Employee Stock Ownership Plans (ESOPs)

1,183 topics in this forum

1. NUA with subsequnt allocation

   By stephen, April 10, 2008
   • 2 replies
   • 2.6k views
   • 
   • stephen
   • April 16, 2008

2. OK to provide for reversion of voting rights to employer (lender) upon

   By smm, November 29, 2000
   • 9 replies
   • 2.1k views
   • 
   • Kirk Maldonado
   • November 30, 2000

3. Old ESOP Plan Documents / No Adoption Agreement

   By Tax Cowboy, February 19, 2021   

   • esop
   • plan documents
   • (and 2 more)

     Tagged with:

     • esop
     • plan documents
     • adoption agreement
     • audit
   • 3 replies
   • 1.1k views
   • 
   • Tax Cowboy
   • February 23, 2021

4. One-Time Diversification Window

   By ERISA-Bubs, February 10, 2016
   • 4 replies
   • 1.9k views
   • 
   • ESOP Guy
   • February 10, 2016

5. One-time partial ESOP payout question

   By Steve2023, October 17, 2023
   • 2 replies
   • 1.7k views
   • 
   • Steve2023
   • October 18, 2023

6. Option to purchase from ESOP

   By smm, April 3, 2001
   • 1 reply
   • 1.5k views
   • 
   • RLL
   • April 3, 2001

7. Original ESOP Loan not paid - audit results in proposed disqualification

   By Tax Cowboy, July 5, 2023
   • 4 replies
   • 811 views
   • 
   • Tom Veal
   • July 14, 2023

8. OT - Sample SCP document for ESOP

   By Tax Cowboy, April 21, 2021   

   • self correction
   • esop
   • 2 replies
   • 809 views
   • 
   • Tax Cowboy
   • April 26, 2021

9. Other investment account question

   By Carla G., May 11, 2020
   • 3 replies
   • 2.2k views
   • 
   • Carla G.
   • June 21, 2020

10. Ouch for S corp ESOPs

    By Dawn Hafner, February 1, 1999
    • 1 reply
    • 1.8k views
    • 
    • Guest
    • February 3, 1999

11. Our family is in a corner

    By Emperor Duncan, August 5, 2024
    • 6 replies
    • 1.2k views
    • 
    • Emperor Duncan
    • August 5, 2024

12. Overlapping put option period

    By Guest gaham, September 25, 2002
    • 7 replies
    • 2.1k views
    • 
    • RLL
    • December 19, 2003

13. Partial ESOP Distributions

    By Guest Melissa Bale, April 12, 2000
    • 4 replies
    • 2.6k views
    • 
    • Kirk Maldonado
    • April 12, 2000

14. Participant Info Request

    By Guest dw24a, May 5, 2005
    • 1 reply
    • 1.4k views
    • 
    • QDROphile
    • May 5, 2005

15. Participant pass-through voting rights can change after loan is paid o

    By Guest LDH1, March 7, 2000
    • 1 reply
    • 1.7k views
    • 
    • RLL
    • March 8, 2000

16. Participants Right to Demand Stock

    By Guest T-BONE, October 31, 2002
    • 0 replies
    • 1.3k views
    • 
    • Guest
    • October 31, 2002

17. Participation by foreign employees.

    By HCE, August 8, 2022
    • 6 replies
    • 1k views
    • 
    • Luke Bailey
    • August 10, 2022

18. Participation in Union Health Plan by ESOP Company

    By Guest sjlbenefits, April 14, 2009
    • 4 replies
    • 1.5k views
    • 
    • jpod
    • April 14, 2009

19. Party in Interest uses his company stock to buy real estate from profit sharing plan

    By Yesrod5, January 31, 2015
    • 3 replies
    • 1.5k views
    • 
    • RLL
    • January 31, 2015

20. pass thru divs can't be rolled over ?

    By Guest anne1, March 6, 2006
    • 1 reply
    • 2k views
    • 
    • QDROphile
    • March 6, 2006

21. Pass-through dividends

    By Guest Judy S, April 20, 2007
    • 0 replies
    • 2k views
    • 
    • Guest
    • April 20, 2007

22. Pass-Through Voting on Changes in Class of Stock with Minority ESOP Interest

    By EGB, June 10, 2013
    • 7 replies
    • 3.7k views
    • 
    • RLL
    • June 12, 2013

23. Paying the valuation fee from the dividend prior to allocation

    By Guest tas, November 23, 2004
    • 2 replies
    • 1.4k views
    • 
    • BeckyMiller
    • November 24, 2004

24. Payment of Encumbered Stock

    By nancy, March 1, 2000
    • 1 reply
    • 1.6k views
    • 
    • RLL
    • March 1, 2000

25. PAYSOPS

    By Guest TAS17, January 17, 2000
    • 1 reply
    • 4k views
    • 
    • RLL
    • January 17, 2000

