
    • AJC
    • June 5, 2020

17. Annual QDIA Notice and 404c Compliance

    By khn, November 3, 2014
    • 1 reply
    • 1.3k views
    • 
    • John Feldt ERPA CPC QPA
    • November 4, 2014

18. Catch-up Contributions

    By Gilmore, April 21, 2004
    • 5 replies
    • 1.3k views
    • 
    • Gilmore
    • April 22, 2004

19. Incorrect Plan Document

    By Guest Willie, May 21, 2003
    • 2 replies
    • 1.3k views
    • 
    • chris
    • May 22, 2003

20. Are employers ready to provide an incentive for 401(k) deferrals?

    By Peter Gulia, February 11, 2023
    • 4 replies
    • 1.3k views
    • 
    • G8Rs
    • February 15, 2023

21. What kind of testing/reporting is required for a controlled group?

    By Guest Sara H, November 2, 1999
    • 1 reply
    • 1.3k views
    • 
    • stephen
    • November 3, 1999

22. spin off

    By k man, September 10, 2002
    • 3 replies
    • 1.3k views
    • 
    • k man
    • September 11, 2002

23. Safe-harbor 401(k)

    By Guest Ted Kowalchuk, CFP, CFS,, June 19, 2002
    • 1 reply
    • 1.3k views
    • 
    • mbozek
    • June 19, 2002

24. 402(g) Limit

    By Fisher, November 30, 2010
    • 3 replies
    • 1.3k views
    • 
    • Bird
    • November 30, 2010

25. Late Deferral + Loan Pmt Deposit - How to Correct?

    By cheersmate, June 21, 2017   

    • late deferrals
    • correction of late deposit
    • (and 2 more)

      Tagged with:

      • late deferrals
      • correction of late deposit
      • late deferral procedures
      • late 401k deposit
    • 3 replies
    • 1.3k views
    • 
    • Mike Preston
    • June 29, 2017

26. Coverage

    By austin3515, December 17, 2002
    • 4 replies
    • 1.3k views
    • 
    • austin3515
    • December 17, 2002

27. Payout do to death

    By FJR, May 7, 2003
    • 6 replies
    • 1.3k views
    • 
    • Guest
    • May 8, 2003

28. Automatic Enrollment

    By Guest Thornton, December 2, 2007
    • 4 replies
    • 1.3k views
    • 
    • david rigby
    • December 3, 2007

29. Death of 401ks...Again and Again.

    By goldtpa, May 9, 2017
    • 8 replies
    • 1.3k views
    • 
    • Belgarath
    • May 12, 2017

30. Frozen Annuity Valuations

    By Guest AKeith, March 13, 2000
    • 0 replies
    • 1.3k views
    • 
    • Guest
    • March 13, 2000

31. Top Heavy Min and Match

    By Earl, September 8, 2005
    • 5 replies
    • 1.3k views
    • 
    • R. Butler
    • September 12, 2005

32. Sponsor Company Owned by Family Trusts - Top Heavy?

    By LangLangTPA, July 22, 2015   

    • Top Heavy
    • 2 replies
    • 1.3k views
    • 
    • Mike Preston
    • July 24, 2015

33. Approved Surety Providers

    By Guest Emiliano, April 17, 2001
    • 0 replies
    • 1.3k views
    • 
    • Guest
    • April 17, 2001

34. Single Participant Plan

    By Guest Runner, June 28, 2002
    • 1 reply
    • 1.3k views
    • 
    • Lynn Campbell
    • July 1, 2002

35. Aggregating plans for testing?

    By Guest KRS401k, March 26, 2008
    • 4 replies
    • 1.3k views
    • 
    • Blinky the 3-eyed Fish
    • April 14, 2008

36. Loan fees and usury limits

    By Guest lfriede, March 29, 2004
    • 1 reply
    • 1.3k views
    • 
    • k man
    • March 29, 2004

37. Is my salary included for deduction limit?

    By Jakyasar, August 2, 2022
    • 12 replies
    • 1.3k views
    • 
    • Jakyasar
    • August 4, 2022

38. Separate Elgibility for Part-Timers

    By Guest cxs, March 6, 2006
    • 1 reply
    • 1.3k views
    • 
    • MWeddell
    • March 7, 2006

39. Pureto Rico Death Distributions

    By Guest BPC, July 9, 2003
    • 4 replies
    • 1.3k views
    • 
    • Guest
    • July 10, 2003

40. 2004 Section 401(a)17 Limit Compensation Limit is..?

    By Guest tgraham, August 24, 2004
    • 2 replies
    • 1.3k views
    • 
    • Tom Poje
    • August 25, 2004

41. Safe harbor notice period when changing plan year.

    By Guest jvanheyde, December 2, 2002
    • 2 replies
    • 1.3k views
    • 
    • John A
    • December 3, 2002

42. Non Discrimination Testing for Amendment Permitting Early Entry Into 401(k) Plan

    By PensionPro, February 25, 2022
    • 7 replies
    • 1.3k views
    • 
    • Mike Preston
    • March 8, 2022

43. Obligation to vet rollover recipient

    By austin3515, August 11, 2015
    • 8 replies
    • 1.3k views
    • 
    • Peter Gulia
    • August 12, 2015

44. ACP Prior Year Test Failure

    By pam@bbm, May 9, 2016
    • 4 replies
    • 1.3k views
    • 
    • BG5150
    • May 10, 2016

45. Tuition Reimbursement

    By Becky Schwing, December 2, 2020
    • 1 reply
    • 1.3k views
    • 
    • CuseFan
    • December 2, 2020

46. 401k

    By Guest lskin, April 24, 2006
    • 3 replies
    • 1.3k views
    • 
    • ERISAnut
    • April 26, 2006

47. Is it OK not to take out 401(k) contributions if paycheck is small?

    By richyboycaldo, July 27, 2021
    • 4 replies
    • 1.3k views
    • 
    • 401king
    • July 28, 2021

48. Hardship Withdrawals

    By Nassau, November 1, 2011
    • 1 reply
    • 1.3k views
    • 
    • QDROphile
    • November 1, 2011

49. Agent’s fraudulent adoption of 401(k) plan

    By JungRet, April 4
    • 5 replies
    • 1.3k views
    • 
    • Gina Alsdorf
    • April 8

50. Loan Interest Rates

    By austin3515, December 23, 2015
    • 10 replies
    • 1.3k views
    • 
    • austin3515
    • December 24, 2015