Employee Stock Ownership Plans (ESOPs)

1,184 topics in this forum

1. Net Unrealized Appreciation

   By Guest Kbro, July 23, 2010
   • 1 reply
   • 3k views
   • 
   • GMK
   • July 23, 2010

2. ESOP Diversification Qualified Election Period and Notice 88-56

   By Guest ERISAk, October 1, 2013
   • 4 replies
   • 3k views
   • 
   • Guest
   • October 1, 2013

3. ESOP in 401k and get NUA?

   By Guest donmartin, June 14, 2007
   • 1 reply
   • 3k views
   • 
   • Guest
   • June 14, 2007

4. Plan buy-back of ESOP shares

   By Dennis G., July 1, 2019
   • 11 replies
   • 3k views
   • 
   • QDROphile
   • July 8, 2019

5. Repurchase for terminees - running out of cash

   By Guest John Sample, September 21, 2000
   • 6 replies
   • 3k views
   • 
   • RLL
   • May 14, 2001

6. ESOP conversions

   By EGB, October 21, 1999
   • 1 reply
   • 3k views
   • 
   • RLL
   • October 21, 1999

7. need help learning choices for division of ESOP

   By Guest fancynancy, May 29, 2014   

   • esop divorce
   • 6 replies
   • 3k views
   • 
   • ForksnKnives
   • June 26, 2014

8. Why don't stock sales require pass-through votes? Definition of "best interest of plan participants"?

   By RS, January 9, 2020
   • 9 replies
   • 3k views
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   • Degrand
   • April 8, 2020

9. Fiduciary liability; in the ESOP plan document, the employer is the Pl

   By Guest Jim Vogl, November 1, 2000
   • 16 replies
   • 3k views
   • 
   • Kirk Maldonado
   • November 14, 2000

10. esop rollovers

    By Lori H, December 12, 2005
    • 3 replies
    • 3k views
    • 
    • Kirk Maldonado
    • December 13, 2005

11. ESOP Failed to give notice regarding Diversification

    By Guest esi-jht, March 30, 2006
    • 1 reply
    • 3k views
    • 
    • BeckyMiller
    • April 3, 2006

12. ESOP and Average Benefits Test

    By AndyH, May 8, 2002
    • 6 replies
    • 3k views
    • 
    • IRC401
    • May 13, 2002

13. ESOP termination; rollover shares to SDIRA; company owner

    By jefranks, December 7, 2016
    • 6 replies
    • 3k views
    • 
    • jefranks
    • January 5, 2017

14. date for conducting ADP/ACP testing

    By lexi, January 16, 2007
    • 8 replies
    • 3k views
    • 
    • lexi
    • January 19, 2007

15. Direct rollover of proceeds of ESOP distribution

    By Guest janie, June 2, 2003
    • 1 reply
    • 3k views
    • 
    • QDROphile
    • June 2, 2003

16. Reallocating distributed shares

    By Guest SuzieQNEC, April 15, 2009
    • 6 replies
    • 2.9k views
    • 
    • Guest
    • April 16, 2009

17. Multiple classes of common stock?

    By Guest MikeD, April 29, 2005
    • 5 replies
    • 2.9k views
    • 
    • RLL
    • April 30, 2005

18. Allowable Discrimination

    By richard, February 4, 1999
    • 2 replies
    • 2.9k views
    • 
    • Guest
    • February 13, 1999

19. 404(k) - How to satisfy fmv of allocated dividends?

    By Guest crosseyetester, July 13, 2007
    • 5 replies
    • 2.9k views
    • 
    • Guest
    • July 16, 2007

20. ESOP Diversification

    By Guest lkmcgivney, March 3, 2002
    • 8 replies
    • 2.9k views
    • 
    • RLL
    • March 6, 2002

21. ESOP & cross testing

    By Guest Stacey L Miller, August 19, 1999
    • 4 replies
    • 2.9k views
    • 
    • Guest
    • August 24, 1999

22. 1042 Election and California Taxes

    By Guest svatty, September 1, 2000
    • 1 reply
    • 2.9k views
    • 
    • RLL
    • September 2, 2000

23. Section 204(h) notice for freezing ESOP

    By Lori H, April 30, 2015
    • 9 replies
    • 2.9k views
    • 
    • ESOP Guy
    • May 5, 2015

24. Appraisal Timing/Stock Redemptions

    By RLL, May 12, 2000
    • 6 replies
    • 2.9k views
    • 
    • Guest
    • October 4, 2000

25. ESOP Termination Post-Acquisition - Distributions in Cash Only?

    By kmhaab, September 30, 2019
    • 3 replies
    • 2.9k views
    • 
    • Westsquire
    • October 1, 2019

