401(k) Plans

19,317 topics in this forum

1. Can a QDRO be Rolledover into a 401(k) where the participant is Terminated?

   By Guest jeffgh24, August 10, 2004
   • 2 replies
   • 4.1k views
   • 
   • Alf
   • August 11, 2004

2. SH Triple Stack Match

   By Guest Jstriley, February 8, 2011
   • 4 replies
   • 4.1k views
   • 
   • Tom Poje
   • February 9, 2011

3. Professionally managed alternative for participants

   By Guest tschenk, December 31, 2001
   • 25 replies
   • 4.1k views
   • 
   • k man
   • March 9, 2004

4. Conflict b/w hardship withdrawal rules and ESPP rules

   By Flight33, June 24, 2008
   • 7 replies
   • 4.1k views
   • 
   • masteff
   • June 25, 2008

5. Missed matching due to calculation by payroll period vs. annual

   By Francis, September 15, 2016
   • 6 replies
   • 4.1k views
   • 
   • pjbaer
   • September 29, 2016

6. PEO spin-off to single employer plan

   By cathyw, September 12, 2019
   • 3 replies
   • 4.1k views
   • 
   • Kevin C
   • September 18, 2019

7. ADP refund without 1099-R

   By Guest ladycpa2, February 18, 2008
   • 3 replies
   • 4.1k views
   • 
   • 401_4_ever
   • February 19, 2008

8. Missed Deferral Opportunity?

   By 12AX7, February 12, 2013
   • 5 replies
   • 4.1k views
   • 
   • ETA Consulting LLC
   • February 13, 2013

9. ERISA 404(c) - Investment Information: Make Available vs. Actually De

   By Guest EMC, February 13, 2001
   • 21 replies
   • 4.1k views
   • 
   • k man
   • May 31, 2001

10. Salary Reduced Due To Top Heavy Payment

    By Guest matt2002, February 13, 2002
    • 22 replies
    • 4.1k views
    • 
    • EGB
    • July 10, 2008

11. Once eligible always eligible "rule"

    By Guest JMH1962, February 13, 2012
    • 2 replies
    • 4.1k views
    • 
    • Guest
    • February 16, 2012

12. overpayment of loan repayments

    By Guest mk2308, July 18, 2005
    • 6 replies
    • 4.1k views
    • 
    • JanetM
    • July 18, 2005

13. 410(b) during spin off year

    By Guest robin s vatalaro, October 8, 1998
    • 2 replies
    • 4.1k views
    • 
    • Ervin Barham
    • October 8, 1998

14. failed ADP test after HCE fully paid out

    By Tom Poje, December 5, 2014
    • 4 replies
    • 4.1k views
    • 
    • 401 Chaos
    • March 11, 2015

15. Paid leaves under FMLA/ and now FFCRA

    By austin3515, March 26, 2020
    • 11 replies
    • 4.1k views
    • 
    • Dave Baker
    • March 31, 2020

16. Loan reamortization

    By Guest Thomas Dotts, October 16, 1998
    • 3 replies
    • 4.1k views
    • 
    • Guest
    • October 22, 1998

17. Mistake of Fact question

    By Kimberly S, October 1, 2008
    • 10 replies
    • 4.1k views
    • 
    • Guest
    • October 2, 2008

18. Foreign National who pays US Taxes participate in 401(k)

    By Guest bueler, March 1, 2004
    • 6 replies
    • 4.1k views
    • 
    • jquazza
    • March 1, 2004

19. DOL Calculator Issue

    By austin3515, March 20, 2018
    • 26 replies
    • 4.1k views
    • 
    • RPP2001
    • April 25, 2018

20. Public Limited Company (PLC) Taxation

    By Vlad401k, December 20, 2018
    • 2 replies
    • 4.1k views
    • 
    • QDROphile
    • December 20, 2018

21. Safe harbor match testing

    By Guest scompliance, November 15, 2005
    • 11 replies
    • 4.1k views
    • 
    • MWeddell
    • November 18, 2005

22. ADP Calculation for first year of a plan

    By Stevo-PDX, April 17, 2002
    • 5 replies
    • 4.1k views
    • 
    • Fred Payne
    • October 21, 2002

23. Bankruptcy protection qualified plan versus IRA

    By ldr, May 4, 2018   

    • banrkuptcy
    • protection
    • (and 3 more)

      Tagged with:

      • banrkuptcy
      • protection
      • solo 401(k)
      • ira
      • creditor
    • 23 replies
    • 4.1k views
    • 
    • spiritrider
    • May 9, 2018

24. Safe Harbor to HCEs

    By Gilmore, March 1, 2016
    • 15 replies
    • 4.1k views
    • 
    • Tom Poje
    • March 14, 2017

25. safe harbor match used to satisfy top heavy

    By Trekker, August 18, 2006
    • 3 replies
    • 4.1k views
    • 
    • Tom Poje
    • August 21, 2006

26. Termed Participants with bad addresses

    By Guest Elfman, September 13, 2005
    • 13 replies
    • 4.1k views
    • 
    • Guest
    • September 19, 2005

27. Spousal Consent + RMD

    By metsfan026, March 23, 2022
    • 8 replies
    • 4.1k views
    • 
    • bito'money
    • March 28, 2022

28. Terminating plan

    By EBDI, September 28, 2015
    • 11 replies
    • 4.1k views
    • 
    • Bird
    • September 29, 2015

29. two "owner only 401k plans" in the same business?

