Operating a TPA or Consulting Firm

376 topics in this forum

1. Business Activity Code for TPA firm

   By Sully, February 3, 2018
   • 4 replies
   • 989 views
   • 
   • Suzanne Wynn, JD, LLM Tax
   • February 6, 2018

2. Business Continuity Plans for smaller tpa firms

   By TPApril, March 29, 2020
   • 8 replies
   • 1.2k views
   • 
   • leevena
   • May 1, 2020

3. Business Method Patents

   By J Simmons, June 13, 2007
   • 1 reply
   • 1.8k views
   • 
   • Guest
   • June 14, 2007

4. Business Valuation Firm experienced w/TPA practices

   By Guest Gatekeeper, January 11, 2007
   • 1 reply
   • 2.6k views
   • 
   • Jim Chad
   • January 19, 2007

5. Buying a TPA Firm

   By Guest CWM, March 8, 2010
   • 5 replies
   • 4.1k views
   • 
   • John Feldt ERPA CPC QPA
   • May 31, 2011

6. Can Anyone Locate CWM Retirement Plan Services?

   By ERISA1, May 23, 2023
   • 7 replies
   • 1.5k views
   • 
   • Kansas401k
   • May 26, 2023

7. Changing Admin Software

   By perplexedbypensions, September 22, 2017   

   • admin software
   • datair
   • (and 1 more)

     Tagged with:

     • admin software
     • datair
     • ft williams
   • 14 replies
   • 3.7k views
   • 
   • Kevin C
   • March 29, 2018

8. Changing TPAs

   By Guest JMN, October 3, 2011
   • 4 replies
   • 1.7k views
   • 
   • Bill Presson
   • October 3, 2011

9. Choosing Other TPA or setup a Backroom Team

   By John Smith, January 1, 2022
   • 6 replies
   • 1.1k views
   • 
   • Retired, but still reading
   • January 15, 2022

10. Circular 230 Disclaimer: Amend or Delete?

    By PensionPro, July 17, 2014
    • 5 replies
    • 3k views
    • 
    • My 2 cents
    • July 21, 2014

11. Circular 230 Ethics

    By thepensionmaven, April 22, 2020
    • 11 replies
    • 1.7k views
    • 
    • Retired, but still reading
    • April 29, 2020

12. Circular230

    By Monica Barnard, July 3, 2009
    • 1 reply
    • 1.9k views
    • 
    • Ron Snyder
    • July 8, 2009

13. Client and Task Tracking Software

    By 12AX7, May 21, 2008
    • 6 replies
    • 5.6k views
    • 
    • Guest
    • September 4, 2011

14. Client fails to pay bills

    By Guest Sparky, June 20, 2003
    • 14 replies
    • 4.8k views
    • 
    • Locust
    • August 25, 2006

15. Client Firm Bought

    By Below Ground, February 5, 2010
    • 4 replies
    • 2.4k views
    • 
    • Below Ground
    • February 8, 2010

16. Client Payroll Issue

    By mming, June 25, 2019
    • 8 replies
    • 1.2k views
    • 
    • RatherBeGolfing
    • June 30, 2019

17. Client property or TPA property

    By thepensionmaven, March 30, 2022
    • 3 replies
    • 927 views
    • 
    • Pam Shoup
    • March 31, 2022

18. Cloud / Desktop As a Service

    By austin3515, May 10, 2021
    • 0 replies
    • 662 views
    • 
    • austin3515
    • May 10, 2021

19. Compensation Surveys

    By Lifer, November 22, 2016
    • 0 replies
    • 874 views
    • 
    • Lifer
    • November 22, 2016

20. Considering new TPA software

    By Guest Doug Johnston, May 19, 2005
    • 2 replies
    • 3.3k views
    • 
    • SoCalActuary
    • May 20, 2005

21. Consultancy fees

    By Guest RetirementConsultant, June 22, 2007
    • 4 replies
    • 3k views
    • 
    • AndyH
    • June 28, 2007

22. consulting agreement

    By Guest pensiondoc, October 17, 1998
    • 1 reply
    • 2.5k views
    • 
    • Larry M
    • October 20, 1998

23. Consulting business in audit support

    By Guest Quacka, October 19, 2008
    • 5 replies
    • 3.9k views
    • 
    • IRA
    • November 30, 2010

24. Corrective Dist Authorization

    By JGarbot, November 2, 2017   

    • client authorization
    • fiduciary liability
    • (and 3 more)

      Tagged with:

      • client authorization
      • fiduciary liability
      • best practices
      • adp corrections
      • daily plan administration
    • 11 replies
    • 1.2k views
    • 
    • ESOP Guy
    • November 3, 2017

25. CPA for large firm search

    By TPApril, September 17, 2023
    • 3 replies
    • 764 views
    • 
    • Peter Gulia
    • September 18, 2023