26. Permissively Aggregate with 401k?

    By austin3515, December 19, 2013
    • 8 replies
    • 3.7k views
    • 
    • austin3515
    • August 13, 2015

27. Phantom Stock Plan--ERISA Plan?

    By sloble@crowleyfleck.com, July 20, 2004
    • 0 replies
    • 2.2k views
    • 
    • sloble@crowleyfleck.com
    • July 20, 2004

28. Plan (ESOP) diversification error

    By Belgarath, May 27, 2020
    • 9 replies
    • 1.6k views
    • 
    • Degrand
    • July 31, 2020

29. Plan buy-back of ESOP shares

    By Dennis G., July 1, 2019
    • 11 replies
    • 2.9k views
    • 
    • QDROphile
    • July 8, 2019

30. Plan did not offer diversification for 55 year olds w/ 10 years of par

    By Guest EBC, May 27, 2000
    • 3 replies
    • 1.4k views
    • 
    • Guest
    • May 31, 2000

31. Plan rules

    By Guest Ron Gilmore, July 20, 2002
    • 0 replies
    • 1k views
    • 
    • Guest
    • July 20, 2002

32. Plan termination with outstanding loan

    By Guest Lawrenceg, February 20, 2007
    • 1 reply
    • 1.4k views
    • 
    • RLL
    • February 22, 2007

33. Plan Terminations

    By Guest T Cahoon, November 12, 1999
    • 1 reply
    • 1.6k views
    • 
    • RLL
    • November 12, 1999

34. Plan year change?

    By Belgarath, August 5, 2014
    • 5 replies
    • 3.3k views
    • 
    • ESOP Guy
    • August 6, 2014

35. Post-Acquisition Terminated Plan - RMDs required?

    By Jennifer J, December 13, 2019
    • 2 replies
    • 828 views
    • 
    • Jennifer J
    • December 30, 2019

36. Post-Termination RMD Obligations

    By Guest ebenny, November 26, 2012
    • 3 replies
    • 1.7k views
    • 
    • ESOP Guy
    • November 26, 2012

37. PPA and ESOP vesting

    By Guest tmills, June 6, 2007
    • 4 replies
    • 3.6k views
    • 
    • Guest
    • June 13, 2007

38. PPA regarding Investment diversification

    By Guest LSULLIVAN, February 12, 2008
    • 1 reply
    • 2.1k views
    • 
    • Guest
    • February 19, 2008

39. Prepaid Forward Contracts

    By Guest howe0144, November 7, 2001
    • 0 replies
    • 1.6k views
    • 
    • Guest
    • November 7, 2001

40. Prepaying ESOP Loan - 415 Issues

    By Guest sjlbenefits, July 9, 2010
    • 0 replies
    • 1.8k views
    • 
    • Guest
    • July 9, 2010

41. Prepayment of Loan - Reg. 54.4975-7(b)(5) Limitations

    By Yesrod5, April 10, 2013
    • 14 replies
    • 7.5k views
    • 
    • tghooper
    • June 18, 2014

42. Present Value of Synthetic Equity

    By Guest tmills, February 2, 2005
    • 0 replies
    • 1.5k views
    • 
    • Guest
    • February 2, 2005

43. Preventing Plan disqualification - ESOP 20% Leased Employee Limitation

    By Tax Cowboy, August 22, 2022   

    • esop
    • audit
    • 3 replies
    • 1.1k views
    • 
    • Tax Cowboy
    • August 23, 2022

44. Primarily invested in stock

    By Tom Poje, October 18, 2005
    • 12 replies
    • 5.8k views
    • 
    • Guest
    • April 26, 2013

45. Principal only formula for releasing shares from a suspense account

    By Guest Deborah Grace, August 4, 1999
    • 2 replies
    • 3.3k views
    • 
    • Guest
    • August 5, 1999

46. principal only share release

    By Guest ladycpa2, June 13, 2007
    • 1 reply
    • 1.8k views
    • 
    • BeckyMiller
    • June 28, 2007

47. prior valuation date

    By LIBERTYKID, August 22, 2002
    • 3 replies
    • 1.5k views
    • 
    • RLL
    • August 22, 2002

48. Private Company - Common Stock in ESOP; Peferred Stock Outside ESOP?

    By ERISA-Bubs, May 1, 2013
    • 0 replies
    • 1.1k views
    • 
    • ERISA-Bubs
    • May 1, 2013

49. Private Company Acquired by ESOP Company

    By John Trickel, February 2, 2020
    • 3 replies
    • 1k views
    • 
    • Kevin C
    • February 3, 2020

50. Proceeds in sale of company for short tenured employee

    By ESOP Rookie, December 18, 2019
    • 4 replies
    • 1.1k views
    • 
    • ESOP Guy
    • December 18, 2019