Employee Stock Ownership Plans (ESOPs)

1,184 topics in this forum

1. ESOP Rollover to 401(k) Plan?

   By Guest Sara H, April 24, 2006
   • 9 replies
   • 59.6k views
   • 
   • Guest
   • April 25, 2006

2. ESOP Questions Company Bought Out

   By Guest catdjc123, January 5, 2007
   • 7 replies
   • 27.5k views
   • 
   • BeckyMiller
   • January 10, 2007

3. Questions About ESOP Early Distribution

   By Guest rkesler, January 6, 2009
   • 5 replies
   • 17.8k views
   • 
   • ESOP Guy
   • April 5, 2024

4. ESOP & Divorcing with a QDRO

   By Guest jeafra7, September 5, 2007
   • 3 replies
   • 16.8k views
   • 
   • BeckyMiller
   • September 6, 2007

5. ERSOPS

   By Guest mikeymo, July 29, 2003
   • 43 replies
   • 16.4k views
   • 
   • jpod
   • December 1, 2011

6. Ex employees and company stock

   By Richard Anderson, September 23, 1999
   • 32 replies
   • 11.7k views
   • 
   • RLL
   • August 15, 2000

7. ESOP and Change in Distribution Policy After Required Forms Signed/Completed/Submitted

   By Guest Grecco, June 30, 2013
   • 26 replies
   • 11.2k views
   • 
   • Guest
   • August 24, 2014

8. ESOP accounting

   By Guest LAT RBS, June 2, 2008
   • 4 replies
   • 11.2k views
   • 
   • BeckyMiller
   • June 13, 2008

9. Dividend Pass-through

   By MoJo, August 26, 1999
   • 7 replies
   • 10.4k views
   • 
   • MWeddell
   • September 1, 1999

10. ESOP termination - stock nearly worthless

    By Belgarath, March 6, 2013
    • 4 replies
    • 9.4k views
    • 
    • RLL
    • March 8, 2013

11. ESOP diversification transfer to 401(k) Plan

    By AJ North, April 12, 2011
    • 10 replies
    • 9.1k views
    • 
    • ESOP Guy
    • August 3, 2012

12. Termination of Leveraged ESOP before the loan is paid off.

    By Tot, April 27, 2000
    • 15 replies
    • 8.9k views
    • 
    • Kirk Maldonado
    • May 2, 2000

13. Hardship withdrawals from ESOP?

    By Guest hapa123, September 21, 2001
    • 8 replies
    • 8.8k views
    • 
    • RLL
    • September 25, 2001

14. ESOP & 401(K) OR just a KSOP?

    By Guest sugar daddy, June 7, 2011
    • 6 replies
    • 8.5k views
    • 
    • Ron Snyder
    • June 8, 2011

15. Convert 401 to ESOP to get 404(k) deduction

    By Guest Rudy, November 12, 2001
    • 25 replies
    • 8k views
    • 
    • RLL
    • November 15, 2001

16. ESOP distribution and Social Security Earnings Record

    By Guest susangrant, March 4, 2011
    • 2 replies
    • 7.9k views
    • 
    • Guest
    • March 11, 2011

17. Tax reporting upon ESOP redemptions by Company

    By Guest Bob Webb, January 25, 2011
    • 7 replies
    • 7.6k views
    • 
    • GMK
    • July 23, 2012

18. Prepayment of Loan - Reg. 54.4975-7(b)(5) Limitations

    By Yesrod5, April 10, 2013
    • 14 replies
    • 7.5k views
    • 
    • tghooper
    • June 18, 2014

19. What is the difference between and EIAP and an ESOP?

    By Guest death and taxes, April 22, 2001
    • 3 replies
    • 7.5k views
    • 
    • RLL
    • April 23, 2001

20. 11k - SEC filings

    By Guest PAL100759, May 15, 2002
    • 6 replies
    • 7.5k views
    • 
    • stevena
    • October 28, 2005

21. Learning about ESOPs

    By kshaw, August 19, 2025
    • 5 replies
    • 7.2k views
    • 
    • ESOP Guy
    • August 19, 2025

22. Termination of an ESOP / Valuation of shares in the ESOP, how this should be determined?

    By eglynn, August 2, 2016
    • 15 replies
    • 7.1k views
    • 
    • ejg2553@gmail.com
    • September 21, 2020

23. How soon can I receive my ESOP payment?

    By Guest Blowout, August 19, 1999
    • 3 replies
    • 6.9k views
    • 
    • Guest
    • August 30, 1999

24. Rollover into 401k

    By coleboy, September 9, 2016
    • 5 replies
    • 6.5k views
    • 
    • QDROphile
    • September 9, 2016

25. ESOP & Highly Compensated Employee

    By Guest James Vito Esposito, June 20, 2006
    • 9 replies
    • 6.4k views
    • 
    • A Shot in the Dark
    • September 4, 2012

