Employee Stock Ownership Plans (ESOPs)

1,184 topics in this forum

1. I need an ESOP expert

   By Guest creative1, June 3, 1999
   • 3 replies
   • 2k views
   • 
   • Guest
   • June 24, 1999

2. QDRO under an ESOP

   By Guest svatty, May 15, 2000
   • 1 reply
   • 2k views
   • 
   • Guest
   • May 31, 2000

3. 1042 recycling/fiduciary issues

   By Dawn Hafner, April 6, 2001
   • 2 replies
   • 2k views
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   • RLL
   • April 6, 2001

4. question on annual ESOP payments

   By Guest nynaeve, July 14, 2008
   • 3 replies
   • 1.9k views
   • 
   • Guest
   • July 15, 2008

5. Put shares as collateral

   By dmwe, January 13, 2010
   • 4 replies
   • 1.9k views
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   • Marcus R Piquet
   • June 7, 2010

6. ESOP Diversification Timing Requirements for Closely-Held Companies

   By Guest CRC, August 16, 2000
   • 3 replies
   • 1.9k views
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   • RLL
   • August 18, 2000

7. Non-404(k) dividends = nondeductible contributions?

   By Guest Pennysaver, August 18, 2011
   • 5 replies
   • 1.9k views
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   • ESOP Guy
   • August 22, 2011

8. Leveraged ESOP Employer Contribution Limited

   By Guest JBeck, September 7, 2005
   • 3 replies
   • 1.9k views
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   • RLL
   • September 8, 2005

9. How are ESOP stocks evaluated

   By Guest Blowout, December 9, 1999
   • 2 replies
   • 1.9k views
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   • Guest
   • December 26, 1999

10. ESOP Dividends - Who Gets the Deduction?

    By Guest rocnrols2, January 11, 2002
    • 6 replies
    • 1.9k views
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    • RLL
    • January 14, 2002

11. I work for a steel company that is close to filing chapter 7 bankruptc

    By Guest AmishKid, February 8, 2001
    • 2 replies
    • 1.9k views
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    • RLL
    • February 9, 2001

12. Need ESOP information

    By Guest D Crantz, February 20, 2001
    • 3 replies
    • 1.9k views
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    • Greg Judd
    • February 27, 2001

13. Use of cash in ESOP trust

    By Guest svatty, January 27, 2000
    • 3 replies
    • 1.9k views
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    • Guest
    • January 27, 2000

14. ESOP Questions

    By klrhoades1024, June 10, 2024
    • 8 replies
    • 1.9k views
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    • EBECatty
    • June 12, 2024

15. Can a Company Change its Reason for a Denying a Claim?

    By Guest Grecco, November 21, 2013
    • 7 replies
    • 1.9k views
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    • Guest
    • November 22, 2013

16. S Corp ESOP

    By Guest Smokin, May 17, 2001
    • 5 replies
    • 1.9k views
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    • RLL
    • May 23, 2001

17. Is ESOP plan validity jeopardized by not following 409(e) voting requi

    By Guest kredlin, August 16, 2000
    • 1 reply
    • 1.9k views
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    • RLL
    • August 16, 2000

18. Implementation of ESPP in IPO Context

    By Guest Art72, June 24, 2002
    • 3 replies
    • 1.9k views
    • 
    • Kirk Maldonado
    • June 25, 2002

19. Help me understand my benefits ....

    By Guest califlefty, January 27, 2005
    • 2 replies
    • 1.9k views
    • 
    • Guest
    • January 27, 2005

20. S Corporation ESOP Loan

    By Scott, May 2, 2001
    • 2 replies
    • 1.9k views
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    • IRC401
    • May 5, 2001

21. ESOP purchase of founder's stock

    By Guest wwcLeapYear, October 6, 1999
    • 5 replies
    • 1.9k views
    • 
    • RLL
    • October 14, 1999

22. Distribution timing

    By dmwe, October 5, 2012
    • 5 replies
    • 1.9k views
    • 
    • GMK
    • October 10, 2012

23. Change from lump sum to installment

    By Guest hanakuin, June 28, 2011
    • 1 reply
    • 1.9k views
    • 
    • ESOP Guy
    • June 28, 2011

24. Employee Selling ESPP Stock.

    By Guest Scott Damschroder, March 20, 2000
    • 0 replies
    • 1.9k views
    • 
    • Guest
    • March 20, 2000

25. Small Amount Exception for Right to Distribution in Stock?

    By casey72, May 17, 2017
    • 6 replies
    • 1.9k views
    • 
    • BeckyMiller
    • May 22, 2017

