Employee Stock Ownership Plans (ESOPs)

1,183 topics in this forum

1. TPA reluctant to provide information regarding ownership of ER stock

   By katieinny, November 2, 2006
   • 12 replies
   • 2.5k views
   • 
   • katieinny
   • November 3, 2006

2. TRA 1986 and Diversification Rules / Stock Split

   By Guest vdh2014, June 13, 2014   

   • diversification
   • stock split
   • 1 reply
   • 1.4k views
   • 
   • RLL
   • June 13, 2014

3. Transaction between ESOP Company and party in interest

   By Tot, January 3, 2020
   • 12 replies
   • 2.4k views
   • 
   • Degrand
   • January 10, 2020

4. Transfer assets from a 401(k) plan to an ESOP

   By AJ North, March 27, 2012
   • 8 replies
   • 6.1k views
   • 
   • Guest
   • July 8, 2013

5. Transfer of Company to ESOP

   By Guest svatty, November 27, 2000
   • 1 reply
   • 1.6k views
   • 
   • RLL
   • November 29, 2000

6. Transfer of profit sharing shares (409(p) protective transfer))

   By MPLSLAW, May 13, 2019   

   • 409(p) prohibited transactions
   • 1 reply
   • 771 views
   • 
   • ESOP Guy
   • May 16, 2019

7. Transfer to 401(k)

   By Guest JMN, May 29, 2012
   • 6 replies
   • 3.6k views
   • 
   • QDROphile
   • May 30, 2012

8. Transfer to avoid a 409(p) failure

   By Belgarath, April 4, 2019
   • 0 replies
   • 629 views
   • 
   • Belgarath
   • April 4, 2019

9. Transitioning to 100% ESOP Owned

   By Guest tm3333, May 10, 2011
   • 2 replies
   • 1.6k views
   • 
   • GMK
   • May 10, 2011

10. Trustee compensation question

    By Guest FAQ, June 15, 2007
    • 2 replies
    • 2.8k views
    • 
    • Guest
    • June 18, 2007

11. Trustee Liability and ESOPS

    By Guest SSCARO, June 10, 1999
    • 1 reply
    • 2.1k views
    • 
    • Kirk Maldonado
    • June 11, 1999

12. Trustee risks for an ESOP with Privately Held Stock?

    By Guest Rob Walter, February 14, 2000
    • 1 reply
    • 1.4k views
    • 
    • RLL
    • February 28, 2000

13. Trustee to the ESOP / Plan Administrator

    By herb lindberg, October 17, 2018   

    • esop qdro payment to alternate payee
    • 5 replies
    • 1.2k views
    • 
    • QDROphile
    • November 10, 2018

14. trustee/lender same bank

    By Dawn Hafner, May 2, 2000
    • 2 replies
    • 1.6k views
    • 
    • RLL
    • May 8, 2000

15. Types of ESOP distributions

    By Guest bdemalignon, April 3, 2008
    • 5 replies
    • 3.2k views
    • 
    • GMK
    • April 7, 2008

16. UAL Corporation Employee Stock Ownership Plan

    By Guest Edward McElroy, February 4, 2002
    • 1 reply
    • 2.2k views
    • 
    • QDROphile
    • February 4, 2002

17. Udate; Who pays for ESOP termination process?

    By Guest CJS, October 6, 2003
    • 0 replies
    • 1.2k views
    • 
    • Guest
    • October 6, 2003

18. Unallocated Shares: What happens when company is sold?

    By Lindsay, November 11, 2018
    • 3 replies
    • 5.3k views
    • 
    • QDROphile
    • November 12, 2018

19. Underwater ESOP

    By Guest CitationSquirrel, June 5, 2009
    • 1 reply
    • 2.4k views
    • 
    • Marcus R Piquet
    • June 8, 2009

20. Unreleased shares after loan is paid off

    By Guest SuzieQNEC, July 22, 2008
    • 3 replies
    • 2.4k views
    • 
    • Guest
    • July 24, 2008

21. Use of cash in ESOP trust

    By Guest svatty, January 27, 2000
    • 3 replies
    • 1.9k views
    • 
    • Guest
    • January 27, 2000

22. use of employee deferrals to repay KSOP loan

    By Guest beth beaube, July 1, 1999
    • 3 replies
    • 2.6k views
    • 
    • Guest
    • July 5, 1999

23. Use of ESOP stock for safe harbor 401(k) contributions

    By Guest Janet VanAlsten, April 26, 2000
    • 3 replies
    • 2.8k views
    • 
    • RLL
    • March 21, 2008

24. Use of exempt loan proceeds

    By Guest Cribbet, June 19, 2002
    • 1 reply
    • 2k views
    • 
    • RLL
    • June 19, 2002