26. Customary job description and compensation package for sales

    By Guest Cbanarer, November 12, 1998
    • 0 replies
    • 2.4k views
    • 
    • Guest
    • November 12, 1998

27. Cyber Security Audit

    By Gilmore, July 25, 2023
    • 2 replies
    • 674 views
    • 
    • Gilmore
    • July 27, 2023

28. Cybersecurity Audit

    By Gilmore, August 26, 2021
    • 4 replies
    • 873 views
    • 
    • Gilmore
    • August 28, 2021

29. Daily Digest/Updates for tpa firm

    By TPApril, March 20, 2011
    • 0 replies
    • 1.6k views
    • 
    • TPApril
    • March 20, 2011

30. Data retention of former clients

    By TPApril, July 15, 2021
    • 2 replies
    • 1k views
    • 
    • Bob the Swimmer
    • July 16, 2021

31. Datair Reporting

    By TPAGCNY, April 25, 2024
    • 1 reply
    • 795 views
    • 
    • EMoney
    • April 25, 2024

32. db contribution

    By Guest lip, June 13, 2008
    • 3 replies
    • 1.6k views
    • 
    • david rigby
    • June 13, 2008

33. DC Administrator thinking of offering Cafe. Plans

    By RestAssured, December 16, 2013
    • 8 replies
    • 2.6k views
    • 
    • RestAssured
    • December 16, 2013

34. Deconversion Fee

    By goldtpa, November 28, 2017
    • 11 replies
    • 2.9k views
    • 
    • Pam Shoup
    • November 30, 2017

35. Deconversion Fee?

    By Guest m.n.ouellette, May 8, 2007
    • 3 replies
    • 4.7k views
    • 
    • maverick
    • May 8, 2007

36. Deleted

    By cdavis25, February 9, 2012
    • 0 replies
    • 1.3k views
    • 
    • cdavis25
    • February 9, 2012

37. determing controlled group or affiliate service group status

    By Kimberly S, July 19, 2007
    • 18 replies
    • 3.8k views
    • 
    • Guest
    • July 21, 2007

38. Dishonesty Insurance

    By Guest D. Lawrence, May 22, 2003
    • 4 replies
    • 4.4k views
    • 
    • GBurns
    • May 23, 2003

39. Diversified Retirement Corporation

    By Guest Smokin, May 18, 2011
    • 2 replies
    • 2.3k views
    • 
    • rcline46
    • May 18, 2011

40. Do IRS examiners know who supervises them?

    By Peter Gulia, August 8
    • 6 replies
    • 1.8k views
    • 
    • Peter Gulia
    • August 18

41. Do TPAs get malpractice insurance?

    By Peter Gulia, September 5, 2023
    • 6 replies
    • 1.6k views
    • 
    • Peter Gulia
    • September 7, 2023

42. Do you help a small business count its tax credits for a startup retirement plan?

    By Peter Gulia, May 14
    • 4 replies
    • 710 views
    • 
    • ErnieG
    • May 15

43. Document Sponsor

    By Guest tintree73, May 12, 2003
    • 2 replies
    • 1.7k views
    • 
    • Guest
    • May 12, 2003

44. Document storage statutory requirements

    By Guest GuyHocker, August 26, 1999
    • 0 replies
    • 2.1k views
    • 
    • Guest
    • August 26, 1999

45. Does a recordkeeper change a plan’s fund without telling the plan’s sponsor?

    By Peter Gulia, March 22, 2022   

    • fund change; recordkeeper; custodian
    • 7 replies
    • 1.1k views
    • 
    • Peter Gulia
    • March 24, 2022

46. Does a TPA know that a plan’s assets don’t qualify for the audit waiver?

    By Peter Gulia, July 25, 2019   

    • small plan; audit; independent qualified public accountant
    • 5 replies
    • 913 views
    • 
    • Bri
    • July 26, 2019

47. Does anybody know Rike Thompson (Associated Actuaries) Verona, PA?

    By Flyboyjohn, May 20, 2013
    • 2 replies
    • 2.3k views
    • 
    • Effen
    • June 11, 2013

48. Does anyone check whether a new customer's executive has been barred from serving as a fiduciary?

    By Peter Gulia, April 2, 2018
    • 6 replies
    • 1.1k views
    • 
    • JamesK
    • April 4, 2018

49. Does anyone get an opinion letter to resolve Paycheck Protection Program uncertainties?

    By Peter Gulia, May 21, 2020   

    • paycheck protection program
    • 6 replies
    • 1k views
    • 
    • Mike Preston
    • May 21, 2020

50. Does anyone know of a company, law firm, etc. that provides the servic

    By Guest Kim Guynan, November 3, 1999
    • 7 replies
    • 6.1k views
    • 
    • Guest
    • December 22, 2006