Employee Stock Ownership Plans (ESOPs)

1,184 topics in this forum

1. Non-allocation of 1042 shares

   By JRN, May 31, 2018
   • 0 replies
   • 681 views
   • 
   • JRN
   • May 31, 2018

2. Profit Sharing plan

   By Juicebox, May 29, 2018
   • 6 replies
   • 1.3k views
   • 
   • MargeM
   • May 30, 2018

3. Non-publicly traded company with ESOP is being sold

   By katieinny, May 23, 2018   

   • need guidance on disclosure requirements
   • 4 replies
   • 1.6k views
   • 
   • JRN
   • June 7, 2018

4. allocations for 415 purposes on leveraged S-corp ESOP

   By Belgarath, May 22, 2018
   • 6 replies
   • 1.5k views
   • 
   • Belgarath
   • May 23, 2018

5. ESOP Controlled Group?

   By Purplemandinga, April 24, 2018   

   • esop
   • controlled group
   • 3 replies
   • 1.8k views
   • 
   • EBECatty
   • April 25, 2018

6. Repurchase of ESOP stock at Plan Termination

   By TPATC, April 19, 2018   

   • esop
   • stock
   • 1 reply
   • 745 views
   • 
   • JRN
   • April 20, 2018

7. Change in ESOP Distribution Schedule for Participant in Pay Status

   By ERISA-Bubs, March 19, 2018
   • 1 reply
   • 1.3k views
   • 
   • ESOP Guy
   • March 19, 2018

8. Change in Distribution Policy

   By ERISA-Bubs, March 19, 2018
   • 8 replies
   • 2.7k views
   • 
   • ERISA-Bubs
   • March 19, 2018

9. ESOP Termination before Company bought

   By jtfitz57, January 15, 2018   

   • esop termination
   • 3 replies
   • 2.4k views
   • 
   • jpod
   • January 16, 2018

10. Esop distribution: termination/disability?

    By dlarae, January 6, 2018
    • 7 replies
    • 4.8k views
    • 
    • dlarae
    • January 9, 2018

11. Frozen ESOP question

    By bkidd, December 7, 2017
    • 12 replies
    • 3.3k views
    • 
    • bkidd
    • December 7, 2017

12. ESOP Partially owned C-corp being sold

    By Belgarath, November 6, 2017
    • 9 replies
    • 3k views
    • 
    • BeckyMiller
    • November 15, 2017

13. ESOP NUA Tax rules

    By WhatsESUP, November 3, 2017   

    • esop
    • nua
    • (and 1 more)

      Tagged with:

      • esop
      • nua
      • capital gain
    • 5 replies
    • 3.2k views
    • 
    • BeckyMiller
    • November 15, 2017

14. ESOP Record Keepers?

    By Asire, November 2, 2017
    • 3 replies
    • 2.3k views
    • 
    • BeckyMiller
    • November 15, 2017

15. Debt restructuring

    By ESOP1, October 16, 2017
    • 3 replies
    • 2.1k views
    • 
    • ESOP1
    • October 17, 2017

16. Cashing out ESOP and where do I go?

    By Allen R. Young, October 14, 2017
    • 7 replies
    • 5.6k views
    • 
    • ESOP Guy
    • October 17, 2017

17. Allocation of Dividends

    By TPSreports, October 11, 2017
    • 5 replies
    • 2.7k views
    • 
    • BeckyMiller
    • October 19, 2017

18. 409(p) -- Are these people still owners?

    By ERISA-Bubs, September 21, 2017
    • 1 reply
    • 1.1k views
    • 
    • Luke Bailey
    • September 25, 2017

19. Eligible for Roth IRA?

    By joel, August 22, 2017
    • 3 replies
    • 960 views
    • 
    • joel
    • August 23, 2017

20. Breach of Esop Fiduciary Responsibility? I need some guidance.

    By Disgruntled, August 10, 2017   

    • breach
    • esop
    • (and 2 more)

      Tagged with:

      • breach
      • esop
      • fudciairy
      • responsability
    • 11 replies
    • 4.3k views
    • 
    • confused esop participant
    • August 22, 2024

21. Diversification rights for former employee

    By Belgarath, July 11, 2017
    • 1 reply
    • 1.8k views
    • 
    • ESOP Guy
    • July 11, 2017

22. Terminated ESOP, Starting a new ESOP

    By whitboston, June 26, 2017   

    • plan termination
    • esop
    • (and 1 more)

      Tagged with:

      • plan termination
      • esop
      • successor plan
    • 2 replies
    • 799 views
    • 
    • whitboston
    • June 29, 2017

23. Small Amount Exception for Right to Distribution in Stock?

    By casey72, May 17, 2017
    • 6 replies
    • 1.9k views
    • 
    • BeckyMiller
    • May 22, 2017

24. Who can be an ESOP Trustee?

    By kmhaab, April 18, 2017   

    • esop
    • trustee
    • 7 replies
    • 3.1k views
    • 
    • QDROphile
    • April 27, 2017

25. Coverage Test on a Small Frozen ESOP

    By Lori H, March 28, 2017
    • 1 reply
    • 654 views
    • 
    • Mike Preston
    • March 28, 2017

26. Distribution from defined ESOP for Alt Payee

    By exhausted, March 24, 2017   

    • distribution
    • legal
    • (and 2 more)

