401(k) Plans

19,275 topics in this forum

1. 401(k) participant died with outstanding loan; does beneficiary get 1099R for the loan balance? How is the form coded?

   By Guest DBanko, September 19, 2003
   • 3 replies
   • 1.8k views
   • 
   • Appleby
   • September 19, 2003

2. Catch-Up Universal Availability

   By Guest OHH, September 19, 2003
   • 4 replies
   • 2.1k views
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   • R. Butler
   • September 19, 2003

3. Which states prohibit use of SSNs on mailings to participants?

   By stevena, September 19, 2003
   • 1 reply
   • 1.3k views
   • 
   • Kirk Maldonado
   • September 19, 2003

4. Late deferral contributions; can excise tax be waived if delay is due to TPA's refusal to accept and process them?

   By Guest Shmedd, September 19, 2003
   • 1 reply
   • 1.2k views
   • 
   • RCK
   • September 19, 2003

5. How to handle deferrals that were never made?

   By Guest Shmedd, September 19, 2003
   • 6 replies
   • 2.9k views
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   • R. Butler
   • October 13, 2003

6. Can a new solo 401(k) be used to accept rollover from other plan, then loan funds to the sole participant?

   By Guest number6, September 19, 2003
   • 3 replies
   • 1.2k views
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   • Belgarath
   • September 19, 2003

7. 410(b) failure in controlled group setting

   By AndyH, September 18, 2003
   • 12 replies
   • 3.4k views
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   • AndyH
   • September 19, 2003

8. Withholding employer contributions on termination

   By Guest JD698, September 18, 2003
   • 3 replies
   • 2k views
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   • Guest
   • September 19, 2003

9. OK to include working HCE in testing even though he has no compensation?

   By kmciver, September 18, 2003
   • 3 replies
   • 1.3k views
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   • kmciver
   • September 19, 2003

10. Inadvertant CODA

    By Alf, September 17, 2003
    • 3 replies
    • 1.1k views
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    • Alf
    • September 18, 2003

11. Eligible Participants in New Plan

    By DP, September 17, 2003
    • 1 reply
    • 1.1k views
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    • R. Butler
    • September 17, 2003

12. Partners make varying PSP contributions

    By Guest long, September 17, 2003
    • 4 replies
    • 2.2k views
    • 
    • KJohnson
    • September 17, 2003

13. IRS guidance on treatment of employer funds used to buy out plan's annuity contract surrender charges

    By Guest jusducki, September 17, 2003
    • 2 replies
    • 1.3k views
    • 
    • KJohnson
    • September 17, 2003

14. New calendar year safe-harbor 401(k) plan as of 4/1/02; what time period to use in calculating compensation?

    By Jilliandiz, September 17, 2003
    • 3 replies
    • 1.5k views
    • 
    • g8r
    • September 25, 2003

15. Is a not-for-profit company's 401(k) plan exempt from filing Form 5500?

    By Lori Foresz, September 16, 2003
    • 6 replies
    • 2.7k views
    • 
    • goldtpa
    • September 19, 2003

16. 401(k) Safe Harbor Document Language

    By Guest jvanheyde, September 16, 2003
    • 3 replies
    • 1.5k views
    • 
    • Guest
    • September 17, 2003

17. Filing Requirement for Excess Contributions

    By billfgrady, September 16, 2003
    • 1 reply
    • 1.1k views
    • 
    • Blinky the 3-eyed Fish
    • September 16, 2003

18. average contribution amounts

    By Guest rring, September 12, 2003
    • 2 replies
    • 1.1k views
    • 
    • Guest
    • September 15, 2003

19. Salary deferral limit

    By jane123, September 12, 2003
    • 8 replies
    • 1.7k views
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    • WDIK
    • September 15, 2003

20. What's deadline for filing 5500 for a short plan year?

    By MBCarey, September 12, 2003
    • 7 replies
    • 2.3k views
    • 
    • Lynn Campbell
    • September 17, 2003

21. 402(g) failure

    By k man, September 12, 2003
    • 1 reply
    • 1.9k views
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    • R. Butler
    • September 12, 2003

22. What limits need to be pro rata for our 401(k) plan's first, short plan year?

    By Guest lilnemo, September 11, 2003
    • 3 replies
    • 1.6k views
    • 
    • Tom Poje
    • September 17, 2003

23. Plan vs Settlor Expenses

    By Guest meggie, September 11, 2003
    • 2 replies
    • 2.3k views
    • 
    • QDROphile
    • September 13, 2003

