401(k) Plans

19,320 topics in this forum

1. Form 5500, Audit requirement

   By Guest cfspr, August 8, 2003
   • 6 replies
   • 2.4k views
   • 
   • E as in ERISA
   • August 22, 2003

2. Playing fast and loose with Catch-up?

   By Towanda, September 13, 2018
   • 8 replies
   • 2.4k views
   • 
   • Lou S.
   • September 14, 2018

3. Plan year end different than Company's year end - Determine deduction

   By Guest Becky Egan, August 15, 2000
   • 1 reply
   • 2.4k views
   • 
   • Guest
   • August 16, 2000

4. Common Control

   By Guest tintree73, October 17, 2005
   • 6 replies
   • 2.4k views
   • 
   • R. Butler
   • October 19, 2005

5. ADP - changing methods

   By Dawn Hafner, September 23, 1998
   • 8 replies
   • 2.4k views
   • 
   • Guest
   • November 17, 1998

6. Correcting Safe Harbor Plan

   By Madison71, February 12, 2018
   • 14 replies
   • 2.4k views
   • 
   • Luke Bailey
   • February 14, 2018

7. 410(b) Excludable Employees

   By Guest yahoo, May 17, 1999
   • 4 replies
   • 2.4k views
   • 
   • MWeddell
   • May 19, 1999

8. QACA--Can we do 50% up to 7% match?

   By TPAJake, September 19, 2016
   • 12 replies
   • 2.4k views
   • 
   • TPAJake
   • October 3, 2016

9. Excess deferral between two plans unrelated employer, how does this ef

   By Guest Kevin Plymyer, March 20, 2001
   • 5 replies
   • 2.4k views
   • 
   • Richard Anderson
   • March 21, 2001

10. What's deadline for filing 5500 for a short plan year?

    By MBCarey, September 12, 2003
    • 7 replies
    • 2.4k views
    • 
    • Lynn Campbell
    • September 17, 2003

11. Shopping for a new 401(k) program

    By Guest JSinbad, October 30, 1998
    • 8 replies
    • 2.4k views
    • 
    • Guest
    • November 9, 1998

12. Levy?

    By Guest tintree73, July 8, 2005
    • 8 replies
    • 2.4k views
    • 
    • Guest
    • July 12, 2005

13. Safe Harbor Nonelective mid year change to comp definition

    By Belgarath, June 20, 2017
    • 7 replies
    • 2.4k views
    • 
    • Tom Poje
    • June 21, 2017

14. Never Offered to Participate in Safe Harbor 401K Plan by Employer

    By Lenny van den Hof, October 28, 2019   

    • 401 k
    • 14 replies
    • 2.4k views
    • 
    • Bird
    • November 11, 2019

15. Charging Fees to Some Participants' Accounts

    By LCARUSI, October 19, 1998
    • 2 replies
    • 2.4k views
    • 
    • QDROphile
    • October 22, 1998

16. Inclusion/exclusion of HCEs in safe harbor K plan

    By AndyH, January 12, 2000
    • 3 replies
    • 2.4k views
    • 
    • MWeddell
    • January 14, 2000

17. Settlement Check

    By 52626, October 3, 2013
    • 3 replies
    • 2.4k views
    • 
    • Belgarath
    • October 3, 2013

18. Removal of TRustee - Board Resoltion

    By austin3515, March 6, 2008
    • 3 replies
    • 2.4k views
    • 
    • austin3515
    • March 7, 2008

19. Retroactive Amendment Making Mandatory Match Discretionary Match

    By Guest 91smithie, September 27, 2001
    • 2 replies
    • 2.4k views
    • 
    • MWeddell
    • September 27, 2001

20. Because of an 11-K filing will an audit be required?

    By Guest JDansa, July 15, 2004
    • 6 replies
    • 2.4k views
    • 
    • Kirk Maldonado
    • July 17, 2004

21. 3% safe harbor with additional match

    By R. Butler, March 2, 2001
    • 6 replies
    • 2.4k views
    • 
    • Guest
    • May 16, 2002

22. one-to-one correction for failed ADP test

    By AKconsult, July 7, 2014   

    • EPCRS
    • QNEC
    • (and 2 more)

      Tagged with:

      • EPCRS
      • QNEC
      • one-to-one
      • restructure
    • 2 replies
    • 2.4k views
    • 
    • Kevin C
    • July 8, 2014

23. Vesting Amendment and Terminated Employees

    By Slem, April 27, 2021
    • 3 replies
    • 2.4k views
    • 
    • M.S. Hatlee QPA, QPFC
    • April 29, 2021

24. Entry Date for new plan

    By cpc0506, January 26, 2012
    • 3 replies
    • 2.4k views
    • 
    • cpc0506
    • January 31, 2012

25. Inquiring minds.....

    By Guest SWH, May 25, 2006
    • 10 replies
    • 2.4k views
    • 
    • E as in ERISA
    • June 21, 2006

26. Early 401(k) Participation - Top Heavy Minimum Required?

    By Guest jvanheyde, November 14, 2002
    • 7 replies
    • 2.4k views
    • 
    • Tom Poje
    • November 15, 2002

27. I need help from a CPA - with qualified plan experience!

    By Guest 4Kicks, August 24, 2007
    • 18 replies
    • 2.4k views
    • 
    • austin3515
    • August 27, 2007

28. $40,000 P-S Contribution and $1,000 401(k) Catch-up permitted?

