Employee Stock Ownership Plans (ESOPs)

1,184 topics in this forum

1. 100% ESOP - FBAR Filing

   By TPS, June 21, 2013
   • 3 replies
   • 3.9k views
   • 
   • TPS
   • June 28, 2013

2. Securities law & registration exemptions - 1042 sales

   By Dawn Hafner, June 13, 2000
   • 16 replies
   • 3.9k views
   • 
   • RLL
   • June 15, 2000

3. Using dividends to make ESOP loan payments

   By Guest Becky Hoffman, February 11, 1999
   • 6 replies
   • 3.9k views
   • 
   • QDROphile
   • February 19, 1999

4. Pros and Cons for S-Corp ESOP

   By kwalified, March 13, 2013
   • 9 replies
   • 3.9k views
   • 
   • ESOP Guy
   • March 18, 2013

5. ESOP Accounting

   By DPL, February 22, 2012
   • 1 reply
   • 3.9k views
   • 
   • Marcus R Piquet
   • February 23, 2012

6. Section 423 ESPP and ERISA

   By Guest awg, June 4, 2002
   • 1 reply
   • 3.9k views
   • 
   • Kirk Maldonado
   • June 4, 2002

7. Required tax payments for fiscal year S Corporation ESOP

   By Guest ladycpa2, March 8, 2007
   • 3 replies
   • 3.9k views
   • 
   • Guest
   • March 15, 2007

8. ESOP Recordkeeping Software

   By Guest Robert Reynolds, January 25, 2002
   • 5 replies
   • 3.9k views
   • 
   • BeckyMiller
   • February 25, 2002

9. 409(p) failure

   By Guest mickiemurphy, March 5, 2008
   • 4 replies
   • 3.8k views
   • 
   • BeckyMiller
   • March 11, 2008

10. Rollover of proceeds of mandatory put

    By Guest tmills, January 23, 2009
    • 6 replies
    • 3.8k views
    • 
    • QDROphile
    • January 31, 2009

11. ESOP Repurchase Liability - Use of COLI to Fund

    By rocknrolls2, January 7, 2002
    • 6 replies
    • 3.8k views
    • 
    • Guest
    • January 8, 2002

12. Long term disability and ESOP distribution

    By Guest barebtm1, April 11, 2001
    • 2 replies
    • 3.8k views
    • 
    • Guest
    • April 12, 2001

13. ADP/ACP Testing

    By Guest T-BONE, October 4, 2001
    • 5 replies
    • 3.8k views
    • 
    • Guest
    • October 5, 2001

14. Back up withholding on pass through dividends

    By Guest P A Weick, February 28, 2001
    • 2 replies
    • 3.8k views
    • 
    • Guest
    • November 28, 2006

15. Pass-Through Voting on Changes in Class of Stock with Minority ESOP Interest

    By EGB, June 10, 2013
    • 7 replies
    • 3.8k views
    • 
    • RLL
    • June 12, 2013

16. Voting of Unallocated ESOP Shares

    By Guest Edward McElroy, December 1, 1998
    • 1 reply
    • 3.8k views
    • 
    • Guest
    • December 2, 1998

17. Using a preferred class of stock for ESOP

    By Guest svatty, December 22, 1999
    • 4 replies
    • 3.8k views
    • 
    • Guest
    • January 6, 2000

18. ESOP Liquidation

    By Guest sauterne, March 11, 2002
    • 2 replies
    • 3.7k views
    • 
    • mbozek
    • March 26, 2002

19. Voting Rights for an ESOP Restructuring?

    By nmq3879, September 7, 2016
    • 7 replies
    • 3.7k views
    • 
    • ESOP Guy
    • September 8, 2016

20. Permissively Aggregate with 401k?

    By austin3515, December 19, 2013
    • 8 replies
    • 3.7k views
    • 
    • austin3515
    • August 13, 2015

21. Transfer to 401(k)

    By Guest JMN, May 29, 2012
    • 6 replies
    • 3.7k views
    • 
    • QDROphile
    • May 30, 2012

22. S Corp Fiscal Year

    By Guest John Nelson, September 13, 2004
    • 6 replies
    • 3.7k views
    • 
    • Guest
    • September 17, 2004

23. termination of (k) portion of KSOP prior to corporate merger

    By EGB, July 26, 2001
    • 10 replies
    • 3.7k views
    • 
    • IRC401
    • August 3, 2001

24. Age 70 1/2

    By Guest Jan L, November 15, 2011
    • 6 replies
    • 3.7k views
    • 
    • GMK
    • November 16, 2011

25. PPA and ESOP vesting

    By Guest tmills, June 6, 2007
    • 4 replies
    • 3.7k views
    • 
    • Guest
    • June 13, 2007