24. Forfeitures

    By Guest Lawrence_Groves, September 10, 2003
    • 3 replies
    • 1.1k views
    • 
    • Blinky the 3-eyed Fish
    • September 10, 2003

25. Plan loan question

    By Guest blaum8, September 10, 2003
    • 2 replies
    • 1.4k views
    • 
    • david rigby
    • September 10, 2003

26. Rollovers between spouses

    By austin3515, September 10, 2003
    • 11 replies
    • 2.6k views
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    • WDIK
    • September 10, 2003

27. 401(k) deferral deadline for self employed

    By Guest dyoder, September 9, 2003
    • 6 replies
    • 3.6k views
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    • Belgarath
    • December 9, 2004

28. Mandatory Contributions

    By Guest MDG, September 9, 2003
    • 9 replies
    • 1.7k views
    • 
    • Brian Gallagher
    • September 10, 2003

29. 401(k) Transfer to New Provider

    By Medusa, September 9, 2003
    • 1 reply
    • 1.1k views
    • 
    • Appleby
    • September 9, 2003

30. Lost wage window?

    By Guest jhilliard, September 9, 2003
    • 0 replies
    • 1.3k views
    • 
    • Guest
    • September 9, 2003

31. Plan Sponsor and Affiliated Service Grps segregate

    By Guest CRA, September 9, 2003
    • 0 replies
    • 1k views
    • 
    • Guest
    • September 9, 2003

32. HCEs opt out of Sfe Harbor Match?

    By Guest jhilliard, September 9, 2003
    • 0 replies
    • 1.2k views
    • 
    • Guest
    • September 9, 2003

33. Rehires

    By Guest qualified plan, September 8, 2003
    • 0 replies
    • 1.2k views
    • 
    • Guest
    • September 8, 2003

34. HCE Deferral Never Contributed

    By DP, September 8, 2003
    • 12 replies
    • 1.8k views
    • 
    • E as in ERISA
    • September 10, 2003

35. ADP Refunds

    By Guest KD40, September 8, 2003
    • 1 reply
    • 1.3k views
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    • pmacduff
    • September 8, 2003

36. Establish plan with a rollover only?

    By Guest tracys, September 8, 2003
    • 5 replies
    • 1.3k views
    • 
    • Belgarath
    • September 9, 2003

37. Catch-up Contributions

    By Guest carsonv, September 8, 2003
    • 3 replies
    • 1.2k views
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    • WDIK
    • September 8, 2003

38. Hardship distribution

    By Guest cosmo01, September 8, 2003
    • 2 replies
    • 1.7k views
    • 
    • Guest
    • September 12, 2003

39. adp correction

    By Guest lindamichals, September 8, 2003
    • 1 reply
    • 1.3k views
    • 
    • MWeddell
    • September 8, 2003

40. "Compensation" for Sole Proprietor

    By Lynn Campbell, September 5, 2003
    • 4 replies
    • 2.3k views
    • 
    • rcline46
    • September 11, 2003

41. Safe Harbor

    By pmacduff, September 5, 2003
    • 5 replies
    • 1.7k views
    • 
    • pmacduff
    • September 5, 2003

42. 404 deduction limits with a LLP

    By Guest andylarson, September 4, 2003
    • 0 replies
    • 1.2k views
    • 
    • Guest
    • September 4, 2003

43. Bankruptcy

    By Felicia, September 4, 2003
    • 2 replies
    • 1.1k views
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    • david rigby
    • September 4, 2003

44. 401(k) distributions upon death

    By Guest Fuzzy, September 4, 2003
    • 4 replies
    • 1.5k views
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    • R. Butler
    • September 4, 2003

45. 3% Non-Elective Contr.

    By Guest penman, September 4, 2003
    • 1 reply
    • 1.2k views
    • 
    • Guest
    • September 5, 2003

46. Return of loan payments after filing Ch 13 BK

    By Guest Do, September 4, 2003
    • 2 replies
    • 1.2k views
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    • mbozek
    • September 5, 2003

47. 401k Plans

    By Guest dstran, September 4, 2003
    • 3 replies
    • 1.1k views
    • 
    • david rigby
    • September 4, 2003

48. Loan Repayments

    By Guest blackacre, September 3, 2003
    • 3 replies
    • 1.3k views
    • 
    • Guest
    • March 11, 2004

49. key employee due to attribution

    By MJ Hartman, September 3, 2003
    • 8 replies
    • 3.4k views
    • 
    • Guest
    • September 4, 2003

50. 401(k) Written Plan Document

    By Guest SCUDDESLER, September 3, 2003
    • 4 replies
    • 2k views
    • 
    • Guest
    • September 3, 2003