26. diversification

    By Guest PAUL DUGAN, November 12, 2006
    • 2 replies
    • 1.9k views
    • 
    • AndyH
    • November 13, 2006

27. One-Time Diversification Window

    By ERISA-Bubs, February 10, 2016
    • 4 replies
    • 1.9k views
    • 
    • ESOP Guy
    • February 10, 2016

28. Terms of exempt loan - 54.4975-7(b)(13)

    By Guest Gibson, December 23, 1999
    • 4 replies
    • 1.9k views
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    • RLL
    • December 27, 1999

29. Employer deposited too much into the ESOP?

    By jkharvey, May 25, 2005
    • 3 replies
    • 1.9k views
    • 
    • Kirk Maldonado
    • May 26, 2005

30. Dividends included in annual additions?

    By RLL, April 12, 2000
    • 1 reply
    • 1.9k views
    • 
    • Guest
    • April 12, 2000

31. ESOP holding "marketable obligations"

    By lexi, March 7, 2007
    • 0 replies
    • 1.9k views
    • 
    • lexi
    • March 7, 2007

32. Prohibited Transactions

    By Guest KLCarter, November 18, 2005
    • 0 replies
    • 1.9k views
    • 
    • Guest
    • November 18, 2005

33. company has esop - wants to grant stock options to key employees - are

    By EGB, January 24, 2000
    • 4 replies
    • 1.9k views
    • 
    • EGB
    • January 27, 2000

34. If an ESOP allows stock and cash in the same participant account, can

    By Guest EddieESOP, November 4, 2000
    • 5 replies
    • 1.9k views
    • 
    • Kirk Maldonado
    • November 14, 2000

35. Requirement to apply for ESOP Plan document determination letter from IRS

    By Tax Cowboy, May 28, 2019
    • 6 replies
    • 1.9k views
    • 
    • ESOP Guy
    • June 3, 2019

36. Diversification - Alternate Payees & Beneficiaries

    By Guest TAS17, September 5, 2000
    • 1 reply
    • 1.9k views
    • 
    • RLL
    • September 7, 2000

37. MORE LIBERAL DIVERSIFICATION

    By Guest JBeck, January 10, 2005
    • 2 replies
    • 1.9k views
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    • MWeddell
    • January 11, 2005

38. a. Div Deduction; b. Share Allocation

    By Guest gkaley, November 8, 2001
    • 3 replies
    • 1.9k views
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    • RLL
    • November 8, 2001

39. Esop training needed!

    By Guest irenes, August 7, 2000
    • 1 reply
    • 1.9k views
    • 
    • RLL
    • August 7, 2000

40. Highly Compensated Employee

    By Guest Off_the_record, November 12, 1999
    • 1 reply
    • 1.9k views
    • 
    • RLL
    • November 12, 1999

41. ESOP distribution and pre-1987 balances

    By Guest jsample, June 15, 2005
    • 1 reply
    • 1.9k views
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    • BeckyMiller
    • June 29, 2005

42. Mandated ESOP distribution

    By Guest D Evan, January 21, 2002
    • 5 replies
    • 1.9k views
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    • stephen
    • January 21, 2002

43. Taxation of stock distribuiton by ESOP repurchased over 5 year period

    By Guest moosegirl, January 17, 2005
    • 2 replies
    • 1.9k views
    • 
    • Guest
    • January 19, 2005

44. ESOP's and 125 plans

    By Guest bosco, November 26, 2002
    • 1 reply
    • 1.9k views
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    • BeckyMiller
    • December 13, 2002

45. Substantially all assets invested in employer stock

    By LIBERTYKID, January 29, 2002
    • 9 replies
    • 1.9k views
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    • Kirk Maldonado
    • February 4, 2002

46. Non-leveraged vs. just investing in er securities

    By Guest tas, September 28, 2005
    • 1 reply
    • 1.9k views
    • 
    • BeckyMiller
    • September 29, 2005

47. Employee rights and the trustee's fiduciary responsability

    By Guest Heidi Roche, July 13, 1999
    • 2 replies
    • 1.9k views
    • 
    • RLL
    • July 14, 1999

48. Diversification beyond the qualified election period?

    By tghooper, April 28, 2015
    • 7 replies
    • 1.9k views
    • 
    • tghooper
    • April 29, 2015

49. Can ESOP/sponsoring employer jeopardize 1042 treatment?

    By Guest kredlin, March 14, 2001
    • 2 replies
    • 1.9k views
    • 
    • RLL
    • March 17, 2001

50. When do S corp distributions need to be paid to the plan to be included in plan year allocations?

    By Guest ladycpa, March 11, 2005
    • 2 replies
    • 1.9k views
    • 
    • Ron Snyder
    • March 21, 2005