26. ESOPs subject to DOL participant fee disclosure requirements?

    By Guest TaxedToDeath, February 13, 2012
    • 4 replies
    • 3.6k views
    • 
    • GMK
    • February 14, 2012

27. Compliance Testing

    By Jilliandiz, October 20, 2005
    • 5 replies
    • 3.6k views
    • 
    • Guest
    • September 13, 2007

28. Purchasing stock - timing, etc.

    By Belgarath, May 2, 2014
    • 22 replies
    • 3.6k views
    • 
    • GMK
    • May 8, 2014

29. Can professional corporation adopt ESOP?

    By Guest John Nelson, February 20, 2001
    • 2 replies
    • 3.6k views
    • 
    • RLL
    • February 21, 2001

30. Leveraged ESOP

    By Tom Poje, January 16, 1999
    • 10 replies
    • 3.6k views
    • 
    • Guest
    • January 21, 1999

31. How is participant taxed when shares sold to employer per mandatory "put" option?

    By Gruegen, September 26, 2003
    • 7 replies
    • 3.6k views
    • 
    • BeckyMiller
    • October 1, 2003

32. Zero Interest Loans

    By Kirk Maldonado, October 10, 2001
    • 7 replies
    • 3.6k views
    • 
    • RLL
    • October 11, 2001

33. S-corp distribution dividend payment

    By Belgarath, January 10, 2019
    • 7 replies
    • 3.6k views
    • 
    • Belgarath
    • January 14, 2019

34. Going down the tubes

    By Guest IM2B_Anonymous, November 20, 1999
    • 5 replies
    • 3.6k views
    • 
    • IRC401
    • November 25, 1999

35. Company Bought Out What Happens To My ESOP

    By Guest Armondo2006, May 2, 2006
    • 2 replies
    • 3.6k views
    • 
    • david rigby
    • May 2, 2006

36. ESOP's and Sub S Distribution windfalls

    By Guest Alan Stonewall, October 21, 2002
    • 5 replies
    • 3.6k views
    • 
    • RLL
    • October 22, 2002

37. Who Is "Employer" In Controlled Group For ESOP?

    By Guest LWYRRCM, January 5, 1999
    • 4 replies
    • 3.6k views
    • 
    • Guest
    • January 8, 1999

38. Diversification

    By Lori H, July 9, 2008
    • 7 replies
    • 3.5k views
    • 
    • GMK
    • October 3, 2008

39. 100% ESOP-Owned S Corp. - Can ESOP Buy Additional Stock?

    By Yesrod5, September 21, 2015
    • 4 replies
    • 3.5k views
    • 
    • Yesrod5
    • October 30, 2015

40. Freeze Share Value for Term'd Employees?

    By SadieJane, March 30, 2023
    • 11 replies
    • 3.5k views
    • 
    • Roycal
    • March 31, 2023

41. 1042 transactions and shares allocation

    By Guest DeePA, April 22, 2003
    • 6 replies
    • 3.5k views
    • 
    • RLL
    • May 23, 2003

42. ESOP & Bankruptcy

    By Guest Benefitsrock, October 2, 2007
    • 1 reply
    • 3.5k views
    • 
    • Guest
    • October 29, 2007

43. S Corp ESOP and Pass-Through Voting

    By JWK, March 9, 2000
    • 4 replies
    • 3.5k views
    • 
    • Kirk Maldonado
    • March 9, 2000

44. Plan year change?

    By Belgarath, August 5, 2014
    • 5 replies
    • 3.4k views
    • 
    • ESOP Guy
    • August 6, 2014

45. S Corp Dividends / Loan / Debt Service

    By Guest EMC, December 13, 1999
    • 7 replies
    • 3.4k views
    • 
    • RLL
    • December 16, 1999

46. Disqualified ESOP and IRA rollover

    By Guest Anna Lynn, January 12, 2009
    • 6 replies
    • 3.4k views
    • 
    • BeckyMiller
    • January 26, 2009

47. ESOP shares valid after termination?

    By black68ss, May 10, 2019
    • 2 replies
    • 3.4k views
    • 
    • black68ss
    • May 25, 2019

48. Diversification Requirements

    By Guest CTYSON, November 19, 1998
    • 7 replies
    • 3.4k views
    • 
    • BeckyMiller
    • December 16, 1998

49. 409(p) testing and deemed owned shares

    By Guest tmills, May 11, 2007
    • 2 replies
    • 3.4k views
    • 
    • Guest
    • May 18, 2007

50. KSOP transfer of non-employer stock assets

    By Guest astonewall, October 7, 2005
    • 6 replies
    • 3.4k views
    • 
    • Kirk Maldonado
    • October 11, 2005