401(k) Plans

19,321 topics in this forum

1. Plan Audit on a 401(k) Plan that drops below 80 participants

   By Guest KellyMusico, January 9, 2004
   • 2 replies
   • 1.3k views
   • 
   • WDIK
   • January 9, 2004

2. Statistics on Negative Enrollments

   By LCARUSI, February 25, 2000
   • 2 replies
   • 1.3k views
   • 
   • Jon Chambers
   • February 29, 2000

3. Amending Plan for Early Eligibility

   By Guest ewmc, March 1, 2000
   • 0 replies
   • 1.3k views
   • 
   • Guest
   • March 1, 2000

4. Deduction Limit in Multiple Employer Plan with new Adopter

   By RPP2001, March 13, 2013
   • 3 replies
   • 1.3k views
   • 
   • Flyboyjohn
   • March 14, 2013

5. Plan Termination and later discover remain assets - what options?

   By Guest W. Blake, June 15, 2005
   • 2 replies
   • 1.3k views
   • 
   • Ron Snyder
   • June 17, 2005

6. HCE transferred from Non-safe harbor to safe harbor plan could violate safe harbor requirements

   By Guest hyper, September 20, 2004
   • 4 replies
   • 1.3k views
   • 
   • Guest
   • September 21, 2004

7. Conditioning Matching Contributions on Signing a Company Agreement

   By Guest rocnrols2, June 1, 2004
   • 4 replies
   • 1.3k views
   • 
   • Guest
   • June 2, 2004

8. Top Heaviness for small startups

   By richard, March 27, 2000
   • 0 replies
   • 1.3k views
   • 
   • richard
   • March 27, 2000

9. fiscal year and catchup

   By hileman, November 14, 2019
   • 5 replies
   • 1.3k views
   • 
   • Lou S.
   • November 15, 2019

10. Which states prohibit use of SSNs on mailings to participants?

    By stevena, September 19, 2003
    • 1 reply
    • 1.3k views
    • 
    • Kirk Maldonado
    • September 19, 2003

11. Retroactive amendment for discretionary match to include true up

    By karl, February 2, 2023
    • 3 replies
    • 1.3k views
    • 
    • karl
    • February 6, 2023

12. the latest CPI (Consumer Price Index) and implications for next year.

    By Guest Tom Poje, May 16, 2001
    • 0 replies
    • 1.3k views
    • 
    • Guest
    • May 16, 2001

13. Furloughs and layoffs

    By austin3515, March 19, 2020
    • 3 replies
    • 1.3k views
    • 
    • BTG
    • March 24, 2020

14. TSM vs Relius

    By Guest Midas, July 8, 2005
    • 1 reply
    • 1.3k views
    • 
    • Guest
    • July 11, 2005

15. ACP Testing for match exceeding Safe Harbor Match

    By buckaroo, May 16, 2012
    • 1 reply
    • 1.3k views
    • 
    • Tom Poje
    • May 16, 2012

16. QDRO not entered before Alternate Payee's death...what do you do?

    By Guest MikeD, August 24, 2004
    • 1 reply
    • 1.3k views
    • 
    • Alf
    • August 24, 2004

17. New Mexico Tax Extension

    By Dawn Hafner, August 1, 2001
    • 0 replies
    • 1.3k views
    • 
    • Dawn Hafner
    • August 1, 2001

18. Matching 0% of first 5, then dollar for dollar

    By austin3515, March 27, 2015
    • 6 replies
    • 1.3k views
    • 
    • Kevin C
    • March 27, 2015

19. Union employees in NS PT?

    By Guest new2nqdc, October 27, 2005
    • 1 reply
    • 1.3k views
    • 
    • g8r
    • October 28, 2005

20. Comp paid after EE termination

    By Guest D Ledden, October 9, 2002
    • 3 replies
    • 1.3k views
    • 
    • actuarysmith
    • October 10, 2002

21. Can a V.P./plan participant receive commissions off his own plan?

    By Guest crgravitt, October 29, 2003
    • 3 replies
    • 1.3k views
    • 
    • MWeddell
    • October 30, 2003

22. 5500 for 1999

    By Guest Frank Jackson, September 10, 1999
    • 1 reply
    • 1.3k views
    • 
    • BeckyMiller
    • September 16, 1999

23. Employer with multiple stores sold one store, employees 100% vested?

    By Guest Kriso, December 30, 2003
    • 3 replies
    • 1.3k views
    • 
    • RCK
    • January 5, 2004

24. Safe Harbor Notice

    By Guest igglesfan, December 18, 2007
    • 2 replies
    • 1.3k views
    • 
    • Tom Poje
    • December 19, 2007

25. PEPs - the new frontier or just a bunch of noise?

    By JustMe, July 28, 2020
    • 7 replies
    • 1.3k views
    • 
    • RatherBeGolfing
    • July 30, 2020

