Communication and Disclosure to Participants

351 topics in this forum

1. 204(h)

   By Guest TuckerB, February 2, 2009
   • 1 reply
   • 1.6k views
   • 
   • J Simmons
   • February 2, 2009

2. Which phrase is best or preferred?

   By GMK, February 4, 2010
   • 4 replies
   • 1.6k views
   • 
   • Belgarath
   • February 5, 2010

3. 404a-5 disclosure, for past-performance information which date?

   By Peter Gulia, October 14, 2016   

   • 404a-5
   • 2 replies
   • 1.5k views
   • 
   • Peter Gulia
   • October 14, 2016

4. Notice of Right to Provide Actual Social Security Earnings

   By Guest newtobenefits, April 2, 2010
   • 1 reply
   • 1.5k views
   • 
   • Mike Preston
   • April 2, 2010

5. Mapping on Blackout Notice?

   By Guest AHS527, October 10, 2012
   • 0 replies
   • 1.5k views
   • 
   • Guest
   • October 10, 2012

6. Terminated participants requested dist. Dist denied. Plan in arbitration

   By kwalified, December 14, 2016
   • 11 replies
   • 1.5k views
   • 
   • My 2 cents
   • June 1, 2017

7. Eliminating Auto Enrollment Feature

   By Chey1999, May 11, 2015
   • 0 replies
   • 1.5k views
   • 
   • Chey1999
   • May 11, 2015

8. Fully insured retiree health veba spd

   By jockey12, September 16, 2015
   • 1 reply
   • 1.5k views
   • 
   • GBurns
   • September 20, 2015

9. Question on Orphan Plan

   By Madison71, May 4, 2010
   • 0 replies
   • 1.5k views
   • 
   • Madison71
   • May 4, 2010

10. Lost vs Non-Responsive Participant

    By ERISA1, September 25, 2012
    • 0 replies
    • 1.5k views
    • 
    • ERISA1
    • September 25, 2012

11. Ex-Participant Request

    By Guest Mr. Minor, September 24, 2012
    • 2 replies
    • 1.5k views
    • 
    • Guest
    • September 24, 2012

12. What is the "Earliest Date on which benefits will becom vested"?

    By ERISA1, June 23, 2017   

    • benefit statement
    • disclosure
    • (and 2 more)

      Tagged with:

      • benefit statement
      • disclosure
      • vesting
      • erisa 105
    • 1 reply
    • 1.5k views
    • 
    • My 2 cents
    • June 23, 2017

13. Total Compensation Statements

    By French, April 20, 2011
    • 2 replies
    • 1.5k views
    • 
    • French
    • April 25, 2011

14. Employee benefit documentation in employee file

    By Guest tm3333, May 7, 2012
    • 0 replies
    • 1.4k views
    • 
    • Guest
    • May 7, 2012

15. Government entity and compliance

    By Guest Jenna Hess, May 6, 2009
    • 0 replies
    • 1.4k views
    • 
    • Guest
    • May 6, 2009

16. Period Notice

    By Guest Golden Girl, May 26, 2009
    • 1 reply
    • 1.4k views
    • 
    • J Simmons
    • June 6, 2009

17. Finder's Fee--Reportable in Disclosures?

    By jkharvey, August 15, 2013   

    • unrelated to the Plan
    • 1 reply
    • 1.4k views
    • 
    • Bird
    • August 19, 2013

18. Funds accidently omitted from fee disclosure

    By BKVB, May 27, 2015   

    • Fee disclosure
    • 0 replies
    • 1.4k views
    • 
    • BKVB
    • May 27, 2015

19. question about quarterly statements

    By mariemonroe, October 4, 2012
    • 2 replies
    • 1.4k views
    • 
    • SheilaD
    • October 5, 2012

20. paper participant statements

    By Rai401k, February 12, 2014
    • 0 replies
    • 1.4k views
    • 
    • Rai401k
    • February 12, 2014

21. Will a recordkeeper deliver its customer’s 404a-5 notice?

    By Peter Gulia, July 19, 2021   

    • 404a-5
    • 6 replies
    • 1.3k views
    • 
    • Peter Gulia
    • July 20, 2021

22. Is there a fiduciary responsibility to educate participants about cybersecurity?

    By Peter Gulia, February 12, 2021
    • 5 replies
    • 1.3k views
    • 
    • david rigby
    • February 12, 2021

23. New Plan

    By KevinMc, February 4, 2014
    • 1 reply
    • 1.3k views
    • 
    • Lou S.
    • February 4, 2014

24. procedure for plan when it recovers money lost in a ponzi scheme

    By Gudgergirl, July 17, 2013
    • 2 replies
    • 1.3k views
    • 
    • QDROphile
    • July 17, 2013

25. EACA Notice

    By Nassau, March 31, 2015
    • 0 replies
    • 1.3k views
    • 
    • Nassau
    • March 31, 2015

