Employee Stock Ownership Plans (ESOPs)

1,183 topics in this forum

1. If an ESOP allows stock and cash in the same participant account, can

   By Guest EddieESOP, November 4, 2000
   • 5 replies
   • 1.9k views
   • 
   • Kirk Maldonado
   • November 14, 2000

2. Non-404(k) dividends = nondeductible contributions?

   By Guest Pennysaver, August 18, 2011
   • 5 replies
   • 1.9k views
   • 
   • ESOP Guy
   • August 22, 2011

3. Excess 415 Issue -- Correction

   By HCE, July 29, 2022
   • 5 replies
   • 1.6k views
   • 
   • ESOP Guy
   • July 29, 2022

4. Black-out Sarbanes Oxley Act

   By Guest ArrowMatt, August 11, 2003
   • 5 replies
   • 2k views
   • 
   • Guest
   • September 10, 2003

5. Retiring shares

   By Belgarath, December 12, 2022
   • 5 replies
   • 1.6k views
   • 
   • Belgarath
   • December 13, 2022

6. ESOP NUA Tax rules

   By WhatsESUP, November 3, 2017   

   • esop
   • nua
   • (and 1 more)

     Tagged with:

     • esop
     • nua
     • capital gain
   • 5 replies
   • 3.1k views
   • 
   • BeckyMiller
   • November 15, 2017

7. Dividend Deductions and ADP/ACP Testing

   By Guest sandersiii, November 4, 2003
   • 5 replies
   • 1.8k views
   • 
   • QDROphile
   • November 5, 2003

8. 408(e): cash and a note?

   By Guest Hadden2001, March 12, 2002
   • 5 replies
   • 1.7k views
   • 
   • Guest
   • March 14, 2002

9. appropriate to use same valuation firm for minority ESOP shareholders

   By EGB, January 2, 2003
   • 5 replies
   • 1.9k views
   • 
   • Kirk Maldonado
   • January 6, 2003

10. Annual loan payment from annual contribution

    By dmwe, November 12, 2008
    • 5 replies
    • 1.7k views
    • 
    • BeckyMiller
    • January 5, 2009

11. ESOP Recordkeeping Software

    By Guest Robert Reynolds, January 25, 2002
    • 5 replies
    • 3.8k views
    • 
    • BeckyMiller
    • February 25, 2002

12. Diversification Percentages

    By HulaJoe, April 24, 2020
    • 5 replies
    • 1k views
    • 
    • ESOP Guy
    • April 26, 2020

13. Leveraged ESOP 2nd Loan

    By Guest JBeck, May 17, 2001
    • 5 replies
    • 2.2k views
    • 
    • RLL
    • May 22, 2001

14. ESOP Administration Fees

    By Guest EddieESOP, February 2, 2001
    • 5 replies
    • 4.2k views
    • 
    • Kirk Maldonado
    • February 8, 2001

15. American Job Creation Act and S-Corporation distributions on allocated shares to pay debt

    By Guest ESOP Guru, February 9, 2005
    • 5 replies
    • 1.7k views
    • 
    • Kirk Maldonado
    • February 11, 2005

16. S Corp ESOP

    By Guest Smokin, May 17, 2001
    • 5 replies
    • 1.9k views
    • 
    • RLL
    • May 23, 2001

17. Plan year change?

    By Belgarath, August 5, 2014
    • 5 replies
    • 3.3k views
    • 
    • ESOP Guy
    • August 6, 2014

18. Esop Audit question

    By Tax Cowboy, August 27, 2019   

    • esop
    • 5 replies
    • 1.6k views
    • 
    • Tax Cowboy
    • August 28, 2019

19. Types of ESOP distributions

    By Guest bdemalignon, April 3, 2008
    • 5 replies
    • 3.2k views
    • 
    • GMK
    • April 7, 2008

20. Nonleveraged ESOP, 409(n) question

    By JRN, February 13, 2007
    • 5 replies
    • 2.7k views
    • 
    • JRN
    • February 14, 2007

21. Questions About ESOP Early Distribution

    By Guest rkesler, January 6, 2009
    • 5 replies
    • 17.6k views
    • 
    • ESOP Guy
    • April 5, 2024

22. Is ESOP diversification election applicable to 401(k) deferrals invested in employer stock?

    By Guest Pennysaver, March 23, 2011
    • 5 replies
    • 2.5k views
    • 
    • Guest
    • March 24, 2011

23. Taxation of Stock Distribution

    By Kirk Maldonado, September 26, 2001
    • 5 replies
    • 2.3k views
    • 
    • RLL
    • September 27, 2001

24. Use of last appraisal

    By Dawn Hafner, May 10, 2002
    • 5 replies
    • 2k views
    • 
    • QDROphile
    • May 14, 2002

25. Leveraged ESOP with a mirror loan--Does the interest rate paid by the

    By Guest bobkovell, February 24, 2001
    • 5 replies
    • 5.5k views
    • 
    • BeckyMiller
    • February 26, 2001