26. Error in Administrating Loan Rate

    By KCoursey, August 11, 2015
    • 6 replies
    • 1.3k views
    • 
    • Briandfox
    • August 12, 2015

27. Rev. Proc. 2000-6

    By Guest Robin Hopkins, January 24, 2000
    • 2 replies
    • 1.3k views
    • 
    • davef
    • January 24, 2000

28. ACP Prior Year Test Failure

    By pam@bbm, May 9, 2016
    • 4 replies
    • 1.3k views
    • 
    • BG5150
    • May 10, 2016

29. Elective deferral limit

    By Santo Gold, May 23, 2007
    • 2 replies
    • 1.3k views
    • 
    • Santo Gold
    • May 23, 2007

30. Lost Earnings in Segregated Broker Accounts

    By Guest 401KAmerica, August 31, 2006
    • 1 reply
    • 1.3k views
    • 
    • JanetM
    • August 31, 2006

31. Trying to Determine who is HCE for Terminating Plan

    By Mr Bagwell, May 13, 2021   

    • terminating
    • short plan year
    • 4 replies
    • 1.3k views
    • 
    • Mr Bagwell
    • May 14, 2021

32. Client with more than 1 union plan ADP testing

    By Guest anne1, March 3, 2006
    • 0 replies
    • 1.3k views
    • 
    • Guest
    • March 3, 2006

33. Owner Only 401(k)

    By PMC, August 2, 2007
    • 3 replies
    • 1.3k views
    • 
    • austin3515
    • August 2, 2007

34. Mid year change to Safe Harbor matching plan - with a twist

    By Belgarath, August 27, 2020
    • 1 reply
    • 1.3k views
    • 
    • Luke Bailey
    • August 27, 2020

35. Transfer of assets between qualified and nq plan

    By Guest SamFischer, July 29, 2003
    • 3 replies
    • 1.3k views
    • 
    • Guest
    • July 30, 2003

36. Who's Responsible for Deferral Change Request Failure? Participant or the Plan Sponsor?

    By Jeff_pg, January 1, 2021
    • 12 replies
    • 1.3k views
    • 
    • chc93
    • January 4, 2021

37. Repayment of loan to a 401(k)

    By Guest Elayne Showell, June 5, 2002
    • 1 reply
    • 1.3k views
    • 
    • Guest
    • June 5, 2002

38. 81-100 collective funds

    By fidu, August 8, 2002
    • 0 replies
    • 1.3k views
    • 
    • fidu
    • August 8, 2002

39. Match Calculation

    By Rai401k, February 14, 2013
    • 7 replies
    • 1.3k views
    • 
    • BG5150
    • February 15, 2013

40. Qualified vs. Non-Qualfied Comparison

    By Guest ChrisF, July 23, 2004
    • 1 reply
    • 1.3k views
    • 
    • WDIK
    • July 26, 2004

41. Control Group and ownership

    By cpc0506, January 19, 2011
    • 4 replies
    • 1.3k views
    • 
    • Guest
    • January 19, 2011

42. Amended Prototype: When to file for determination letter?

    By Scott, January 17, 2007
    • 0 replies
    • 1.3k views
    • 
    • Scott
    • January 17, 2007

43. In-plan Roth conversions

    By Guest Sieve, November 29, 2010
    • 4 replies
    • 1.3k views
    • 
    • Guest
    • December 1, 2010

44. Last Day Rule question

    By Guest KD40, February 20, 2003
    • 2 replies
    • 1.3k views
    • 
    • austin3515
    • February 20, 2003

45. IRA & 401K Contributions

    By Guest rachd, February 18, 2004
    • 5 replies
    • 1.3k views
    • 
    • WDIK
    • February 18, 2004

46. USERRA Amendment

    By Guest ooota, February 5, 2003
    • 1 reply
    • 1.3k views
    • 
    • KJohnson
    • February 5, 2003

47. 8955-SSA email saying bad filing

    By Jim Chad, June 3, 2016
    • 5 replies
    • 1.3k views
    • 
    • CindyC
    • June 3, 2016

48. 3% Safe Harbor and 401k

    By mjf06241972, January 31, 2019
    • 6 replies
    • 1.3k views
    • 
    • Belgarath
    • February 11, 2019

49. Exclusion of Eligible Participant from PS contribution in Prior Yr

    By tjw572, February 22, 2020   

    • profit sharing
    • partnership
    • 3 replies
    • 1.3k views
    • 
    • Luke Bailey
    • March 13, 2020

50. Involuntary Employer Suspension of Employee Deferrals

    By LMOC, July 9, 2014
    • 7 replies
    • 1.3k views
    • 
    • Kevin C
    • July 9, 2014