401(k) Plans

19,275 topics in this forum

1. 401(k) forms

   By Guest mmc, March 9, 2005
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   • Guest
   • March 9, 2005

2. Company Stock post-sale

   By Guest NewsToMe, March 15, 2007
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   • 1k views
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   • Guest
   • March 15, 2007

3. Form 5330 for excess contributions from 2011

   By AKconsult, October 7, 2014   

   • 5330 excess contributions
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   • AKconsult
   • October 7, 2014

4. Investment Advise

   By Guest MLB, October 14, 1998
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   • 3k views
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   • Guest
   • October 14, 1998

5. Controlled group minimum coverage testing when the members' 401(k) pla

   By EGB, December 6, 1999
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   • EGB
   • December 6, 1999

6. 5330, Sch. G

   By BFree, July 12, 2002
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   • BFree
   • July 12, 2002

7. Late employee contributions if employer timely remited to TPA but TPS

   By Guest moey, October 4, 2002
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   • Guest
   • October 4, 2002

8. Compensation in LLC

   By Guest Tired TPA, September 30, 2009
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   • Guest
   • September 30, 2009

9. 404a disclsure for brokerage account - Stocks?

   By Jim Chad, July 11, 2012
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   • 794 views
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   • Jim Chad
   • July 11, 2012

10. ESOP contribs satisfy safe-harbor 401(k)?

    By Guest dlm, October 15, 1998
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    • 3.1k views
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    • Guest
    • October 15, 1998

11. Missing Participants/Terminated Plan

    By Guest Frank Jackson, December 6, 1999
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    • 1.5k views
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    • Guest
    • December 6, 1999

12. Multi-Employer Plan Spin Off

    By Guest UKH, March 20, 2001
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    • 1.6k views
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    • Guest
    • March 20, 2001

13. Amount of Corrective QNEC

    By CLE401kGuy, December 20, 2011
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    • 1.4k views
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    • CLE401kGuy
    • December 20, 2011

14. Form 5500 - Deemed Distribution

    By Vlad401k, April 6, 2021
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    • 529 views
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    • Vlad401k
    • April 6, 2021

15. "brief exclusion" of an eligible employee from a 401(k) plan

    By Guest MES, April 11, 2001
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    • 1.6k views
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    • Guest
    • April 11, 2001

16. Termination of a Safe Harbor Plan

    By Guest mmc, May 26, 2004
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    • 1.1k views
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    • Guest
    • May 26, 2004

17. breakpoint discount refund-mutual funds

    By Guest scompliance, June 21, 2004
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    • Guest
    • June 21, 2004

18. Top Paid Group

    By Guest StoneWalk, January 28, 2005
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    • 1.1k views
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    • Guest
    • January 28, 2005

19. Amending a safe harbor matching formula mid-year

    By Guest grazetti, April 5, 2006
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    • 1.3k views
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    • Guest
    • April 5, 2006

20. 2009 RMD Waiver - Sample Language

    By Gadgetfreak, September 30, 2009
    • 0 replies
    • 1.3k views
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    • Gadgetfreak
    • September 30, 2009

21. Multiple Employer Plan Spin-offs

    By Guest ACO1, June 16, 2010
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    • 1.6k views
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    • Guest
    • June 16, 2010

22. Roth 401(k) Contributions

    By Nassau, December 6, 2010
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    • 859 views
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    • Nassau
    • December 6, 2010

23. 1st filing year for spin-off plan from a MEP...Pitfalls?