26. Who pays for ESOP termination process?

    By Guest CJS, September 29, 2003
    • 5 replies
    • 2.8k views
    • 
    • Guest
    • October 2, 2003

27. ESOP's and Sub S Distribution windfalls

    By Guest Alan Stonewall, October 21, 2002
    • 5 replies
    • 3.5k views
    • 
    • RLL
    • October 22, 2002

28. NUA treatment...when can or should it start?

    By tghooper, December 14, 2019
    • 5 replies
    • 965 views
    • 
    • BeckyMiller
    • January 18, 2020

29. Compliance Testing

    By Jilliandiz, October 20, 2005
    • 5 replies
    • 3.6k views
    • 
    • Guest
    • September 13, 2007

30. bank under "cease and desist" order, currently maintains profit sharing plan. considering a leveraged esop or ksop.

    By Lori H, May 24, 2004
    • 5 replies
    • 2.1k views
    • 
    • BeckyMiller
    • May 27, 2004

31. Cash distributions to 4975(e) disqualified persons

    By Guest tmills, July 14, 2006
    • 4 replies
    • 2.8k views
    • 
    • QDROphile
    • March 3, 2011

32. ESOP: Segregation of accounts

    By Guest John Nelson, March 17, 2003
    • 4 replies
    • 5.6k views
    • 
    • Kirk Maldonado
    • April 18, 2003

33. Repurchase of stock

    By Guest Karen M, September 14, 2006
    • 4 replies
    • 2.7k views
    • 
    • stephen
    • September 15, 2006

34. Company stock in MP part of ESOP

    By Richard Anderson, September 23, 1999
    • 4 replies
    • 2k views
    • 
    • RLL
    • September 25, 1999

35. esops and estate planning

    By Guest Angie Horn, September 25, 1999
    • 4 replies
    • 1.7k views
    • 
    • Bruce Steiner
    • October 17, 1999

36. Terms of exempt loan - 54.4975-7(b)(13)

    By Guest Gibson, December 23, 1999
    • 4 replies
    • 1.9k views
    • 
    • RLL
    • December 27, 1999

37. "All-inclusive" ESOP publications

    By billfgrady, April 10, 2006
    • 4 replies
    • 2.2k views
    • 
    • BeckyMiller
    • April 12, 2006

38. Using a preferred class of stock for ESOP

    By Guest svatty, December 22, 1999
    • 4 replies
    • 3.7k views
    • 
    • Guest
    • January 6, 2000

39. withholding on stock options

    By Guest benefitsmom, January 24, 2006
    • 4 replies
    • 2.4k views
    • 
    • Guest
    • January 26, 2006

40. TPA conflict of interest for an ESOP

    By Guest SPollock, January 18, 2000
    • 4 replies
    • 2.2k views
    • 
    • IRC401
    • January 20, 2000

41. 100% ESOP-Owned S Corp. - Can ESOP Buy Additional Stock?

    By Yesrod5, September 21, 2015
    • 4 replies
    • 3.4k views
    • 
    • Yesrod5
    • October 30, 2015

42. company has esop - wants to grant stock options to key employees - are

    By EGB, January 24, 2000
    • 4 replies
    • 1.9k views
    • 
    • EGB
    • January 27, 2000

43. Delaying an ESOP distribution

    By Foodbuilder, May 21, 2020
    • 4 replies
    • 2.4k views
    • 
    • dmwe
    • May 22, 2020

44. ESOP Cycle 3 Pre-approved design plan

    By JHawk, June 21, 2021
    • 4 replies
    • 1.1k views
    • 
    • Belgarath
    • July 1, 2021

45. TEGE Audit of ESOP - Extending SOL ?

    By Tax Cowboy, February 16, 2019
    • 4 replies
    • 1.1k views
    • 
    • ESOP Guy
    • March 21, 2019

46. Former Employees Leaving Accounts in ESOP / Stock Buyback

    By Guest EMC, March 5, 2000
    • 4 replies
    • 2.6k views
    • 
    • RLL
    • March 8, 2000

47. suspense account considered for top heavy purposes?

    By Belgarath, April 5, 2019
    • 4 replies
    • 1.5k views
    • 
    • austin3515
    • April 9, 2019

48. Can ESOP administrators exclude a group of Individuals from participat

    By Guest kenw, March 7, 2002
    • 4 replies
    • 3.2k views
    • 
    • Guest
    • April 24, 2002

49. S Corp ESOP and Pass-Through Voting

    By JWK, March 9, 2000
    • 4 replies
    • 3.4k views
    • 
    • Kirk Maldonado
    • March 9, 2000

50. ESOPs subject to DOL participant fee disclosure requirements?

    By Guest TaxedToDeath, February 13, 2012
    • 4 replies
    • 3.6k views
    • 
    • GMK
    • February 14, 2012