Employee Stock Ownership Plans (ESOPs)

1,183 topics in this forum

1. Need to learn more about ESOPs

   By jkharvey, May 3, 2005
   • 2 replies
   • 1.5k views
   • 
   • Kirk Maldonado
   • May 4, 2005

2. Employer Securities Defined

   By Guest GBMcGrath, February 18, 2003
   • 4 replies
   • 1.5k views
   • 
   • jpod
   • February 18, 2003

3. Need information regarding roll over of company stock at early retirem

   By Guest Kiefer , N ancy, January 4, 2001
   • 2 replies
   • 1.5k views
   • 
   • RLL
   • January 4, 2001

4. ESOP Transaction Effective DateClosing Date differences.

   By Guest Mr. Joseph, March 2, 2000
   • 1 reply
   • 1.5k views
   • 
   • RLL
   • March 2, 2000

5. ESOP Default provisions

   By Guest Bencat, August 4, 2010
   • 2 replies
   • 1.5k views
   • 
   • Guest
   • August 4, 2010

6. S corp conversion

   By waid10, February 2, 2004
   • 1 reply
   • 1.5k views
   • 
   • Kirk Maldonado
   • February 2, 2004

7. Option to purchase from ESOP

   By smm, April 3, 2001
   • 1 reply
   • 1.5k views
   • 
   • RLL
   • April 3, 2001

8. EGTRRA

   By nancy, December 11, 2006
   • 1 reply
   • 1.5k views
   • 
   • Guest
   • January 19, 2007

9. ESOP & 401(K) PLANS TREATMENT OF EXCESS ANNUAL ADDITIONS

   By Guest M. Martin, April 8, 2004
   • 3 replies
   • 1.5k views
   • 
   • WDIK
   • April 8, 2004

10. Running ESOP admin on Omni?

    By Guest DMZ, June 7, 2005
    • 0 replies
    • 1.5k views
    • 
    • Guest
    • June 7, 2005

11. Company Selling Stock

    By Guest Aidin, July 17, 2002
    • 3 replies
    • 1.5k views
    • 
    • Guest
    • July 17, 2002

12. Mirrored Loans

    By ERISA-Bubs, April 7, 2014
    • 1 reply
    • 1.5k views
    • 
    • A Shot in the Dark
    • April 7, 2014

13. Distribution from ESOP

    By MarZDoates, December 3, 2002
    • 1 reply
    • 1.5k views
    • 
    • QDROphile
    • December 3, 2002

14. Non-publicly traded company with ESOP is being sold

    By katieinny, May 23, 2018   

    • need guidance on disclosure requirements
    • 4 replies
    • 1.5k views
    • 
    • JRN
    • June 7, 2018

15. QJSA exemption and plan requirements

    By Guest tcroscut, June 24, 2004
    • 0 replies
    • 1.5k views
    • 
    • Guest
    • June 24, 2004

16. IRC 409(o)(1)(B) and ESOP loan refinancing

    By Guest corn, April 1, 2010
    • 0 replies
    • 1.5k views
    • 
    • Guest
    • April 1, 2010

17. ESOP Ownership of Susidiary

    By Guest strayhorn, July 23, 2009
    • 1 reply
    • 1.5k views
    • 
    • Guest
    • July 24, 2009

18. Merger of ESOP into terminated 401(k) Plan

    By Guest sheTexasHammer, April 13, 2011
    • 1 reply
    • 1.5k views
    • 
    • QDROphile
    • April 15, 2011

19. Are "restricted" securities subject to a put?

    By smm, February 14, 2001
    • 5 replies
    • 1.5k views
    • 
    • smm
    • February 14, 2001

20. My Fiduciary Will Not Listen

    By Guest CJS, August 1, 2003
    • 3 replies
    • 1.4k views
    • 
    • Guest
    • August 6, 2003

21. stock valuations

    By Guest lbleier, July 24, 2001
    • 1 reply
    • 1.4k views
    • 
    • RLL
    • July 25, 2001

22. Form of Distribution Dependent on Account Balance

    By Guest cphs, May 13, 2004
    • 4 replies
    • 1.4k views
    • 
    • RTK
    • May 24, 2004

23. Affiliated Employers no longer affiliated: now what?

    By Guest Grumbles, December 8, 2009
    • 1 reply
    • 1.4k views
    • 
    • Ron Snyder
    • December 9, 2009

24. Company going public - should ee buy stock at issue price or exercise stock options?

    By Guest benefitsmom, August 10, 2005
    • 0 replies
    • 1.4k views
    • 
    • Guest
    • August 10, 2005

25. Bequest to ESOP

    By Guest TaxedToDeath, June 18, 2012
    • 0 replies
    • 1.4k views
    • 
    • Guest
    • June 18, 2012

