Communication and Disclosure to Participants

351 topics in this forum

1. Comminications and Disclosure

   By Guest Karenm, January 31, 2008
   • 3 replies
   • 3.3k views
   • 
   • JanetM
   • February 1, 2008

2. Communicating Changes to Investment Options in a 404c Compliant Plan

   By Guest Kennedy, August 11, 1999
   • 3 replies
   • 2.8k views
   • 
   • Guest
   • August 11, 1999

3. Communicating cost increases

   By Guest RJ, August 23, 1999
   • 0 replies
   • 2.1k views
   • 
   • Guest
   • August 23, 1999

4. Communicating the impact the impact that GATT has on lump sum payments

   By Guest Susan Middaugh, July 10, 1999
   • 1 reply
   • 2.2k views
   • 
   • Guest
   • July 27, 1999

5. Consent to use of data on web

   By Guest Ray Williams, June 26, 2003
   • 1 reply
   • 1.8k views
   • 
   • GBurns
   • June 27, 2003

6. Contacting "lost" plan participants

   By Guest MKM, January 8, 1999
   • 4 replies
   • 2.4k views
   • 
   • Dave Baker
   • January 21, 1999

7. Copies of PTEs

   By Dawn Hafner, January 8, 1999
   • 1 reply
   • 2.1k views
   • 
   • Dave Baker
   • January 8, 1999

8. Copy of 5500

   By Just Me, March 28, 2011
   • 6 replies
   • 3k views
   • 
   • Guest
   • April 11, 2011

9. Corporate vitamin plan

   By Guest irwin, December 3, 1998
   • 0 replies
   • 2.1k views
   • 
   • Guest
   • December 3, 1998

10. Corrected 1099-R for Prior Tax Year

    By Guest CTB, January 15, 2009
    • 4 replies
    • 9.4k views
    • 
    • Guest
    • February 18, 2009

11. Court rulings regarding failure to disclose the value of each investment to which assets in the participant's account have been allocated

    By Christopher Wilson, May 23, 2022
    • 1 reply
    • 574 views
    • 
    • EBECatty
    • May 24, 2022

12. coverting participant directed plan to trustee directed

    By Scuba 401, August 18, 2016
    • 2 replies
    • 1.3k views
    • 
    • My 2 cents
    • August 18, 2016

13. Date on SPD - 120-day rule

    By Guest tellid, April 5, 2004
    • 0 replies
    • 3.2k views
    • 
    • Guest
    • April 5, 2004

14. Dealing with Returned Mail

    By mmcourt, August 8, 2016
    • 6 replies
    • 2.2k views
    • 
    • RatherBeGolfing
    • August 10, 2016

15. Detalied Investment Fund Listing in SPD?

    By namealreadyinuse, July 31, 2007
    • 1 reply
    • 2.9k views
    • 
    • Guest
    • December 19, 2007

16. Disclaimer language for SPD

    By Guest cranksmith, July 20, 1999
    • 1 reply
    • 2.7k views
    • 
    • Dave Baker
    • July 21, 1999

17. disclosure in enrollment materials

    By Guest cbclark, September 8, 2011
    • 6 replies
    • 2.5k views
    • 
    • Guest
    • March 28, 2012

18. Disclosure notice for family only 401k

    By pgold, October 3, 2013
    • 9 replies
    • 1.9k views
    • 
    • Belgarath
    • October 4, 2013

19. Disclosure of minutes

    By Guest, August 9, 2000
    • 13 replies
    • 4.1k views
    • 
    • pjkoehler
    • August 10, 2000

20. Disclosure of Pension to Alternate Participant

    By Carl S., March 1, 2021
    • 5 replies
    • 1.8k views
    • 
    • QDROphile
    • March 3, 2021

21. distiribution fee is the only fee to Participant

    By Jim Chad, September 24, 2011
    • 6 replies
    • 1.8k views
    • 
    • GMK
    • October 19, 2011

22. Distributing Prospectuses to Employees

    By Guest ramassa, October 28, 1999
    • 5 replies
    • 3.4k views
    • 
    • Guest
    • September 6, 2007

23. Diversification and Enron

    By Guest Ray Berry, January 21, 2002
    • 0 replies
    • 2.1k views
    • 
    • Guest
    • January 21, 2002

24. Diversification Notice

    By J2D2, October 27, 2006
    • 0 replies
    • 1.7k views
    • 
    • J2D2
    • October 27, 2006

25. Diversification notice for employers using platforms

    By Jim Chad, January 21, 2015
    • 1 reply
    • 1.2k views
    • 
    • Lou S.
    • January 21, 2015

