Employee Stock Ownership Plans (ESOPs)

1,183 topics in this forum

1. forfeitures for plan corrections

   By Guest justbe, November 13, 2003
   • 0 replies
   • 1.2k views
   • 
   • Guest
   • November 13, 2003

2. Forgiveness of Payment under ESOP Promissory Note

   By Guest myarbrough, April 1, 2002
   • 7 replies
   • 5.8k views
   • 
   • RLL
   • April 12, 2002

3. Forgotten S-corp ESOP

   By Guest Phil Schwartz, December 11, 2006
   • 1 reply
   • 1.6k views
   • 
   • namealreadyinuse
   • December 12, 2006

4. Form 11-K - short plan year

   By wmyer, May 17, 2005
   • 3 replies
   • 2.3k views
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   • Kirk Maldonado
   • May 19, 2005

5. form 5330

   By Guest gnappi, November 19, 2007
   • 0 replies
   • 1.8k views
   • 
   • Guest
   • November 19, 2007

6. Form 5500 Code 3I

   By Guest DMZ, October 10, 2005
   • 3 replies
   • 3.2k views
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   • stephen
   • October 12, 2005

7. Form 8955 SSA required for ESOP

   By jmartin, November 4, 2011
   • 1 reply
   • 2.1k views
   • 
   • ESOP Guy
   • November 7, 2011

8. Form of Distribution Dependent on Account Balance

   By Guest cphs, May 13, 2004
   • 4 replies
   • 1.4k views
   • 
   • RTK
   • May 24, 2004

9. Former Employees / Stock buy-back

   By Guest DDahl, July 22, 2008
   • 0 replies
   • 1.5k views
   • 
   • Guest
   • July 22, 2008

10. Former Employees Leaving Accounts in ESOP / Stock Buyback

    By Guest EMC, March 5, 2000
    • 4 replies
    • 2.6k views
    • 
    • RLL
    • March 8, 2000

11. Freeze Share Value for Term'd Employees?

    By SadieJane, March 30, 2023
    • 11 replies
    • 3.2k views
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    • Roycal
    • March 31, 2023

12. From Nasdaq Small Cap to pink sheets

    By Guest JBeck, January 24, 2005
    • 2 replies
    • 2k views
    • 
    • BeckyMiller
    • March 8, 2005

13. Frozen ESOP and potential new participants

    By Lori H, May 16, 2016
    • 1 reply
    • 1.2k views
    • 
    • david rigby
    • May 17, 2016

14. Frozen ESOP Participation

    By MoShawn, July 28, 2009
    • 1 reply
    • 1.8k views
    • 
    • Guest
    • August 3, 2009

15. Frozen ESOP question

    By bkidd, December 7, 2017
    • 12 replies
    • 3.1k views
    • 
    • bkidd
    • December 7, 2017

16. ftwilliam Pre approved ESOP Plan document question

    By Tax Cowboy, June 16, 2021   

    • ftwilliam
    • esop
    • (and 2 more)

      Tagged with:

      • ftwilliam
      • esop
      • determination letter 5300 irs
      • preapproved plan; prototype
    • 1 reply
    • 893 views
    • 
    • JHawk
    • July 1, 2021

17. Funding ESOP Distributions

    By Guest sjlbenefits, July 9, 2010
    • 2 replies
    • 2.7k views
    • 
    • GMK
    • August 3, 2010

18. Gain on sale of unallocated ESOP stock is treated as annual addition u

    By Guest garvey_agg, January 15, 1999
    • 6 replies
    • 3.1k views
    • 
    • Guest
    • January 21, 1999

19. GE not an American corporation?

    By Guest Vladimir M, March 1, 2001
    • 0 replies
    • 1.6k views
    • 
    • Guest
    • March 1, 2001

20. general ESOP question

    By Guest Elizabeth Gaskins, May 16, 2002
    • 1 reply
    • 1.6k views
    • 
    • BeckyMiller
    • May 18, 2002

21. Going down the tubes

    By Guest IM2B_Anonymous, November 20, 1999
    • 5 replies
    • 3.5k views
    • 
    • IRC401
    • November 25, 1999

22. GUST Plan restatement for ESOP

    By Guest Dave Bonar, May 25, 2001
    • 0 replies
    • 1.4k views
    • 
    • Guest
    • May 25, 2001

23. Handling Distributions Before Valuation is Completed

    By kmhaab, December 16, 2021
    • 2 replies
    • 643 views
    • 
    • ESOP Guy
    • December 17, 2021

24. Hardship Distribution from ESOP

    By Guest hami8859, August 28, 2007
    • 1 reply
    • 2.1k views
    • 
    • masteff
    • August 28, 2007

25. Hardship withdrawals from ESOP?

    By Guest hapa123, September 21, 2001
    • 8 replies
    • 8.7k views
    • 
    • RLL
    • September 25, 2001

