401(k) Plans

19,321 topics in this forum

1. Top heavy and former key ee's

   By Guest lindamichals, February 2, 2006
   • 2 replies
   • 2.7k views
   • 
   • Tom Poje
   • February 2, 2006

2. Controlled Group

   By Guest Mike Schwing, April 30, 2008
   • 2 replies
   • 1.2k views
   • 
   • Guest
   • April 30, 2008

3. Life insurance in Profit Sharing Plan

   By KevinMc, August 8, 2012
   • 2 replies
   • 1.4k views
   • 
   • KevinMc
   • August 9, 2012

4. Roth 401K

   By pgold, December 13, 2012
   • 2 replies
   • 929 views
   • 
   • GMK
   • December 13, 2012

5. Plan Termination In Anticipation of Merger

   By Guest djsimonetti, January 5, 1999
   • 2 replies
   • 1.9k views
   • 
   • Guest
   • January 5, 1999

6. Trust ID - SS-4

   By Lou81, December 14, 2022
   • 2 replies
   • 753 views
   • 
   • Lois Baker
   • December 14, 2022

7. Internal Advisor Fees Paid From Plan

   By 401kAllTheWay, September 12, 2024
   • 2 replies
   • 989 views
   • 
   • Roycal
   • September 13, 2024

8. HCE violates 415 -

   By Guest CGBS, January 12, 2001
   • 2 replies
   • 1.6k views
   • 
   • QDROphile
   • January 13, 2001

9. Lay-Off or Termination?

   By KateSmithPA, February 22, 2002
   • 2 replies
   • 3.5k views
   • 
   • david rigby
   • February 22, 2002

10. Control Groups

    By Guest tcunagin, May 6, 2002
    • 2 replies
    • 1.9k views
    • 
    • R. Butler
    • May 7, 2002

11. Employer Match on Catch Up Contribution

    By MarZDoates, May 2, 2003
    • 2 replies
    • 1.8k views
    • 
    • MWeddell
    • May 2, 2003

12. Refund of Excess Contributions

    By Guest Sara H, March 16, 2004
    • 2 replies
    • 1.2k views
    • 
    • Brian Gallagher
    • March 16, 2004

13. amendment vs. restatement

    By Lori H, March 31, 2004
    • 2 replies
    • 4k views
    • 
    • KJohnson
    • March 31, 2004

14. Catch-UP. HCE dies before attaining age 50.

    By fiona1, February 8, 2005
    • 2 replies
    • 1.2k views
    • 
    • david rigby
    • February 8, 2005

15. Exclude HCEs from SH

    By abanky, July 24, 2008
    • 2 replies
    • 1.1k views
    • 
    • buckaroo
    • July 24, 2008

16. Another rehire question

    By ombskid, May 9, 2010
    • 2 replies
    • 1k views
    • 
    • PLAN MAN
    • May 10, 2010

17. Start Up - C Corp.

    By Guest RJM26, May 21, 2013
    • 2 replies
    • 903 views
    • 
    • Guest
    • May 22, 2013

18. Help on ineligible deferrals

    By Tostevino, April 15, 2017
    • 2 replies
    • 1.2k views
    • 
    • Tom Poje
    • April 17, 2017

19. non-union EE now a union EE

    By wifrbr, February 23, 2018
    • 2 replies
    • 1.4k views
    • 
    • david rigby
    • February 24, 2018

20. Plan Termination and one year rule

    By 30Rock, July 5, 2024
    • 2 replies
    • 759 views
    • 
    • 30Rock
    • July 5, 2024

21. QACA default rate escalate to 6% or 10%

    By gregburst, November 4, 2024
    • 2 replies
    • 617 views
    • 
    • RatherBeGolfing
    • November 4, 2024

22. Commissions paid after termination of employment

    By card, February 20, 2001
    • 2 replies
    • 3k views
    • 
    • card
    • February 21, 2001

23. Last day rule

    By Guest jim williams, January 2, 2003
    • 2 replies
    • 1.8k views
    • 
    • maverick
    • January 3, 2003

24. Catch up Match

    By Guest Aspencer, September 30, 2004
    • 2 replies
    • 1.4k views
    • 
    • Guest
    • September 30, 2004

25. Correction of Ineligible Deferrals

    By Archimage, October 13, 2005
    • 2 replies
    • 1.5k views
    • 
    • Archimage
    • October 14, 2005

26. Top Heavy Defined COntribution Plan

    By Gary, March 5, 2008
    • 2 replies
    • 1.4k views
    • 
    • Gary
    • March 6, 2008

27. Plan Amendment Question

    By Madison71, February 11, 2010
    • 2 replies
    • 1.1k views
    • 
    • Madison71
    • February 11, 2010

28. Two plans, now union breaks up

    By John Feldt ERPA CPC QPA, August 26, 2010
    • 2 replies
    • 987 views
    • 
    • John Feldt ERPA CPC QPA
    • August 27, 2010

29. 401k or PS - any PR Tax Difference?