26. S-Corp and ESOP

    By Belgarath, January 31, 2007
    • 6 replies
    • 2.9k views
    • 
    • Belgarath
    • February 22, 2007

27. ESOP vesting

    By Lori H, June 8, 2010
    • 9 replies
    • 2.9k views
    • 
    • Kevin C
    • June 10, 2010

28. 409(p) and family

    By Guest tmills, June 27, 2006
    • 2 replies
    • 2.9k views
    • 
    • Guest
    • July 14, 2006

29. Cross-tested 401(k) Plan and ESOP

    By eilano, June 9, 2005
    • 1 reply
    • 2.9k views
    • 
    • CTipper
    • April 26, 2007

30. ESOP Distribution and RMD

    By MoShawn, June 9, 2011
    • 2 replies
    • 2.9k views
    • 
    • GMK
    • June 9, 2011

31. S-Corp ESOP with Call Option

    By Just Me, June 28, 2007
    • 3 replies
    • 2.9k views
    • 
    • BeckyMiller
    • December 12, 2007

32. Who pays for ESOP termination process?

    By Guest CJS, September 29, 2003
    • 5 replies
    • 2.9k views
    • 
    • Guest
    • October 2, 2003

33. Can employer make ESOP contributions in order to make distributions to

    By Guest Bristol, June 13, 2000
    • 9 replies
    • 2.9k views
    • 
    • RLL
    • October 29, 2000

34. ESOP Annual Additions Value Reporting: At contribution date or allocat

    By Guest gkaley, August 24, 2000
    • 10 replies
    • 2.9k views
    • 
    • RLL
    • August 25, 2000

35. loan payments and stock allocations after year end in a new ESOP

    By Guest tmills, May 27, 2005
    • 2 replies
    • 2.9k views
    • 
    • BeckyMiller
    • June 1, 2005

36. ESOP Notes: how does one buy them?

    By Guest Vladimir M, December 26, 2000
    • 3 replies
    • 2.9k views
    • 
    • Guest
    • January 2, 2001

37. Converting ESOP to 401K

    By Guest jlsilver, December 4, 2001
    • 4 replies
    • 2.8k views
    • 
    • Kirk Maldonado
    • December 4, 2001

38. ESOP Repurchase - Contribution and Dividend Limitations

    By A Shot in the Dark, May 18, 2006
    • 3 replies
    • 2.8k views
    • 
    • RLL
    • June 3, 2006

39. 401(k) Plan "spin-off" to facilitate ESOP

    By Guest Doug Johnston, April 27, 2000
    • 7 replies
    • 2.8k views
    • 
    • IRC401
    • April 30, 2000

40. Cash distributions to 4975(e) disqualified persons

    By Guest tmills, July 14, 2006
    • 4 replies
    • 2.8k views
    • 
    • QDROphile
    • March 3, 2011

41. ESOP Voting Rights

    By Guest John Nelson, January 24, 2002
    • 2 replies
    • 2.8k views
    • 
    • Kirk Maldonado
    • January 24, 2002

42. Allocation of Dividends

    By TPSreports, October 11, 2017
    • 5 replies
    • 2.8k views
    • 
    • BeckyMiller
    • October 19, 2017

43. Can former owner of co now become ESOP participant

    By Luis Miguel, July 21, 2015   

    • ESOP Owner
    • 6 replies
    • 2.8k views
    • 
    • david rigby
    • July 22, 2015

44. Distributions after conversion from C Corp to S Corp

    By Guest tmills, August 16, 2004
    • 1 reply
    • 2.8k views
    • 
    • Guest
    • August 16, 2004

45. ESOPs and Controlled Groups

    By JustMe, December 7, 2020
    • 10 replies
    • 2.8k views
    • 
    • Luke Bailey
    • December 11, 2020

46. ESOP contributions on W2

    By Guest aferris, October 9, 2002
    • 1 reply
    • 2.8k views
    • 
    • BeckyMiller
    • October 18, 2002

47. Trustee compensation question

    By Guest FAQ, June 15, 2007
    • 2 replies
    • 2.8k views
    • 
    • Guest
    • June 18, 2007

48. "keyman" life insurance held by ESOP Trust

    By Guest svatty, February 2, 2000
    • 2 replies
    • 2.8k views
    • 
    • Kirk Maldonado
    • February 2, 2000

49. Use of ESOP stock for safe harbor 401(k) contributions

    By Guest Janet VanAlsten, April 26, 2000
    • 3 replies
    • 2.8k views
    • 
    • RLL
    • March 21, 2008

50. Esop Termination and installment payments

    By Guest DeePA, March 6, 2004
    • 1 reply
    • 2.8k views
    • 
    • BeckyMiller
    • March 12, 2004