26. ESOP lump sum distribution - 20% withholding required?

    By Spencer, January 30, 2013
    • 2 replies
    • 6.4k views
    • 
    • Spencer
    • January 30, 2013

27. Voting shares in the suspense account

    By katieinny, February 22, 2008
    • 9 replies
    • 6.3k views
    • 
    • Peter Gulia
    • February 27, 2008

28. Transfer assets from a 401(k) plan to an ESOP

    By AJ North, March 27, 2012
    • 8 replies
    • 6.2k views
    • 
    • Guest
    • July 8, 2013

29. Is an ESOP participant considered to be an "owner" of the S corporation for tax purposes?

    By billfgrady, May 20, 2008
    • 3 replies
    • 6.1k views
    • 
    • BeckyMiller
    • May 27, 2008

30. Forgiveness of Payment under ESOP Promissory Note

    By Guest myarbrough, April 1, 2002
    • 7 replies
    • 6k views
    • 
    • RLL
    • April 12, 2002

31. Amsted ESOP distribution changes. Can thay do this to us? Thousands of

    By Guest grimmace, April 30, 2000
    • 6 replies
    • 5.9k views
    • 
    • IRC401
    • May 18, 2000

32. Controlled Group ESOP

    By Guest Emiman, June 20, 2006
    • 12 replies
    • 5.9k views
    • 
    • BeckyMiller
    • April 9, 2007

33. Exempt Loan v. Permissible Other Loan

    By Tot, August 20, 2009
    • 11 replies
    • 5.8k views
    • 
    • Tot
    • August 28, 2009

34. Primarily invested in stock

    By Tom Poje, October 18, 2005
    • 12 replies
    • 5.8k views
    • 
    • Guest
    • April 26, 2013

35. ESOP and 1099-R and/pr 1099-B Reporting

    By Guest Edward McElroy, September 30, 2004
    • 1 reply
    • 5.7k views
    • 
    • BeckyMiller
    • November 8, 2004

36. ESOP Attorney

    By Guest johnmarg, August 22, 2006
    • 10 replies
    • 5.7k views
    • 
    • Kirk Maldonado
    • August 24, 2006

37. 415 and vesting

    By CTipper, April 13, 2007
    • 7 replies
    • 5.6k views
    • 
    • Guest
    • May 16, 2007

38. ESOP: Segregation of accounts

    By Guest John Nelson, March 17, 2003
    • 4 replies
    • 5.6k views
    • 
    • Kirk Maldonado
    • April 18, 2003

39. Cashing out ESOP and where do I go?

    By Allen R. Young, October 14, 2017
    • 7 replies
    • 5.6k views
    • 
    • ESOP Guy
    • October 17, 2017

40. S Corp ESOP w/ Non-Voting Stock

    By Alf, April 27, 2005
    • 6 replies
    • 5.6k views
    • 
    • RLL
    • April 29, 2005

41. Leveraged ESOP with a mirror loan--Does the interest rate paid by the

    By Guest bobkovell, February 24, 2001
    • 5 replies
    • 5.6k views
    • 
    • BeckyMiller
    • February 26, 2001

42. Do ESOP participants have pass-through voting rights if the sponsor switches from C to S corp?

    By Guest Benefits Brewster, November 5, 2003
    • 7 replies
    • 5.5k views
    • 
    • Guest
    • November 16, 2003

43. can an esop own real property?

    By Guest lworthington, February 4, 2005
    • 6 replies
    • 5.4k views
    • 
    • Demosthenes
    • February 11, 2005

44. Unallocated Shares: What happens when company is sold?

    By Lindsay, November 11, 2018
    • 3 replies
    • 5.4k views
    • 
    • QDROphile
    • November 12, 2018

45. ESOP accounting and share release

    By DPL, March 18, 2013   

    • release
    • 3 replies
    • 5.4k views
    • 
    • ESOP Guy
    • March 19, 2013

46. Employer overpaid $6000 on ESOP distribution that I rolled to IRA

    By joshgoldeneagle, June 25, 2015   

    • ESOP IRA
    • 18 replies
    • 5.3k views
    • 
    • GMK
    • August 3, 2015

47. ESOP distributions

    By TPATC, November 21, 2012
    • 6 replies
    • 5.3k views
    • 
    • ESOP Guy
    • April 24, 2018

48. 415 limits

    By Tom Poje, November 21, 2007
    • 1 reply
    • 5.3k views
    • 
    • stephen
    • November 27, 2007

49. Distribution timing after termination of ESOP

    By Mumen-Rider, October 26, 2018
    • 10 replies
    • 5.2k views
    • 
    • Luke Bailey
    • November 8, 2018

50. ESOP - 4 years and no appraisal or stock purchase

    By Guest rhkesop, August 29, 2012
    • 13 replies
    • 5.2k views
    • 
    • ESOP Guy
    • August 30, 2012