26. Do you in an SPD or SMM describe a provision that expired?

    By Peter Gulia, November 4, 2020   

    • smm; spd
    • 9 replies
    • 1.9k views
    • 
    • Peter Gulia
    • May 27, 2021

27. DOES IT COST AN ARM AND A LEG!?

    By Guest Cherl-Girl, May 15, 2001
    • 0 replies
    • 1.7k views
    • 
    • Guest
    • May 15, 2001

28. DOL auditor and reality check

    By John Feldt ERPA CPC QPA, April 18, 2012
    • 6 replies
    • 5.8k views
    • 
    • Bird
    • April 30, 2012

29. DOL eDisclosure regs

    By Belgarath, August 5, 2020
    • 1 reply
    • 1.1k views
    • 
    • Peter Gulia
    • August 5, 2020

30. DOL initiatives on fee disclosures effect 403(b)(7) plans

    By Nassau, October 22, 2007
    • 0 replies
    • 2k views
    • 
    • Nassau
    • October 22, 2007

31. DOL Issues Temporary Implementing FAQs on Pension Benefit Statements – Lifetime Income Illustrations Interim Final Rule

    By RatherBeGolfing, July 26, 2021
    • 2 replies
    • 896 views
    • 
    • RatherBeGolfing
    • September 13, 2021

32. Domestic Partner

    By Guest talisa, September 19, 2001
    • 6 replies
    • 2.6k views
    • 
    • Sandra Pearce
    • October 2, 2001

33. Due Date for Next Annual 404a-5 Fee Disclosure

    By ERISA1, September 24, 2012
    • 7 replies
    • 5.2k views
    • 
    • Belgarath
    • January 31, 2013

34. EACA Notice

    By Nassau, March 31, 2015
    • 0 replies
    • 1.3k views
    • 
    • Nassau
    • March 31, 2015

35. EACA Notice

    By Nassau, March 31, 2015
    • 1 reply
    • 1.9k views
    • 
    • Belgarath
    • April 1, 2015

36. Education

    By Guest NancyR, November 7, 2011
    • 2 replies
    • 1.7k views
    • 
    • masteff
    • November 8, 2011

37. EE Requests for ergonomic accessories beyond already compliant worksta

    By Guest Cecelia Chahal, March 12, 2001
    • 0 replies
    • 1.7k views
    • 
    • Guest
    • March 12, 2001

38. Effectively Communicating Benefits to Employees

    By Guest Stacey Irey, February 23, 1999
    • 6 replies
    • 3.4k views
    • 
    • Guest
    • March 12, 1999

39. Electronic Disclosure and Burden of Proof

    By tsrl01, July 13, 2020   

    • electronic disclosures
    • 0 replies
    • 928 views
    • 
    • tsrl01
    • July 13, 2020

40. Electronic Distribution of Benefits Information

    By Guest Marie, August 3, 2009
    • 2 replies
    • 3.1k views
    • 
    • Guest
    • September 24, 2009

41. Electronic Distribution of SPDs

    By PJ2009, April 20, 2009
    • 8 replies
    • 3.3k views
    • 
    • Peter Gulia
    • October 22, 2015

42. Electronic Notice

    By Guest ktyler, October 30, 2006
    • 6 replies
    • 3.4k views
    • 
    • Guest
    • November 10, 2008

43. electronic participant statements

    By Golgi, January 27, 2014
    • 3 replies
    • 1.8k views
    • 
    • BG5150
    • February 4, 2014

44. Electronic Posting of SPDs

    By Guest Benmark, February 19, 2001
    • 0 replies
    • 2.1k views
    • 
    • Guest
    • February 19, 2001

45. Eliminating Auto Enrollment Feature

    By Chey1999, May 11, 2015
    • 0 replies
    • 1.5k views
    • 
    • Chey1999
    • May 11, 2015

46. Employee benefit documentation in employee file

    By Guest tm3333, May 7, 2012
    • 0 replies
    • 1.4k views
    • 
    • Guest
    • May 7, 2012

47. Employee Benefit Participant Questionnaire?

    By Tax Cowboy, May 30, 2019
    • 0 replies
    • 1.6k views
    • 
    • Tax Cowboy
    • May 30, 2019

48. Employee Benefit Statements

    By Guest Louis Gray, June 16, 2002
    • 3 replies
    • 2.6k views
    • 
    • Guest
    • September 5, 2002

49. Employee Benefit Statments

    By Guest Melissa Reid, May 25, 1999
    • 4 replies
    • 2k views
    • 
    • Guest
    • June 21, 2000

50. employee benefits manuals

    By Guest Susan Middaugh, September 23, 1999
    • 1 reply
    • 1.9k views
    • 
    • Guest
    • September 23, 1999