    By AlbanyConsultant, June 7, 2024
    • 5 replies
    • 4.1k views
    • 
    • Luke Bailey
    • June 20, 2024

30. Elimination of 410(b) Fail Safe

    By KJohnson, July 26, 2012
    • 4 replies
    • 4.1k views
    • 
    • ETA Consulting LLC
    • July 27, 2012

31. Annuity Purchase Rates

    By austin3515, January 18, 2010
    • 8 replies
    • 4.1k views
    • 
    • Tom Poje
    • January 19, 2010

32. self employed and max 401(k)/ps deduction

    By Guest ctrapatsos, December 1, 2006
    • 12 replies
    • 4.1k views
    • 
    • Bird
    • January 24, 2007

33. QKA (DC-1 and DC-2) used materials

    By Sammiemor, May 8, 2019
    • 6 replies
    • 4.1k views
    • 
    • Dave Baker
    • May 13, 2019

34. Acquisition of Subsidiary, Merging Safe Harbor Plans

    By LANDO, January 13, 2016   

    • safe harbor plan
    • merger
    • (and 2 more)

      Tagged with:

      • safe harbor plan
      • merger
      • acquisition
      • mid-year amendment
    • 9 replies
    • 4.1k views
    • 
    • LANDO
    • January 14, 2016

35. Terminating a one person 401-k

    By Guest Bob Monte, November 9, 2004
    • 16 replies
    • 4.1k views
    • 
    • Bird
    • November 13, 2004

36. Discretionary Match After Plan Year End

    By Gilmore, January 26, 2019
    • 14 replies
    • 4.1k views
    • 
    • Tom Poje
    • February 4, 2019

37. Effective date of new 401(k)

    By k man, June 13, 2001
    • 4 replies
    • 4.1k views
    • 
    • bzorc
    • June 14, 2001

38. Non-Cash deposit of 401k?

    By austin3515, July 8, 2010
    • 2 replies
    • 4.1k views
    • 
    • austin3515
    • July 8, 2010

39. ERPA Exam Sample Test Question

    By Dennis Povloski, February 14, 2010
    • 12 replies
    • 4.1k views
    • 
    • D Lewis
    • June 1, 2010

40. Stopping Discretionary Employer Match Mid-Year

    By DP, December 28, 2000
    • 3 replies
    • 4.1k views
    • 
    • KJohnson
    • December 28, 2000

41. removing J&S from plan

    By cpc0506, April 22, 2013
    • 1 reply
    • 4.1k views
    • 
    • Tom Poje
    • April 22, 2013

42. Timing of Auto Enrollment Required Notice

    By Guest kudler, December 3, 2009
    • 3 replies
    • 4.1k views
    • 
    • Guest
    • December 10, 2009

43. Required True up for Safe Harbor 3% contribution.

    By Guest GMedley, February 28, 2001
    • 6 replies
    • 4.1k views
    • 
    • Bill Berke
    • March 1, 2001

44. Late deferral excise tax - deductible?

    By PAL, July 1, 2008
    • 1 reply
    • 4k views
    • 
    • BeckyMiller
    • July 3, 2008

45. Tiered Safe Harbor Match

    By Guest Grumpy456, August 27, 2009
    • 4 replies
    • 4k views
    • 
    • Guest
    • August 28, 2009

46. Husband and Wife work together, Hub receives 1099... Cont Calc?

    By K-t-F, November 9, 2004
    • 7 replies
    • 4k views
    • 
    • K-t-F
    • November 9, 2004

47. Full Scope Audit

    By Guest scott34, July 7, 2009
    • 14 replies
    • 4k views
    • 
    • Guest
    • July 17, 2009

48. Loans -- Leave of Absence

    By Archimage, November 6, 2003
    • 7 replies
    • 4k views
    • 
    • Archimage
    • November 6, 2003

49. 10% early withdrawal penalty - plan terminations.

    By Guest SeanT, July 11, 2002
    • 2 replies
    • 4k views
    • 
    • Richard Anderson
    • July 11, 2002

50. Form 5330 - Excise tax on late deposit of deferrals

    By MarZDoates, March 15, 2006
    • 5 replies
    • 4k views
    • 
    • Archimage
    • April 24, 2006