    By austin3515, April 15, 2011
    • 2 replies
    • 1.1k views
    • 
    • Lou S.
    • April 15, 2011

30. Completion of Enrollment form

    By CLE401kGuy, June 21, 2012
    • 2 replies
    • 1k views
    • 
    • 00hskrgrl
    • June 22, 2012

31. ERISA Outline Book

    By austin3515, February 27, 2015
    • 2 replies
    • 1.5k views
    • 
    • akern
    • February 27, 2015

32. Transfer 401k to PEO 401k

    By goldtpa, December 3, 2015
    • 2 replies
    • 1.8k views
    • 
    • GBurns
    • December 13, 2015

33. 415 Excesses / EPCRS

    By austin3515, November 11, 2018
    • 2 replies
    • 994 views
    • 
    • RatherBeGolfing
    • November 12, 2018

34. Another Short Year Safe Harbor Questions

    By thepensionmaven, October 20, 1999
    • 2 replies
    • 1.4k views
    • 
    • Guest
    • October 21, 1999

35. Earned Income Calculation

    By 415 Limit, March 8, 2024
    • 2 replies
    • 514 views
    • 
    • 415 Limit
    • March 8, 2024

36. Once eligible always eligible for deferrals?

    By Bruce1, July 7, 2024
    • 2 replies
    • 713 views
    • 
    • Bruce1
    • July 8, 2024

37. Timing of Deposits

    By 52626, June 5, 2025
    • 2 replies
    • 860 views
    • 
    • Artie M
    • June 6, 2025

38. Safe Harbor 3% Contribution Cannot be Made (Employer doesn't have the

    By Guest CRA, December 11, 2002
    • 2 replies
    • 1.5k views
    • 
    • Tom Poje
    • December 11, 2002

39. Compensation

    By Guest Napili, January 20, 2003
    • 2 replies
    • 1.6k views
    • 
    • MWeddell
    • January 21, 2003

40. contract employees

    By Guest mad, July 6, 2004
    • 2 replies
    • 1.5k views
    • 
    • alanm
    • August 4, 2004

41. Not-for-profit controlled group?

    By Guest jim williams, October 22, 2004
    • 2 replies
    • 2.4k views
    • 
    • GBurns
    • October 23, 2004

42. Pro-rate any limits for Short Plan Year?

    By Richard Anderson, March 1, 2005
    • 2 replies
    • 2k views
    • 
    • Blinky the 3-eyed Fish
    • March 2, 2005

43. Distribution Fees charged to HCE for ADP Refund

    By Guest KAGrist, March 5, 2008
    • 2 replies
    • 1.4k views
    • 
    • david rigby
    • March 5, 2008

44. Erisa Bond for 401k plan

    By Guest kittykat, January 20, 2011
    • 2 replies
    • 1.7k views
    • 
    • GMK
    • January 20, 2011

45. Rehire Eligibility

    By MGOAdmin, February 27, 2015   

    • rehire
    • elgibility
    • 2 replies
    • 1.9k views
    • 
    • chc93
    • February 27, 2015

46. Bottom Up QNEC Question

    By Vlad401k, June 8, 2017
    • 2 replies
    • 3.4k views
    • 
    • Tom Poje
    • June 8, 2017

47. Top Heavy - Initial Plan Year accrual not paid

    By legort69, August 3, 2017   

    • top heavy
    • initial plan year
    • (and 1 more)

      Tagged with:

      • top heavy
      • initial plan year
      • accrual
    • 2 replies
    • 774 views
    • 
    • RatherBeGolfing
    • August 4, 2017

48. Controlled Groups

    By Guest Laura Millwood, June 9, 1999
    • 2 replies
    • 1.4k views
    • 
    • MWeddell
    • June 11, 1999

49. Integrated Top Heavy Plans with Match

    By Guest At Peace, July 27, 2004
    • 2 replies
    • 1.7k views
    • 
    • Tom Poje
    • July 28, 2004

50. 10% excise tax on failed adp/acp test

    By Guest jkrad, March 22, 2005
    • 2 replies
    • 2k views
    • 
    • K-t-F
    • March 23, 2005