26. Have ESOP Diversification Notice Requirements Changed?

    By kmhaab, February 9, 2021
    • 3 replies
    • 2.1k views
    • 
    • Linda Wilkins
    • March 1, 2021

27. HCE and Warrants

    By ESOP Guy, September 18, 2013
    • 5 replies
    • 2.6k views
    • 
    • Degrand
    • April 23, 2020

28. Help me understand my benefits ....

    By Guest califlefty, January 27, 2005
    • 2 replies
    • 1.9k views
    • 
    • Guest
    • January 27, 2005

29. Help please with question on distribution

    By Alex16, November 6, 2019
    • 5 replies
    • 1.4k views
    • 
    • Alex16
    • November 13, 2019

30. Highly Compensated Employee

    By Guest Off_the_record, November 12, 1999
    • 1 reply
    • 1.9k views
    • 
    • RLL
    • November 12, 1999

31. How an ESOP gets an asset other than ER Stock

    By jkharvey, May 6, 2008
    • 3 replies
    • 1.6k views
    • 
    • Guest
    • May 6, 2008

32. How are bank ESOPs affected by bank holding company rules?

    By Guest Rick Murphy, July 10, 2000
    • 1 reply
    • 2.7k views
    • 
    • RLL
    • July 10, 2000

33. How are ESOP stocks evaluated

    By Guest Blowout, December 9, 1999
    • 2 replies
    • 1.9k views
    • 
    • Guest
    • December 26, 1999

34. How are excercised ISOs taxed?

    By Guest cinder, February 24, 2000
    • 1 reply
    • 1.4k views
    • 
    • Guest
    • February 24, 2000

35. How are Prohibited Transactions unwound?

    By ERISA-Bubs, March 11, 2016
    • 1 reply
    • 1.4k views
    • 
    • MoJo
    • March 11, 2016

36. How is an ESOP Installed?

    By Guest SCUDDESLER, October 17, 2000
    • 4 replies
    • 2.3k views
    • 
    • Kirk Maldonado
    • October 30, 2000

37. How is employer stock handled in a 401(k) takeover of a publicly trade

    By Guest soup, July 5, 2000
    • 2 replies
    • 1.7k views
    • 
    • pjkoehler
    • July 6, 2000

38. How is participant taxed when shares sold to employer per mandatory "put" option?

    By Gruegen, September 26, 2003
    • 7 replies
    • 3.6k views
    • 
    • BeckyMiller
    • October 1, 2003

39. How soon can I receive my ESOP payment?

    By Guest Blowout, August 19, 1999
    • 3 replies
    • 6.8k views
    • 
    • Guest
    • August 30, 1999

40. How to allocate earnings?

    By jkharvey, August 26, 2005
    • 1 reply
    • 1.4k views
    • 
    • stephen
    • August 29, 2005

41. How to fairly split ESOP

    By SpecialGuest, June 19, 2020
    • 2 replies
    • 3.8k views
    • 
    • david rigby
    • June 19, 2020

42. How to fix incorrect loan payments and share releases?

    By Guest TPH, December 28, 2000
    • 2 replies
    • 2.4k views
    • 
    • Guest
    • January 26, 2001

43. How to invest ESOP cash?

    By JimboPColtrane, June 27, 2023
    • 1 reply
    • 856 views
    • 
    • ESOP Guy
    • July 13, 2023

44. I am being forced to make a decision

    By Guest Blowout, November 27, 1999
    • 2 replies
    • 1.6k views
    • 
    • RLL
    • November 29, 1999

45. I need an ESOP expert

    By Guest creative1, June 3, 1999
    • 3 replies
    • 1.9k views
    • 
    • Guest
    • June 24, 1999

46. I need help with the deduction limitations for ESOPS combined with a 4

    By Guest lawdawg, January 26, 2001
    • 3 replies
    • 1.6k views
    • 
    • RLL
    • January 29, 2001

47. I was not given an Individual Benefit Statement.

    By Guest Blowout, October 21, 1999
    • 1 reply
    • 1.6k views
    • 
    • RLL
    • October 21, 1999

48. I work for a steel company that is close to filing chapter 7 bankruptc

    By Guest AmishKid, February 8, 2001
    • 2 replies
    • 1.9k views
    • 
    • RLL
    • February 9, 2001

49. If an ESOP allows stock and cash in the same participant account, can

    By Guest EddieESOP, November 4, 2000
    • 5 replies
    • 1.9k views
    • 
    • Kirk Maldonado
    • November 14, 2000

50. If company pledges ESOP shares as collateral upon put, are the shares

    By Guest RBJ, October 13, 2000
    • 5 replies
    • 3k views
    • 
    • RLL
    • October 30, 2000