    By billfgrady, July 2, 2002
    • 11 replies
    • 2.4k views
    • 
    • Mike Preston
    • July 15, 2002

29. Latest date for distribution of excess annual additions?

    By Richard Anderson, August 22, 2000
    • 3 replies
    • 2.4k views
    • 
    • MWeddell
    • September 7, 2000

30. Late 402g refund

    By Karoline Curran, October 5, 2018
    • 6 replies
    • 2.4k views
    • 
    • DMcGovern
    • April 18, 2019

31. 401(a)(4) Testing

    By jpokusa, July 27, 2015   

    • 401(a)(4)
    • New Comp
    • (and 1 more)

      Tagged with:

      • 401(a)(4)
      • New Comp
      • Eligibility
    • 4 replies
    • 2.4k views
    • 
    • Tom Poje
    • July 28, 2015

32. Military Leave make-up contributions

    By 30Rock, December 19, 2017
    • 3 replies
    • 2.4k views
    • 
    • johncarter
    • November 2, 2018

33. Catch up Contributions in a non-calendar year plan

    By Guest Steve McD, September 10, 2002
    • 5 replies
    • 2.4k views
    • 
    • Guest
    • September 24, 2002

34. Dual eligibility & 401(a)(4) testimg

    By SMB, March 6, 2002
    • 3 replies
    • 2.4k views
    • 
    • Mike Preston
    • March 6, 2002

35. Employee Moving to Puerto Rico

    By khn, June 4, 2015
    • 6 replies
    • 2.4k views
    • 
    • khn
    • June 5, 2015

36. SECURE 2.0: Classifying catch-ups as roth for ADP testing in 2024

    By drakecohen, January 2, 2023
    • 15 replies
    • 2.4k views
    • 
    • RatherBeGolfing
    • January 5, 2023

37. ADP Refunds

    By Jilliandiz, January 31, 2007
    • 3 replies
    • 2.4k views
    • 
    • pmacduff
    • February 1, 2007

38. Hardship Withdrawal due to pandemic

    By sb0828, June 10, 2020
    • 8 replies
    • 2.4k views
    • 
    • Peter Gulia
    • June 11, 2020

39. Vesting tied to participation vs service

    By pbarrett, May 28, 1999
    • 4 replies
    • 2.4k views
    • 
    • david rigby
    • June 15, 1999

40. hardships not eligible for rollover

    By Guest sbavely, December 7, 1998
    • 6 replies
    • 2.4k views
    • 
    • Guest
    • October 27, 1999

41. For 1999 plan year, when does a QNEC have to be deposited to satisfy t

    By eilano, April 10, 2001
    • 7 replies
    • 2.4k views
    • 
    • Richard Anderson
    • April 11, 2001

42. Lost Earnings on Safe Harbor 401(k) Contributions

    By Danny CPA, August 26, 2014
    • 7 replies
    • 2.4k views
    • 
    • Kevin C
    • August 29, 2014

43. tax consequences of failed ADP and ACP

    By cpc0506, January 7, 2011
    • 2 replies
    • 2.4k views
    • 
    • cpc0506
    • January 7, 2011

44. 409A

    By Belgarath, January 9, 2020
    • 8 replies
    • 2.4k views
    • 
    • Luke Bailey
    • February 25, 2020

45. Pay back on loan "not required".

    By Guest Melissa Winslow, January 14, 2000
    • 15 replies
    • 2.4k views
    • 
    • Brenda Wren
    • January 21, 2000

46. Changing recordkeeper, trustee, and investment house.

    By Guest Bill55, January 2, 2000
    • 6 replies
    • 2.4k views
    • 
    • Guest
    • May 3, 2000

47. Is default at the end of the 5 year loan period or the end of the grace period if later?

    By 30Rock, March 2, 2018
    • 12 replies
    • 2.4k views
    • 
    • Bird
    • March 7, 2018

48. Can I move my 401K?

    By Guest Carl C, October 9, 2001
    • 6 replies
    • 2.4k views
    • 
    • MGB
    • October 10, 2001

49. Military leave- 401k loan repayments

    By Guest CMC9, September 17, 2001
    • 1 reply
    • 2.4k views
    • 
    • R. Butler
    • September 18, 2001

50. HCEs - Multiple Employer Plan

    By Disco Stu, November 20, 2001
    • 1 reply
    • 2.4k views
    • 
    • jaemmons
    • November 20, 2001