Communication and Disclosure to Participants

351 topics in this forum

1. Summary Annual Reports

   By PJ2009, September 10, 2009
   • 2 replies
   • 15.6k views
   • 
   • PJ2009
   • September 10, 2009

2. Fund Change Notice and Related Fee Disclosures

   By 401 Chaos, August 28, 2012
   • 5 replies
   • 15.5k views
   • 
   • John Feldt ERPA CPC QPA
   • October 1, 2015

3. Spanish SPD

   By Guest kurt johansen, August 13, 1999
   • 17 replies
   • 10.3k views
   • 
   • Peter Gulia
   • June 14, 2018

4. Corrected 1099-R for Prior Tax Year

   By Guest CTB, January 15, 2009
   • 4 replies
   • 9.4k views
   • 
   • Guest
   • February 18, 2009

5. Happy anniversary Dave

   By david rigby, July 27, 2005
   • 10 replies
   • 7.8k views
   • 
   • Belgarath
   • April 30, 2007

6. Notice Required for VFCP

   By Guest PJTEN, February 16, 2010
   • 3 replies
   • 7.4k views
   • 
   • Guest
   • July 9, 2010

7. Who gets a copy of the SPD?

   By Guest ElKH, August 5, 2003
   • 6 replies
   • 6.9k views
   • 
   • E as in ERISA
   • August 6, 2003

8. Establishing a 529 Business

   By Guest AHayhow, April 25, 2002
   • 4 replies
   • 6.6k views
   • 
   • four01kman
   • March 31, 2003

9. Return to sender or wrong address

   By benpat3, July 7, 2008
   • 9 replies
   • 5.9k views
   • 
   • John Feldt ERPA CPC QPA
   • August 25, 2008

10. Summary Annual Report due date?

    By Peter Gulia, April 29, 2015
    • 2 replies
    • 5.9k views
    • 
    • Peter Gulia
    • April 29, 2015

11. DOL auditor and reality check

    By John Feldt ERPA CPC QPA, April 18, 2012
    • 6 replies
    • 5.8k views
    • 
    • Bird
    • April 30, 2012

12. Fund Changes

    By Guest johnberube, July 1, 2009
    • 1 reply
    • 5.8k views
    • 
    • Guest
    • July 3, 2009

13. Posting information on workplace bulletin board

    By Guest Tammy2006, January 14, 2006
    • 7 replies
    • 5.5k views
    • 
    • Effen
    • January 17, 2006

14. How to administer an ESOP and complete the IRS 5500?

    By Jilliandiz, September 17, 2003
    • 2 replies
    • 5.4k views
    • 
    • Theresa Lynn
    • September 22, 2003

15. "Deconstructed" SPD Info on Company Website / Intranet

    By 401 Chaos, June 29, 2010
    • 14 replies
    • 5.4k views
    • 
    • IRA
    • June 23, 2011

16. SPD Distribution Five-Year Rule

    By Guest Ann Caresani, July 15, 1999
    • 5 replies
    • 5.4k views
    • 
    • Peter Gulia
    • March 7, 2014

17. Looking for companies who have put their SPDs on an Intranet

    By Guest tmrichardson, November 5, 1999
    • 5 replies
    • 5.2k views
    • 
    • Guest
    • December 9, 2003

18. Due Date for Next Annual 404a-5 Fee Disclosure

    By ERISA1, September 24, 2012
    • 7 replies
    • 5.2k views
    • 
    • Belgarath
    • January 31, 2013

19. Safe Harbor Notification to Terminated Participants with a balance ?

    By Francis, November 7, 2017
    • 3 replies
    • 5.1k views
    • 
    • John Feldt ERPA CPC QPA
    • November 8, 2017

20. SPD distribution

    By Scuba 401, February 19, 2003
    • 1 reply
    • 5k views
    • 
    • Guest
    • February 19, 2003

21. Special Tax Notice

    By MSN, September 30, 2009
    • 20 replies
    • 4.9k views
    • 
    • GMK
    • March 16, 2010

22. IRS Code Section 6057(e)

    By Guest bgrazetti, December 3, 2003
    • 2 replies
    • 4.9k views
    • 
    • Harwood
    • December 3, 2003

23. 404(c) now that 404a regs are in place

    By Belgarath, May 20, 2013
    • 0 replies
    • 4.8k views
    • 
    • Belgarath
    • May 20, 2013

24. Tax question

    By Guest Nautical, September 13, 2005
    • 5 replies
    • 4.7k views
    • 
    • Guest
    • September 15, 2005