      Tagged with:

      • distribution
      • legal
      • alt-payee
      • esop
    • 6 replies
    • 2.4k views
    • 
    • ESOP Guy
    • March 27, 2017

27. KSOP - Substantial and Recurring Contributions

    By EBECatty, February 21, 2017
    • 2 replies
    • 1.2k views
    • 
    • QDROphile
    • February 22, 2017

28. S to C Conversion and 1042 elections

    By Griswold, February 14, 2017   

    • esop
    • 1042
    • (and 1 more)

      Tagged with:

      • esop
      • 1042
      • s-corp
    • 2 replies
    • 1.6k views
    • 
    • BeckyMiller
    • April 3, 2017

29. Corresponding ERISA section?

    By Griswold, January 11, 2017
    • 1 reply
    • 789 views
    • 
    • Griswold
    • January 11, 2017

30. ESOP Restore Forfeited Shares

    By WhatsESUP, January 9, 2017   

    • esop
    • forfeited
    • (and 7 more)

      Tagged with:

      • esop
      • forfeited
      • restore
      • reinstate
      • vest
      • break
      • service
      • forfeiture
      • shares
    • 4 replies
    • 2.4k views
    • 
    • ESOP Guy
    • January 22, 2021

31. ESOP distributions deferred at LAST MINUTE

    By Nubiangoddess, January 4, 2017   

    • esop distributions
    • 8 replies
    • 3.2k views
    • 
    • BeckyMiller
    • April 3, 2017

32. ESOP termination; rollover shares to SDIRA; company owner

    By jefranks, December 7, 2016
    • 6 replies
    • 2.9k views
    • 
    • jefranks
    • January 5, 2017

33. Change in Payment Period?

    By beartd, December 6, 2016
    • 3 replies
    • 1.2k views
    • 
    • CarloCarmichael
    • October 14, 2017

34. Dividend Reinvestment Election

    By TPSreports, December 2, 2016
    • 1 reply
    • 1.2k views
    • 
    • ESOP Guy
    • December 2, 2016

35. 5% owner for RMD

    By TPATC, December 1, 2016   

    • ESOP
    • RMD
    • (and 1 more)

      Tagged with:

      • ESOP
      • RMD
      • top heavy
    • 2 replies
    • 1.8k views
    • 
    • GMK
    • December 2, 2016

36. ESOP distributions

    By Carla G., October 28, 2016
    • 3 replies
    • 2.4k views
    • 
    • Carla G.
    • October 28, 2016

37. Which plan-documents provider?

    By Peter Gulia, October 18, 2016   

    • ESOP
    • 6 replies
    • 1.7k views
    • 
    • BeckyMiller
    • April 3, 2017

38. 409(p) Guidance with Subsidiaries

    By ERISA-Bubs, October 6, 2016
    • 0 replies
    • 849 views
    • 
    • ERISA-Bubs
    • October 6, 2016

39. 409(p) Testing and Related Entities

    By ERISA-Bubs, September 27, 2016
    • 0 replies
    • 799 views
    • 
    • ERISA-Bubs
    • September 27, 2016

40. Subsidiary as Lender to ESOP

    By ERISA-Bubs, September 21, 2016
    • 1 reply
    • 1.1k views
    • 
    • Griswold
    • September 22, 2016

41. Rollover into 401k

    By coleboy, September 9, 2016
    • 5 replies
    • 6.5k views
    • 
    • QDROphile
    • September 9, 2016

42. Voting Rights for an ESOP Restructuring?

    By nmq3879, September 7, 2016
    • 7 replies
    • 3.7k views
    • 
    • ESOP Guy
    • September 8, 2016

43. Termination of an ESOP / Valuation of shares in the ESOP, how this should be determined?

    By eglynn, August 2, 2016
    • 15 replies
    • 7.1k views
    • 
    • ejg2553@gmail.com
    • September 21, 2020

44. Does this ER's idea for life insurance in the ESOP work?

    By katieinny, July 27, 2016
    • 3 replies
    • 2.5k views
    • 
    • katieinny
    • July 27, 2016

45. Can anyone link me to FASB ASC 718-40?

    By Griswold, July 26, 2016
    • 2 replies
    • 2k views
    • 
    • david rigby
    • July 26, 2016

46. ESOP Cash to 401(k)

    By everybodylovescrayon, July 22, 2016
    • 3 replies
    • 1.3k views
    • 
    • QDROphile
    • July 22, 2016

47. Related Entities for 409(p) Testing

    By ERISA-Bubs, July 21, 2016
    • 1 reply
    • 1.1k views
    • 
    • ERISA-Bubs
    • July 25, 2016

48. Sub-S corp, put option and 409(h)

    By t.haley, June 29, 2016
    • 9 replies
    • 2k views
    • 
    • Griswold
    • June 29, 2016

49. Are "Profits Interests" Synthetic Equity

    By ERISA-Bubs, June 17, 2016
    • 2 replies
    • 1.7k views
    • 
    • Griswold
    • June 20, 2016

50. Correcting Loan Allocation Error / PT Similar to TAM 201425019

    By 401 Chaos, June 8, 2016
    • 0 replies
    • 840 views
    • 
    • 401 Chaos
    • June 8, 2016