Communication and Disclosure to Participants

351 topics in this forum

1. Dealing with Returned Mail

   By mmcourt, August 8, 2016
   • 6 replies
   • 2.2k views
   • 
   • RatherBeGolfing
   • August 10, 2016

2. Fund Change Notice and Related Fee Disclosures

   By 401 Chaos, August 28, 2012
   • 5 replies
   • 15.5k views
   • 
   • John Feldt ERPA CPC QPA
   • October 1, 2015

3. Tax question

   By Guest Nautical, September 13, 2005
   • 5 replies
   • 4.7k views
   • 
   • Guest
   • September 15, 2005

4. What is the penalty amount to show in an ERISA-rights notice?

   By Peter Gulia, March 22, 2023
   • 5 replies
   • 1.7k views
   • 
   • Paul I
   • March 24, 2023

5. Missing Participant

   By Guest TuckerB, February 12, 2009
   • 5 replies
   • 2.3k views
   • 
   • david rigby
   • February 19, 2009

6. Might President Trump’s language order affect employee-benefit plans?

   By Peter Gulia, March 4
   • 5 replies
   • 938 views
   • 
   • Peter Gulia
   • March 4

7. Claims Procedures for SPDs

   By PJ2009, April 22, 2009
   • 5 replies
   • 3.4k views
   • 
   • Everett Moreland
   • April 23, 2009

8. Disclosure of Pension to Alternate Participant

   By Carl S., March 1, 2021
   • 5 replies
   • 1.8k views
   • 
   • QDROphile
   • March 3, 2021

9. SPDs on a website

   By Guest dlagrone, December 21, 1998
   • 5 replies
   • 2.8k views
   • 
   • Guest
   • February 28, 1999

10. Off Calendar Year Plans

    By mlp0816, October 24, 2012
    • 5 replies
    • 2.5k views
    • 
    • ESOP Guy
    • October 24, 2012

11. SPD's on a web sie

    By Guest cjohn, October 2, 1998
    • 5 replies
    • 3.1k views
    • 
    • Guest
    • February 28, 1999

12. SPD Distribution Five-Year Rule

    By Guest Ann Caresani, July 15, 1999
    • 5 replies
    • 5.4k views
    • 
    • Peter Gulia
    • March 7, 2014

13. Looking for companies who have put their SPDs on an Intranet

    By Guest tmrichardson, November 5, 1999
    • 5 replies
    • 5.2k views
    • 
    • Guest
    • December 9, 2003

14. Distributing Prospectuses to Employees

    By Guest ramassa, October 28, 1999
    • 5 replies
    • 3.4k views
    • 
    • Guest
    • September 6, 2007

15. Employee Education - Income Taxation

    By Guest JD Colville, March 10, 2000
    • 5 replies
    • 1.8k views
    • 
    • Guest
    • March 10, 2000

16. Participant security- identity theft

    By Guest Lex, August 17, 2002
    • 5 replies
    • 2.3k views
    • 
    • Guest
    • October 3, 2002

17. sarbanes-Oxley Act

    By Guest lindamichals, January 6, 2003
    • 5 replies
    • 2.8k views
    • 
    • Guest
    • January 16, 2003

18. Participant Request to Review Plan Financial Documents

    By cwallace, October 22, 2020
    • 5 replies
    • 1.6k views
    • 
    • Patricia Neal Jensen
    • October 23, 2020

19. Vested Rights Letter Requirements

    By Guest Lauren Plenner, November 11, 2002
    • 5 replies
    • 3.4k views
    • 
    • Guest
    • November 12, 2002

20. Is there a fiduciary responsibility to educate participants about cybersecurity?

    By Peter Gulia, February 12, 2021
    • 5 replies
    • 1.3k views
    • 
    • david rigby
    • February 12, 2021

21. Safe Harbor Change/Notification

    By KevinMc, December 13, 2013
    • 4 replies
    • 2.2k views
    • 
    • Tom Poje
    • December 13, 2013

22. Affected participants for SMM

    By Guest Bud, July 19, 2005
    • 4 replies
    • 3.7k views
    • 
    • No Name
    • July 19, 2005

23. Establishing a 529 Business

    By Guest AHayhow, April 25, 2002
    • 4 replies
    • 6.6k views
    • 
    • four01kman
    • March 31, 2003

24. Total Reward/Total Compensation Statements

    By gtech1997, July 18, 2012
    • 4 replies
    • 2.1k views
    • 
    • Guest
    • July 23, 2012

25. Corrected 1099-R for Prior Tax Year

    By Guest CTB, January 15, 2009
    • 4 replies
    • 9.4k views
    • 
    • Guest
    • February 18, 2009

26. Profit Sharing going to IRA

    By Guest scottk, November 12, 2007
    • 4 replies
    • 2.5k views
    • 
    • Kimberly S
    • November 13, 2007

27. Which phrase is best or preferred?

    By GMK, February 4, 2010
    • 4 replies
    • 1.6k views
    • 
    • Belgarath
    • February 5, 2010

28. Participant Fee Disclosure

    By Nassau, July 6, 2016
    • 4 replies
    • 2.3k views
    • 
    • bluesi2004
    • July 9, 2016

29. pension benefit calculator - other TPAs providing this service?