25. Notice to Interested Parties not sent timely

    By waid10, November 17, 2009
    • 7 replies
    • 4.5k views
    • 
    • Mike Preston
    • November 18, 2009

26. Administration's financial education efforts

    By Theresa Lynn, September 28, 2004
    • 0 replies
    • 4.4k views
    • 
    • Theresa Lynn
    • September 28, 2004

27. Permitted Disparity

    By Guest jetfaninmn, May 7, 2007
    • 1 reply
    • 4.3k views
    • 
    • John Feldt ERPA CPC QPA
    • May 7, 2007

28. filing late under dfvcp and SAR's

    By Guest bruss, September 9, 2008
    • 6 replies
    • 4.3k views
    • 
    • Guest
    • December 24, 2009

29. QDIA notice and mapping

    By K2retire, November 9, 2011
    • 3 replies
    • 4.1k views
    • 
    • John Feldt ERPA CPC QPA
    • November 9, 2011

30. Disclosure of minutes

    By Guest, August 9, 2000
    • 13 replies
    • 4.1k views
    • 
    • pjkoehler
    • August 10, 2000

31. SPD Software

    By Guest Patrick Martino, August 23, 2001
    • 10 replies
    • 3.9k views
    • 
    • Guest
    • August 5, 2002

32. black out notice

    By Lori H, May 21, 2008
    • 14 replies
    • 3.8k views
    • 
    • Kimberly S
    • May 28, 2008

33. SPD incorporated into Plan Document

    By jstorch, July 16, 2003
    • 14 replies
    • 3.8k views
    • 
    • jstorch
    • July 28, 2003

34. PPA Section 501 Annual Funding Notice

    By Guest Chris209, January 13, 2009
    • 6 replies
    • 3.7k views
    • 
    • Guest
    • April 28, 2009

35. Affected participants for SMM

    By Guest Bud, July 19, 2005
    • 4 replies
    • 3.7k views
    • 
    • No Name
    • July 19, 2005

36. Employee Communication - source for clarification of legislative requirements

    By Guest keep it simple, December 30, 2003
    • 3 replies
    • 3.6k views
    • 
    • Guest
    • February 15, 2004

37. Social Security benefits

    By Guest R. Daestrom, March 17, 2003
    • 2 replies
    • 3.6k views
    • 
    • MGB
    • March 19, 2003

38. PPA Diversification Notice

    By Randy Watson, November 14, 2006
    • 4 replies
    • 3.6k views
    • 
    • saabraa
    • December 1, 2006

39. Blackout notice required while preparing VCP?

    By t.haley, March 6
    • 2 replies
    • 3.6k views
    • 
    • Artie M
    • March 7

40. Participant Statements.

    By Lori H, June 18, 2010
    • 6 replies
    • 3.5k views
    • 
    • IRA
    • September 7, 2010

41. Participant Disclosure under PPA

    By msmith, April 27, 2007
    • 2 replies
    • 3.5k views
    • 
    • J Simmons
    • May 9, 2007

42. Participant disclosures

    By thepensionmaven, October 28, 2013
    • 3 replies
    • 3.5k views
    • 
    • BG5150
    • October 28, 2013

43. Vested Rights Letter Requirements

    By Guest Lauren Plenner, November 11, 2002
    • 5 replies
    • 3.4k views
    • 
    • Guest
    • November 12, 2002

44. New DOL Safe Harbor w/r/t Participant Communication

    By Belgarath, May 26, 2020
    • 33 replies
    • 3.4k views
    • 
    • austin3515
    • June 1, 2020

45. Electronic Notice

    By Guest ktyler, October 30, 2006
    • 6 replies
    • 3.4k views
    • 
    • Guest
    • November 10, 2008

46. Effectively Communicating Benefits to Employees

    By Guest Stacey Irey, February 23, 1999
    • 6 replies
    • 3.4k views
    • 
    • Guest
    • March 12, 1999

47. Internet Access to PPO Paid Claims Data

    By Guest paulsbradley, September 12, 2000
    • 2 replies
    • 3.4k views
    • 
    • Guest
    • December 9, 2003

48. Distributing Prospectuses to Employees

    By Guest ramassa, October 28, 1999
    • 5 replies
    • 3.4k views
    • 
    • Guest
    • September 6, 2007

49. Automatic Enrollment

    By Guest Denise S. Prince, May 29, 2007
    • 3 replies
    • 3.4k views
    • 
    • Peter Gulia
    • May 30, 2007

50. Claims Procedures for SPDs

    By PJ2009, April 22, 2009
    • 5 replies
    • 3.4k views
    • 
    • Everett Moreland
    • April 23, 2009