Employee Stock Ownership Plans (ESOPs)

1,184 topics in this forum

1. 5% owner for RMD

   By TPATC, December 1, 2016   

   • ESOP
   • RMD
   • (and 1 more)

     Tagged with:

     • ESOP
     • RMD
     • top heavy
   • 2 replies
   • 1.8k views
   • 
   • GMK
   • December 2, 2016

2. Employer Purchase of Stock from the ESOP

   By Guest cphcs, October 5, 2006
   • 1 reply
   • 1.8k views
   • 
   • RLL
   • October 5, 2006

3. FAS 150

   By Guest mcook, June 18, 2003
   • 3 replies
   • 1.8k views
   • 
   • BeckyMiller
   • September 8, 2003

4. ESOP Balance Restoration Timing

   By CDL, April 8, 2021   

   • restoration
   • restore
   • (and 2 more)

     Tagged with:

     • restoration
     • restore
     • forfeiture
     • forfeited
   • 1 reply
   • 1.8k views
   • 
   • ESOP Guy
   • April 8, 2021

5. Bad ESOP loan

   By Dawn Hafner, April 6, 2001
   • 1 reply
   • 1.8k views
   • 
   • RLL
   • April 6, 2001

6. ESOP Conversion & Voting Rights

   By Guest lrusso, June 23, 2000
   • 1 reply
   • 1.8k views
   • 
   • RLL
   • June 24, 2000

7. Frozen ESOP Participation

   By MoShawn, July 28, 2009
   • 1 reply
   • 1.8k views
   • 
   • Guest
   • August 3, 2009

8. Merged ESOP and 401(k) Plan

   By Guest 91smithie, November 8, 2001
   • 1 reply
   • 1.8k views
   • 
   • RLL
   • November 8, 2001

9. Esop

   By Guest Bdocbrock, September 23, 2002
   • 3 replies
   • 1.8k views
   • 
   • Kirk Maldonado
   • October 8, 2002

10. Dividend Deductions and ADP/ACP Testing

    By Guest sandersiii, November 4, 2003
    • 5 replies
    • 1.8k views
    • 
    • QDROphile
    • November 5, 2003

11. IRS requests comments on Form 5309 (this is a reprint of an IRS-issued

    By Dave Baker, May 7, 1999
    • 0 replies
    • 1.8k views
    • 
    • Dave Baker
    • May 7, 1999

12. sale of company with nonleveraged ESOP

    By Guest JBeck, August 27, 1999
    • 1 reply
    • 1.8k views
    • 
    • RLL
    • August 27, 1999

13. List of Stock Thrift Banks with ESOPs?

    By Guest Renee Ward, June 29, 1999
    • 1 reply
    • 1.8k views
    • 
    • Guest
    • June 29, 1999

14. Esot distribution withholding question

    By Guest ElizabethH, November 15, 2000
    • 1 reply
    • 1.8k views
    • 
    • RLL
    • November 15, 2000

15. ESOP

    By Guest sooner1, August 9, 2008
    • 2 replies
    • 1.8k views
    • 
    • A Shot in the Dark
    • August 18, 2008

16. Elimination of ESOP dividends invoke 411(d)(6)?

    By Guest RW, March 14, 2001
    • 1 reply
    • 1.8k views
    • 
    • RLL
    • March 17, 2001

17. Buy Sell as Synthetic Equity

    By Guest Mickey Maier, January 4, 2008
    • 1 reply
    • 1.8k views
    • 
    • Ron Snyder
    • January 5, 2008

18. Comments on Termination of ESOP at one price and subsequent stock subs

    By Guest Jim Vogl, December 6, 2000
    • 1 reply
    • 1.8k views
    • 
    • RLL
    • December 6, 2000

19. are QDRO rules any different under an ESOP

    By K2retire, June 28, 2011
    • 2 replies
    • 1.8k views
    • 
    • GMK
    • June 29, 2011

20. Diversification Notice

    By J2D2, October 26, 2006
    • 1 reply
    • 1.8k views
    • 
    • J2D2
    • October 31, 2006

21. ESOP liability

    By Guest klc, August 19, 1999
    • 1 reply
    • 1.8k views
    • 
    • RLL
    • August 25, 1999

22. ESOPs - Qualifed Rollovers?

    By Guest bogart126, April 25, 2001
    • 1 reply
    • 1.8k views
    • 
    • RLL
    • April 25, 2001

23. Survey request from Abt SRBI on behalf of the IRS?

    By John Feldt ERPA CPC QPA, January 13, 2011
    • 1 reply
    • 1.8k views
    • 
    • Kevin C
    • January 14, 2011

24. ESOP Controlled Group?

    By Purplemandinga, April 24, 2018   

    • esop
    • controlled group
    • 3 replies
    • 1.8k views
    • 
    • EBECatty
    • April 25, 2018