26. Leveraged ESOP - s-corp - mandatory to exclude disqualified persons?

    By Belgarath, November 6, 2014
    • 1 reply
    • 1.4k views
    • 
    • Belgarath
    • November 7, 2014

27. Plan did not offer diversification for 55 year olds w/ 10 years of par

    By Guest EBC, May 27, 2000
    • 3 replies
    • 1.4k views
    • 
    • Guest
    • May 31, 2000

28. Bank Directed Trustee and also lender to Employer not the plan.

    By Guest DUKE C, February 12, 2002
    • 1 reply
    • 1.4k views
    • 
    • Kirk Maldonado
    • February 13, 2002

29. Can S corp's use dividneds on allocated shares to pay off an exempt lo

    By Guest kredlin, February 5, 2001
    • 1 reply
    • 1.4k views
    • 
    • RLL
    • February 7, 2001

30. Plan termination with outstanding loan

    By Guest Lawrenceg, February 20, 2007
    • 1 reply
    • 1.4k views
    • 
    • RLL
    • February 22, 2007

31. First year of ESOP, stock issued but no eligible employees. ?

    By Guest FutureOne, October 14, 2003
    • 3 replies
    • 1.4k views
    • 
    • RLL
    • October 14, 2003

32. ESOP SAS 70 requirements?

    By Lori H, April 22, 2010
    • 0 replies
    • 1.4k views
    • 
    • Lori H
    • April 22, 2010

33. Retirement Distribution

    By Guest dokc, December 29, 2003
    • 3 replies
    • 1.4k views
    • 
    • mbozek
    • December 30, 2003

34. Put option exercised by disqualified person

    By Guest PiggyBank, December 1, 2010
    • 2 replies
    • 1.4k views
    • 
    • RLL
    • December 2, 2010

35. Timing of Interest Deduction

    By CTipper, April 19, 2007
    • 2 replies
    • 1.4k views
    • 
    • A Shot in the Dark
    • April 23, 2007

36. 423 Plans with a match?

    By Guest rim, September 15, 1999
    • 0 replies
    • 1.4k views
    • 
    • Guest
    • September 15, 1999

37. ESOP Contributions After Year end (Part 2)

    By Guest AG, February 11, 2000
    • 1 reply
    • 1.4k views
    • 
    • RLL
    • February 28, 2000

38. GUST Plan restatement for ESOP

    By Guest Dave Bonar, May 25, 2001
    • 0 replies
    • 1.4k views
    • 
    • Guest
    • May 25, 2001

39. Help please with question on distribution

    By Alex16, November 6, 2019
    • 5 replies
    • 1.4k views
    • 
    • Alex16
    • November 13, 2019

40. Diversification and transfer to 401(k) plan - 1099R reporting

    By Guest CJDwyer, April 7, 2004
    • 0 replies
    • 1.4k views
    • 
    • Guest
    • April 7, 2004

41. shareholder purchasing shares from ESOP

    By eilano, May 22, 2006
    • 1 reply
    • 1.4k views
    • 
    • Kirk Maldonado
    • May 24, 2006

42. Employer stock in 401(k) Plan

    By Guest JBeck, February 10, 2004
    • 2 replies
    • 1.4k views
    • 
    • Kirk Maldonado
    • February 10, 2004

43. TRA 1986 and Diversification Rules / Stock Split

    By Guest vdh2014, June 13, 2014   

    • diversification
    • stock split
    • 1 reply
    • 1.4k views
    • 
    • RLL
    • June 13, 2014

44. Prohibited Allocation?

    By stephen, March 10, 2004
    • 1 reply
    • 1.4k views
    • 
    • BeckyMiller
    • March 12, 2004

45. Trustee risks for an ESOP with Privately Held Stock?

    By Guest Rob Walter, February 14, 2000
    • 1 reply
    • 1.4k views
    • 
    • RLL
    • February 28, 2000

46. Need Profits?

    By Guest gkaley, January 2, 2002
    • 2 replies
    • 1.4k views
    • 
    • Guest
    • January 2, 2002

47. Controlled Group With S Corporations Deduction Limit

    By Guest danwintz, August 17, 2000
    • 1 reply
    • 1.4k views
    • 
    • RLL
    • August 18, 2000

48. installment distributions

    By Guest JBeck, April 27, 2004
    • 2 replies
    • 1.4k views
    • 
    • RLL
    • April 30, 2004

49. ESOPs or not?

    By Guest atg, February 10, 2001
    • 1 reply
    • 1.4k views
    • 
    • RLL
    • February 10, 2001

50. Cite for S-Corp Distributions to ESOP?

    By Guest boberlander, March 8, 2001
    • 1 reply
    • 1.4k views
    • 
    • RLL
    • March 9, 2001