Employee Stock Ownership Plans (ESOPs)

1,183 topics in this forum

1. Esop

   By Guest Bdocbrock, September 23, 2002
   • 3 replies
   • 1.8k views
   • 
   • Kirk Maldonado
   • October 8, 2002

2. Determination letter on ESOP

   By Belgarath, January 5, 2021
   • 5 replies
   • 1.8k views
   • 
   • Linda Wilkins
   • January 11, 2021

3. 5% owner for RMD

   By TPATC, December 1, 2016   

   • ESOP
   • RMD
   • (and 1 more)

     Tagged with:

     • ESOP
     • RMD
     • top heavy
   • 2 replies
   • 1.8k views
   • 
   • GMK
   • December 2, 2016

4. IRS requests comments on Form 5309 (this is a reprint of an IRS-issued

   By Dave Baker, May 7, 1999
   • 0 replies
   • 1.8k views
   • 
   • Dave Baker
   • May 7, 1999

5. Dividend Deductions and ADP/ACP Testing

   By Guest sandersiii, November 4, 2003
   • 5 replies
   • 1.8k views
   • 
   • QDROphile
   • November 5, 2003

6. ESOP

   By Guest sooner1, August 9, 2008
   • 2 replies
   • 1.8k views
   • 
   • A Shot in the Dark
   • August 18, 2008

7. sale of company with nonleveraged ESOP

   By Guest JBeck, August 27, 1999
   • 1 reply
   • 1.8k views
   • 
   • RLL
   • August 27, 1999

8. Frozen ESOP Participation

   By MoShawn, July 28, 2009
   • 1 reply
   • 1.8k views
   • 
   • Guest
   • August 3, 2009

9. Elimination of ESOP dividends invoke 411(d)(6)?

   By Guest RW, March 14, 2001
   • 1 reply
   • 1.8k views
   • 
   • RLL
   • March 17, 2001

10. Buy Sell as Synthetic Equity

    By Guest Mickey Maier, January 4, 2008
    • 1 reply
    • 1.8k views
    • 
    • Ron Snyder
    • January 5, 2008

11. Esot distribution withholding question

    By Guest ElizabethH, November 15, 2000
    • 1 reply
    • 1.8k views
    • 
    • RLL
    • November 15, 2000

12. List of Stock Thrift Banks with ESOPs?

    By Guest Renee Ward, June 29, 1999
    • 1 reply
    • 1.8k views
    • 
    • Guest
    • June 29, 1999

13. Bad ESOP loan

    By Dawn Hafner, April 6, 2001
    • 1 reply
    • 1.8k views
    • 
    • RLL
    • April 6, 2001

14. Diversification Notice

    By J2D2, October 26, 2006
    • 1 reply
    • 1.8k views
    • 
    • J2D2
    • October 31, 2006

15. Comments on Termination of ESOP at one price and subsequent stock subs

    By Guest Jim Vogl, December 6, 2000
    • 1 reply
    • 1.8k views
    • 
    • RLL
    • December 6, 2000

16. ESOPs - Qualifed Rollovers?

    By Guest bogart126, April 25, 2001
    • 1 reply
    • 1.8k views
    • 
    • RLL
    • April 25, 2001

17. ESOP liability

    By Guest klc, August 19, 1999
    • 1 reply
    • 1.8k views
    • 
    • RLL
    • August 25, 1999

18. are QDRO rules any different under an ESOP

    By K2retire, June 28, 2011
    • 2 replies
    • 1.8k views
    • 
    • GMK
    • June 29, 2011

19. Voting ESOP Stock

    By Guest svatty, February 29, 2000
    • 1 reply
    • 1.8k views
    • 
    • RLL
    • February 29, 2000

20. One-time partial ESOP payout question

    By Steve2023, October 17, 2023
    • 2 replies
    • 1.7k views
    • 
    • Steve2023
    • October 18, 2023

21. Allocation of 1042 Shares

    By Guest John Nelson, May 19, 2000
    • 1 reply
    • 1.7k views
    • 
    • RLL
    • May 21, 2000

22. ESOPs & NUA

    By Guest bdswdc, October 11, 2005
    • 1 reply
    • 1.7k views
    • 
    • stephen
    • October 11, 2005

23. Individual Guaranties by Former Shareholders in an ESOP Owned Company

    By Guest abrandw, February 24, 2004
    • 1 reply
    • 1.7k views
    • 
    • BeckyMiller
    • March 12, 2004

24. Survey request from Abt SRBI on behalf of the IRS?

    By John Feldt ERPA CPC QPA, January 13, 2011
    • 1 reply
    • 1.7k views
    • 
    • Kevin C
    • January 14, 2011