25. Should an ESOP disclose M&A negotiation details on a Diversification Notice?

    By Nate S, August 28, 2024   

    • esop
    • diversification
    • (and 1 more)

      Tagged with:

      • esop
      • diversification
      • m&a
    • 12 replies
    • 1.8k views
    • 
    • EBECatty
    • August 30, 2024

26. Taking an 50+% ESOP-owned Company Private

    By Guest RMM, December 28, 1999
    • 1 reply
    • 1.8k views
    • 
    • RLL
    • December 28, 1999

27. Voting ESOP Stock

    By Guest svatty, February 29, 2000
    • 1 reply
    • 1.8k views
    • 
    • RLL
    • February 29, 2000

28. Allocation of 1042 Shares

    By Guest John Nelson, May 19, 2000
    • 1 reply
    • 1.8k views
    • 
    • RLL
    • May 21, 2000

29. Right to demand employer securities

    By Guest GBMcGrath, April 6, 1999
    • 0 replies
    • 1.8k views
    • 
    • Guest
    • April 6, 1999

30. ESOPs & NUA

    By Guest bdswdc, October 11, 2005
    • 1 reply
    • 1.8k views
    • 
    • stephen
    • October 11, 2005

31. 1042 Elections and 25% owners

    By Guest Scrappy, October 10, 2003
    • 4 replies
    • 1.8k views
    • 
    • RLL
    • October 10, 2003

32. Esop Audit question

    By Tax Cowboy, August 27, 2019   

    • esop
    • 5 replies
    • 1.8k views
    • 
    • Tax Cowboy
    • August 28, 2019

33. Which plan-documents provider?

    By Peter Gulia, October 18, 2016   

    • ESOP
    • 6 replies
    • 1.8k views
    • 
    • BeckyMiller
    • April 3, 2017

34. Individual Guaranties by Former Shareholders in an ESOP Owned Company

    By Guest abrandw, February 24, 2004
    • 1 reply
    • 1.8k views
    • 
    • BeckyMiller
    • March 12, 2004

35. Definitely Determinable Benefit (Principal Only vs. Principal + Intere

    By Guest EMC, May 2, 2002
    • 3 replies
    • 1.8k views
    • 
    • Guest
    • May 6, 2002

36. More 404(k) madness

    By Guest carsca, November 12, 2001
    • 7 replies
    • 1.8k views
    • 
    • RLL
    • November 13, 2001

37. Dividend Pass Through

    By Just Me, May 25, 2012
    • 0 replies
    • 1.7k views
    • 
    • Just Me
    • May 25, 2012

38. ESOP has not complied with Diversification Requirements.

    By Guest pension guru wannabe, January 20, 2001
    • 1 reply
    • 1.7k views
    • 
    • BeckyMiller
    • January 22, 2001

39. 25% owner and nonallocation period

    By Guest dlm, November 25, 2006
    • 0 replies
    • 1.7k views
    • 
    • Guest
    • November 25, 2006

40. Company acquiring another company

    By kwalified, June 6, 2012
    • 2 replies
    • 1.7k views
    • 
    • masteff
    • June 7, 2012

41. Investment of matching contributions

    By Guest RJW, November 22, 2005
    • 3 replies
    • 1.7k views
    • 
    • MWeddell
    • November 23, 2005

42. ESOP Contributions

    By Guest q, May 25, 1999
    • 0 replies
    • 1.7k views
    • 
    • Guest
    • May 25, 1999

43. 408(e): cash and a note?

    By Guest Hadden2001, March 12, 2002
    • 5 replies
    • 1.7k views
    • 
    • Guest
    • March 14, 2002

44. Leveraged ESOP and S Corp for acquisitions

    By Guest bdg, October 12, 2004
    • 1 reply
    • 1.7k views
    • 
    • stephen
    • October 13, 2004

45. 409(p)

    By CTipper, April 9, 2007
    • 3 replies
    • 1.7k views
    • 
    • BeckyMiller
    • April 11, 2007

46. 1042 & ESOP termination

    By Guest tcroscut, April 8, 2004
    • 0 replies
    • 1.7k views
    • 
    • Guest
    • April 8, 2004

47. Disqualified person at default or time of promissory note?

    By Guest BJW, March 4, 2002
    • 3 replies
    • 1.7k views
    • 
    • RLL
    • March 4, 2002

48. ESOP Distributions

    By Guest jmlumpkin, June 20, 2003
    • 1 reply
    • 1.7k views
    • 
    • RLL
    • June 20, 2003

49. Reactions to Microsoft ruling and retroactive ESPP participation liabi

    By Guest Needtokno, June 2, 1999
    • 0 replies
    • 1.7k views
    • 
    • Guest
    • June 2, 1999

50. ESOP repurchase liability

    By Guest cxs, April 19, 2007
    • 1 reply
    • 1.7k views
    • 
    • RLL
    • April 19, 2007