    By Guest Puff, March 21, 2014   

    • spin-off
    • mep
    • 0 replies
    • 1.3k views
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    • Guest
    • March 21, 2014

24. Stat EE and gateway min

    By buckaroo, December 23, 2019
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    • 543 views
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    • buckaroo
    • December 23, 2019

25. What is the period during which a terminating plan must count compensa

    By Guest Gibson, December 6, 1999
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    • 1.3k views
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    • Guest
    • December 6, 1999

26. Required Notices for Benefit Distribution

    By Guest Kennedy, March 10, 2000
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    • 1.3k views
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    • Guest
    • March 10, 2000

27. Is this plan design a "safe harbor" 401(k) plan?

    By Guest, October 4, 2000
    • 0 replies
    • 1.3k views
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    • Guest
    • October 4, 2000

28. Exclude from definition of compensation the amount of any health coverage "buybacks"?

    By austin3515, October 1, 2003
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    • 901 views
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    • austin3515
    • October 1, 2003

29. Safe Harbor Money Purchase Plan

    By Guest Mbrockway, May 26, 2004
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    • 1.8k views
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    • Guest
    • May 26, 2004

30. Top Heavy Test

    By Guest slugn, June 11, 2009
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    • 983 views
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    • Guest
    • June 11, 2009

31. Requesting "Minor" Modification of Compliance Statement

    By IhrtERISA, December 1, 2017
    • 0 replies
    • 465 views
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    • IhrtERISA
    • December 1, 2017

32. Trading restrictions on DC plans

    By Guest blizzake, May 13, 2004
    • 0 replies
    • 988 views
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    • Guest
    • May 13, 2004

33. Roth IRA rollovers into new Roth 401(k) in 2006

    By Guest oxdougw, July 15, 2005
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    • 1.4k views
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    • Guest
    • July 15, 2005

34. QDIA Stable Value

    By PLAN MAN, November 1, 2007
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    • 1.1k views
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    • PLAN MAN
    • November 1, 2007

35. Registered rep opening 401k plan for his company

    By Guest paradigm, December 2, 2002
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    • 1.1k views
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    • Guest
    • December 2, 2002

36. When is an employee really considered "hired"

    By Guest DIGMYDOG, December 4, 2003
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    • 2.2k views
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    • Guest
    • December 4, 2003

37. PPA Notice of Right to Defer/consequences

    By Guest IRISH79, November 30, 2006
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    • 1.6k views
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    • Guest
    • November 30, 2006

38. Testing of multiemployer contributions

    By Guest hyper, September 3, 2009
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    • 860 views
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    • Guest
    • September 3, 2009

39. Key employee determination in a short plan year

    By SW77, September 9, 2020
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    • 393 views
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    • SW77
    • September 9, 2020

40. Small Employer Start-up Tax Credits

    By Gilmore, August 7, 2023
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    • 296 views
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    • Gilmore
    • August 7, 2023

41. Safe Harbor Match Issues

    By FishOn, February 9, 2024
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    • 477 views
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    • FishOn
    • February 9, 2024

42. tiered match

    By Guest greggi39, June 17, 2005
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    • Guest
    • June 17, 2005

43. Loan Basis after Deemed Distribution

    By GU, August 14
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    • 183 views
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    • GU
    • August 14

44. Prior Year Testing and QMAC's

    By Guest Robin Vatalaro, October 4, 2002
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    • Guest
    • October 4, 2002

45. SPD Timing - New Plan

    By Guest jhilliard, June 17, 2003
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    • Guest
    • June 17, 2003

46. Cost Basis - Stock - Unitized Fund

    By CO Bank, October 5, 2006
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    • CO Bank
    • October 5, 2006

47. Payments to PBGC for Missing Participants (PPA)

    By J. Bringhurst, November 1, 2006
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    • 1.1k views
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    • J. Bringhurst
    • November 1, 2006

48. Underpayment Rate / DOL VFCP Calculator

    By austin3515, March 25, 2019
    • 0 replies
    • 503 views
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    • austin3515
    • March 25, 2019

49. Frozen Annuity Valuations

    By Guest AKeith, March 13, 2000
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    • 1.3k views
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    • Guest
    • March 13, 2000

50. How will payroll services handle Age 50 Catch-up contributions?

    By John A, November 12, 2001
    • 0 replies
    • 1.4k views
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    • John A
    • November 12, 2001