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Communication and Disclosure to Participants

351 topics in this forum

  1. What benchmark do you use for a target-year fund?

    By Peter Gulia,
    • 8 replies
    • 304 views

  2. What is the ERISA penalty on a failure to furnish requested documents?

    By Peter Gulia,
    • 4 replies
    • 1.5k views

  3. Blackout notice required while preparing VCP?

    By t.haley,
    • 2 replies
    • 3.6k views

  4. Might President Trump’s language order affect employee-benefit plans?

    By Peter Gulia,
    • 5 replies
    • 938 views

  5. What past-performance benchmarks do 404a-5 disclosures use for target-date funds?

    By Peter Gulia,
    • 3 replies
    • 701 views

  6. Incorrect Information on SSA Letter "Potential Private Retirement Benefit Information"

    By Casey Larkin,
    • 3 replies
    • 2.1k views

  7. Required Notices for Unenrolled Participants

    By LMK TPA,
    • 1 reply
    • 960 views

  8. Incorrect SSA Potential Private Retirement Benefit Information Letters?

    By RayRay,
    • 6 replies
    • 1.8k views

  9. What is the penalty amount to show in an ERISA-rights notice?

    By Peter Gulia,
    • 5 replies
    • 1.7k views

  10. The old "wired at work" electronic disclosure

    By Belgarath,
    • 3 replies
    • 1.8k views

  11. Will updated SPD satisfy notice requirement for fee change

    By pensionreview,
    • 1 reply
    • 973 views

  12. Court rulings regarding failure to disclose the value of each investment to which assets in the participant's account have been allocated

    By Christopher Wilson,
    • 1 reply
    • 573 views

  13. No Surprise Billing Notice and "Publicly Available"

    By alexa,
    • 1 reply
    • 674 views
    • JYo
    • JYo

  14. Is Plan Admininstrator Required to provide Copy of Plan Document upon request?

    By cheersmate,   
    • 9 replies
    • 2.1k views
    • Bri
    • Bri

  15. Broker Compensation Disclosure - Covered Plans? Voluntary Critcal Illness, Vol. Cancer, Vol. Hospital Indemnity

    By Scott A. Davis,
    • 3 replies
    • 964 views

  16. DOL Issues Temporary Implementing FAQs on Pension Benefit Statements – Lifetime Income Illustrations Interim Final Rule

    By RatherBeGolfing,
    • 2 replies
    • 894 views

  17. Will a recordkeeper deliver its customer’s 404a-5 notice?

    By Peter Gulia,   
    • 6 replies
    • 1.3k views

  18. Should a summary plan description explain cybersecurity?

    By Peter Gulia,   
    • 17 replies
    • 2k views

  19. Would this satisfy 404a5?

    By Santo Gold,
    • 2 replies
    • 926 views

  20. Disclosure of Pension to Alternate Participant

    By Carl S.,
    • 5 replies
    • 1.8k views

  21. Is there a fiduciary responsibility to educate participants about cybersecurity?

    By Peter Gulia,
    • 5 replies
    • 1.3k views

  22. Do you in an SPD or SMM describe a provision that expired?

    By Peter Gulia,   
    • 9 replies
    • 1.9k views

  23. Participant Request to Review Plan Financial Documents

    By cwallace,
    • 5 replies
    • 1.6k views

  24. DOL eDisclosure regs

    By Belgarath,
    • 1 reply
    • 1.1k views

  25. Electronic Disclosure and Burden of Proof

    By tsrl01,   
    • 0 replies
    • 924 views

  26. Failure to distribute SAR

    By bevfair,
    • 1 reply
    • 1.1k views

  27. Should an employer assign an email address for every employee (even those who won’t use it in one’s daily work)?

    By Peter Gulia,   
    • 14 replies
    • 3k views

  28. New DOL Safe Harbor w/r/t Participant Communication

    By Belgarath,
    • 33 replies
    • 3.4k views

  29. RMD Notice

    By JOH,
    • 0 replies
    • 1.2k views

  30. What happens if a plan’s administrator does not wait 30 days before paying a distribution?

    By Peter Gulia,   
    • 8 replies
    • 2.4k views

  31. Is the penalty $110 or $112 a day?

    By Peter Gulia,
    • 3 replies
    • 1.5k views

  32. If one has the participant’s e-mail address, why not just attach the document to be furnished?

    By Peter Gulia,   
    • 15 replies
    • 2.9k views

  33. Employee Benefit Participant Questionnaire?

    By Tax Cowboy,
    • 0 replies
    • 1.6k views

  34. Fee Dislcosure -- Incorrect Administrative Expense Reflected

    By Princess(k),
    • 1 reply
    • 2k views

  35. COBRA & Vision

    By Benefits 101,   
    • 1 reply
    • 1.1k views

  36. Technical Release 2011-03R

    By ERISAAPPLE,   
    • 0 replies
    • 1.9k views

  37. Safe Harbor Notification to Terminated Participants with a balance ?

    By Francis,
    • 3 replies
    • 5.1k views

  38. QDIA Notice Requirements

    By Nassau,
    • 3 replies
    • 2.3k views

  39. BICE Exemption

    By TCM72,   
    • 4 replies
    • 1.1k views

  40. What is the "Earliest Date on which benefits will becom vested"?

    By ERISA1,   
    • 1 reply
    • 1.4k views

  41. 408b-2 Disclosures and the fiduciary rule

    By RatherBeGolfing,
    • 14 replies
    • 1.8k views

  42. Requirement to Notify EE on Workers' Comp that they may be eligible for long-term disability benefits

    By CaliBen,
    • 1 reply
    • 1.3k views

  43. Verbal Communication of Employer Match

    By jpdrews,
    • 12 replies
    • 2.6k views

  44. When is using e-mail "integral" to a worker's job duties?

    By Peter Gulia,   
    • 15 replies
    • 2.6k views
    • GMK
    • GMK

  45. Terminated participants requested dist. Dist denied. Plan in arbitration

    By kwalified,
    • 11 replies
    • 1.5k views

  46. 404(c) disclosures

    By Belgarath,
    • 3 replies
    • 2.5k views

  47. 404a-5 disclosure, for past-performance information which date?

    By Peter Gulia,   
    • 2 replies
    • 1.5k views

  48. coverting participant directed plan to trustee directed

    By Scuba 401,
    • 2 replies
    • 1.3k views

  49. Dealing with Returned Mail

    By mmcourt,
    • 6 replies
    • 2.2k views

  50. Participant Fee Disclosure

    By Nassau,
    • 4 replies
    • 2.3k views
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