    By Guest lisbetf, August 13, 2002
    • 4 replies
    • 2.8k views
    • 
    • Guest
    • December 2, 2003

30. Summary Annual Reports & Summary Plan Descriptions

    By Guest julie daniels, September 10, 1998
    • 4 replies
    • 2.8k views
    • 
    • Guest
    • January 15, 1999

31. Contacting "lost" plan participants

    By Guest MKM, January 8, 1999
    • 4 replies
    • 2.4k views
    • 
    • Dave Baker
    • January 21, 1999

32. PPA Diversification Notice

    By Randy Watson, November 14, 2006
    • 4 replies
    • 3.6k views
    • 
    • saabraa
    • December 1, 2006

33. Who is doing electronic communication?

    By Guest Vicki Dungan, March 11, 1999
    • 4 replies
    • 2k views
    • 
    • Dan
    • April 27, 1999

34. 5500's on the Web!

    By david rigby, December 10, 1999
    • 4 replies
    • 2.2k views
    • 
    • Lisa Hand
    • April 6, 2000

35. What is the ERISA penalty on a failure to furnish requested documents?

    By Peter Gulia, September 23
    • 4 replies
    • 1.5k views
    • 
    • Peter Gulia
    • September 26

36. Employee Benefit Statments

    By Guest Melissa Reid, May 25, 1999
    • 4 replies
    • 2k views
    • 
    • Guest
    • June 21, 2000

37. BICE Exemption

    By TCM72, August 15, 2017   

    • bice
    • dol rule
    • (and 1 more)

      Tagged with:

      • bice
      • dol rule
      • fiduciary rule
    • 4 replies
    • 1.1k views
    • 
    • TCM72
    • October 4, 2017

38. Trying to locate old plan

    By dmwe, September 5, 2007
    • 4 replies
    • 2.6k views
    • 
    • dmwe
    • September 24, 2007

39. Participant disclosures

    By thepensionmaven, October 28, 2013
    • 3 replies
    • 3.5k views
    • 
    • BG5150
    • October 28, 2013

40. Any Experiences ?

    By Guest Bobhouth, December 20, 2004
    • 3 replies
    • 2.6k views
    • 
    • Ron Snyder
    • December 20, 2004

41. Is the penalty $110 or $112 a day?

    By Peter Gulia, November 11, 2019
    • 3 replies
    • 1.5k views
    • 
    • PeterN
    • July 9, 2021

42. Incorrect Information on SSA Letter "Potential Private Retirement Benefit Information"

    By Casey Larkin, August 19, 2024
    • 3 replies
    • 2.1k views
    • 
    • CuseFan
    • August 22, 2024

43. Failure to communicate existence of plan feature

    By lexi, July 16, 2007
    • 3 replies
    • 2.4k views
    • 
    • J Simmons
    • August 27, 2009

44. QDIA Notice Requirements

    By Nassau, October 19, 2017
    • 3 replies
    • 2.3k views
    • 
    • Gilmore
    • October 21, 2017

45. Employee Communication - source for clarification of legislative requirements

    By Guest keep it simple, December 30, 2003
    • 3 replies
    • 3.6k views
    • 
    • Guest
    • February 15, 2004

46. Participant account fee changes

    By John Feldt ERPA CPC QPA, May 27, 2011
    • 3 replies
    • 2.1k views
    • 
    • Kevin C
    • October 18, 2011

47. Information on Company Plans

    By Guest RW, January 3, 2002
    • 3 replies
    • 2.1k views
    • 
    • Theresa Lynn
    • January 8, 2002

48. 404(c) disclosures

    By Belgarath, November 1, 2016
    • 3 replies
    • 2.5k views
    • 
    • John Feldt ERPA CPC QPA
    • November 3, 2016

49. 404(a)-5 Disclosures

    By msmith, August 9, 2013
    • 3 replies
    • 2.5k views
    • 
    • Below Ground
    • October 14, 2013

50. When are "fees actually charged" to a participants account?

    By Gudgergirl, October 23, 2012
    • 3 replies
    • 2k views
    • 
    • Gudgergirl
    • October 24, 2012