26. coverting participant directed plan to trustee directed

    By Scuba 401, August 18, 2016
    • 2 replies
    • 1.3k views
    • 
    • My 2 cents
    • August 18, 2016

27. Prospectuses

    By Guest DCPMgr, June 22, 2010
    • 0 replies
    • 1.3k views
    • 
    • Guest
    • June 22, 2010

28. Requirement to Notify EE on Workers' Comp that they may be eligible for long-term disability benefits

    By CaliBen, June 5, 2017
    • 1 reply
    • 1.3k views
    • 
    • hr for me
    • June 5, 2017

29. SIP documents

    By Guest phobarbenix, March 31, 2010
    • 0 replies
    • 1.3k views
    • 
    • Guest
    • March 31, 2010

30. Fees (administrative)

    By Nassau, October 5, 2010
    • 0 replies
    • 1.3k views
    • 
    • Nassau
    • October 5, 2010

31. service provider disclosure

    By Guest cbclark, April 29, 2011
    • 0 replies
    • 1.3k views
    • 
    • Guest
    • April 29, 2011

32. Fee Disclosure Vendors

    By EPCRSGuru, July 29, 2015
    • 0 replies
    • 1.2k views
    • 
    • EPCRSGuru
    • July 29, 2015

33. Notice regarding incorrect valuation date

    By holdco, August 25, 2011
    • 0 replies
    • 1.2k views
    • 
    • holdco
    • August 25, 2011

34. RMD Notice

    By JOH, April 2, 2020
    • 0 replies
    • 1.2k views
    • 
    • JOH
    • April 2, 2020

35. Quarterly statements for partially self-directed accts

    By Guest ariebe, March 29, 2011
    • 0 replies
    • 1.2k views
    • 
    • Guest
    • March 29, 2011

36. Diversification notice for employers using platforms

    By Jim Chad, January 21, 2015
    • 1 reply
    • 1.2k views
    • 
    • Lou S.
    • January 21, 2015

37. BICE Exemption

    By TCM72, August 15, 2017   

    • bice
    • dol rule
    • (and 1 more)

      Tagged with:

      • bice
      • dol rule
      • fiduciary rule
    • 4 replies
    • 1.2k views
    • 
    • TCM72
    • October 4, 2017

38. Failure to distribute SAR

    By bevfair, June 8, 2020
    • 1 reply
    • 1.1k views
    • 
    • Jeff Hartmann
    • June 9, 2020

39. DOL eDisclosure regs

    By Belgarath, August 5, 2020
    • 1 reply
    • 1.1k views
    • 
    • Peter Gulia
    • August 5, 2020

40. COBRA & Vision

    By Benefits 101, May 24, 2018   

    • vision cobra
    • 1 reply
    • 1.1k views
    • 
    • Madison71
    • May 24, 2018

41. Will updated SPD satisfy notice requirement for fee change

    By pensionreview, June 2, 2022
    • 1 reply
    • 1k views
    • 
    • Pam Shoup
    • June 3, 2022

42. Broker Compensation Disclosure - Covered Plans? Voluntary Critcal Illness, Vol. Cancer, Vol. Hospital Indemnity

    By Scott A. Davis, November 20, 2021
    • 3 replies
    • 998 views
    • 
    • Juan Kelly
    • November 30, 2021

43. Required Notices for Unenrolled Participants

    By LMK TPA, November 19, 2023
    • 1 reply
    • 994 views
    • 
    • TPApril
    • June 21, 2024

44. Electronic Disclosure and Burden of Proof

    By tsrl01, July 13, 2020   

    • electronic disclosures
    • 0 replies
    • 978 views
    • 
    • tsrl01
    • July 13, 2020

45. Might President Trump’s language order affect employee-benefit plans?

    By Peter Gulia, March 4, 2025
    • 5 replies
    • 978 views
    • 
    • Peter Gulia
    • March 4, 2025

46. Would this satisfy 404a5?

    By Santo Gold, April 8, 2021
    • 2 replies
    • 963 views
    • 
    • Peter Gulia
    • April 8, 2021

47. DOL Issues Temporary Implementing FAQs on Pension Benefit Statements – Lifetime Income Illustrations Interim Final Rule

    By RatherBeGolfing, July 26, 2021
    • 2 replies
    • 916 views
    • 
    • RatherBeGolfing
    • September 13, 2021

48. What past-performance benchmarks do 404a-5 disclosures use for target-date funds?

    By Peter Gulia, September 8, 2024
    • 3 replies
    • 754 views
    • 
    • Peter Gulia
    • March 4, 2025

49. No Surprise Billing Notice and "Publicly Available"

    By alexa, January 10, 2022
    • 1 reply
    • 699 views
    • 
    • JYo
    • January 10, 2022

50. Court rulings regarding failure to disclose the value of each investment to which assets in the participant's account have been allocated

    By Christopher Wilson, May 23, 2022
    • 1 reply
    • 591 views
    • 
    • EBECatty
    • May 24, 2022