25. Use of last appraisal

    By Dawn Hafner, May 10, 2002
    • 5 replies
    • 2k views
    • 
    • QDROphile
    • May 14, 2002

26. Use of Profit Sharing Assets to Purchase Employer Securities

    By Guest rcm, January 30, 1999
    • 0 replies
    • 1.8k views
    • 
    • Guest
    • January 30, 1999

27. User Fee for IRS Determination Letter

    By JRN, December 20, 2011
    • 1 reply
    • 1.7k views
    • 
    • John Feldt ERPA CPC QPA
    • December 20, 2011

28. Uses for S-Corp distributions to sole shareholder

    By katieinny, July 9, 2014   

    • Earnings distributions
    • 8 replies
    • 2k views
    • 
    • masteff
    • July 10, 2014

29. Uses of ESOP loan proceeds.

    By Guest JBDixon, May 12, 1999
    • 2 replies
    • 1.8k views
    • 
    • Guest
    • May 12, 1999

30. Using a preferred class of stock for ESOP

    By Guest svatty, December 22, 1999
    • 4 replies
    • 3.7k views
    • 
    • Guest
    • January 6, 2000

31. Using dividends to make ESOP loan payments

    By Guest Becky Hoffman, February 11, 1999
    • 6 replies
    • 3.9k views
    • 
    • QDROphile
    • February 19, 1999

32. USTC Rule 213 Reply to Answer

    By Tax Cowboy, February 8, 2024
    • 0 replies
    • 566 views
    • 
    • Tax Cowboy
    • February 8, 2024

33. valuation of closely held stock in ESOP

    By k man, November 25, 2003
    • 15 replies
    • 4.9k views
    • 
    • RLL
    • May 29, 2004

34. Valuation of Stock on Default of Loan

    By Guest ptpnthr, January 20, 2000
    • 2 replies
    • 1.4k views
    • 
    • Guest
    • January 21, 2000

35. Value of Shares Released for Financial Statement Purposes (AICPA SOP 93-6)

    By SRM, August 23, 2005
    • 1 reply
    • 3k views
    • 
    • BeckyMiller
    • September 1, 2005

36. Vesting

    By Guest justbe, February 24, 2005
    • 1 reply
    • 1.4k views
    • 
    • david rigby
    • February 24, 2005

37. Vesting after a Break In Service

    By Lori H, May 18, 2012
    • 2 replies
    • 1.3k views
    • 
    • Lori H
    • June 11, 2012

38. Voting

    By LIBERTYKID, August 11, 2014
    • 1 reply
    • 1.9k views
    • 
    • ESOP Guy
    • August 11, 2014

39. Voting ESOP Stock

    By Guest svatty, February 29, 2000
    • 1 reply
    • 1.8k views
    • 
    • RLL
    • February 29, 2000

40. Voting of Unallocated ESOP Shares

    By Guest Edward McElroy, December 1, 1998
    • 1 reply
    • 3.7k views
    • 
    • Guest
    • December 2, 1998

41. Voting Rights

    By LIBERTYKID, January 25, 2002
    • 1 reply
    • 1.6k views
    • 
    • RLL
    • January 25, 2002

42. voting rights

    By Guest Taxman, March 4, 2004
    • 1 reply
    • 1.4k views
    • 
    • RLL
    • March 4, 2004

43. Voting rights and sale of stock

    By smm, March 6, 2001
    • 1 reply
    • 2.2k views
    • 
    • RLL
    • March 6, 2001

44. Voting Rights for an ESOP Restructuring?

    By nmq3879, September 7, 2016
    • 7 replies
    • 3.6k views
    • 
    • ESOP Guy
    • September 8, 2016

45. Voting shares in the suspense account

    By katieinny, February 22, 2008
    • 9 replies
    • 6.3k views
    • 
    • Peter Gulia
    • February 27, 2008

46. Warrants given to charitable trust controlled by family- are they still synthetic equity

    By ESOP Guy, February 18, 2022
    • 1 reply
    • 624 views
    • 
    • Degrand
    • May 23, 2022

47. what are DASOPS?

    By Guest shanna, June 25, 2000
    • 1 reply
    • 1.4k views
    • 
    • IRC401
    • June 27, 2000

48. What are the ERISA impacts on corporations converting to limited liabi

    By Guest Penny Kilpatrick, January 11, 1999
    • 2 replies
    • 3.2k views
    • 
    • QDROphile
    • January 22, 1999

49. What can ESOPs do with corporate distributions?

    By lexi, March 2, 2007
    • 3 replies
    • 2.2k views
    • 
    • BeckyMiller
    • July 6, 2007

50. What does Code Section 409(o)(1)(C) really mean?

    By LIBERTYKID, December 18, 2007
    • 1 reply
    • 3.2k views
    • 
    • RLL
    • December 18, 2007