25. Right to demand employer securities

    By Guest GBMcGrath, April 6, 1999
    • 0 replies
    • 1.7k views
    • 
    • Guest
    • April 6, 1999

26. 1042 Elections and 25% owners

    By Guest Scrappy, October 10, 2003
    • 4 replies
    • 1.7k views
    • 
    • RLL
    • October 10, 2003

27. ESOP has not complied with Diversification Requirements.

    By Guest pension guru wannabe, January 20, 2001
    • 1 reply
    • 1.7k views
    • 
    • BeckyMiller
    • January 22, 2001

28. Which plan-documents provider?

    By Peter Gulia, October 18, 2016   

    • ESOP
    • 6 replies
    • 1.7k views
    • 
    • BeckyMiller
    • April 3, 2017

29. 25% owner and nonallocation period

    By Guest dlm, November 25, 2006
    • 0 replies
    • 1.7k views
    • 
    • Guest
    • November 25, 2006

30. Definitely Determinable Benefit (Principal Only vs. Principal + Intere

    By Guest EMC, May 2, 2002
    • 3 replies
    • 1.7k views
    • 
    • Guest
    • May 6, 2002

31. ESOP Questions

    By klrhoades1024, June 10, 2024
    • 8 replies
    • 1.7k views
    • 
    • EBECatty
    • June 12, 2024

32. Esop Bank Account titling question

    By Tax Cowboy, April 28, 2021   

    • esop
    • 4 replies
    • 1.7k views
    • 
    • Degrand
    • May 14, 2021

33. Dividend Pass Through

    By Just Me, May 25, 2012
    • 0 replies
    • 1.7k views
    • 
    • Just Me
    • May 25, 2012

34. More 404(k) madness

    By Guest carsca, November 12, 2001
    • 7 replies
    • 1.7k views
    • 
    • RLL
    • November 13, 2001

35. ESOP Controlled Group?

    By Purplemandinga, April 24, 2018   

    • esop
    • controlled group
    • 3 replies
    • 1.7k views
    • 
    • EBECatty
    • April 25, 2018

36. Investment of matching contributions

    By Guest RJW, November 22, 2005
    • 3 replies
    • 1.7k views
    • 
    • MWeddell
    • November 23, 2005

37. 409(p)

    By CTipper, April 9, 2007
    • 3 replies
    • 1.7k views
    • 
    • BeckyMiller
    • April 11, 2007

38. 1042 & ESOP termination

    By Guest tcroscut, April 8, 2004
    • 0 replies
    • 1.7k views
    • 
    • Guest
    • April 8, 2004

39. small ESOPS and fidelity bond coverage

    By Guest Dolores Lawrence, October 23, 2002
    • 1 reply
    • 1.7k views
    • 
    • BeckyMiller
    • December 13, 2002

40. Taking an 50+% ESOP-owned Company Private

    By Guest RMM, December 28, 1999
    • 1 reply
    • 1.7k views
    • 
    • RLL
    • December 28, 1999

41. Leveraged ESOP and S Corp for acquisitions

    By Guest bdg, October 12, 2004
    • 1 reply
    • 1.7k views
    • 
    • stephen
    • October 13, 2004

42. ESOP Distributions

    By Guest jmlumpkin, June 20, 2003
    • 1 reply
    • 1.7k views
    • 
    • RLL
    • June 20, 2003

43. ESOP repurchase liability

    By Guest cxs, April 19, 2007
    • 1 reply
    • 1.7k views
    • 
    • RLL
    • April 19, 2007

44. Disqualified person at default or time of promissory note?

    By Guest BJW, March 4, 2002
    • 3 replies
    • 1.7k views
    • 
    • RLL
    • March 4, 2002

45. Non leverage ESOP contributions

    By Guest natasa, November 6, 2007
    • 1 reply
    • 1.7k views
    • 
    • BeckyMiller
    • December 12, 2007

46. Company acquiring another company

    By kwalified, June 6, 2012
    • 2 replies
    • 1.7k views
    • 
    • masteff
    • June 7, 2012

47. Annual loan payment from annual contribution

    By dmwe, November 12, 2008
    • 5 replies
    • 1.7k views
    • 
    • BeckyMiller
    • January 5, 2009

48. Reactions to Microsoft ruling and retroactive ESPP participation liabi

    By Guest Needtokno, June 2, 1999
    • 0 replies
    • 1.7k views
    • 
    • Guest
    • June 2, 1999

49. employee terminates, paid out, rehired part time?

    By Lori H, September 19, 2007
    • 2 replies
    • 1.7k views
    • 
    • Lori H
    • September 19, 2007

50. 408(e): cash and a note?

    By Guest Hadden2001, March 12, 2002
    • 5 replies
    • 1.7k views
    • 
    • Guest
    • March 14, 2002