Employee Stock Ownership Plans (ESOPs)

1,183 topics in this forum

1. Meaning of "substantially all" for restricting distributions of stock

   By lalaland, April 8, 2014
   • 3 replies
   • 2.7k views
   • 
   • lalaland
   • April 9, 2014

2. Adequate Consideration proposed regulations -- were they withdrawn

   By Guest Matthew Newman, January 27, 2000
   • 5 replies
   • 2.7k views
   • 
   • RLL
   • February 28, 2000

3. Can forfeited shares or forfeited cash be returned to the company and

   By John A, March 29, 2000
   • 4 replies
   • 2.7k views
   • 
   • RLL
   • July 12, 2018

4. "keyman" life insurance held by ESOP Trust

   By Guest svatty, February 2, 2000
   • 2 replies
   • 2.7k views
   • 
   • Kirk Maldonado
   • February 2, 2000

5. Funding ESOP Distributions

   By Guest sjlbenefits, July 9, 2010
   • 2 replies
   • 2.7k views
   • 
   • GMK
   • August 3, 2010

6. Stock Appreciation Rights and synthetic equity

   By Belgarath, May 28, 2014
   • 4 replies
   • 2.7k views
   • 
   • Belgarath
   • May 28, 2014

7. 1042 Exchange for Shareholders of a Target Corporation

   By RLL, May 15, 2000
   • 2 replies
   • 2.7k views
   • 
   • Kirk Maldonado
   • May 15, 2000

8. ESOPs and buy-sell agreements

   By Guest JKemp, January 12, 2001
   • 1 reply
   • 2.7k views
   • 
   • RLL
   • January 24, 2001

9. leveraged ESOP termination, loan "forgiven"

   By t.haley, October 21, 2009
   • 2 replies
   • 2.7k views
   • 
   • Guest
   • November 20, 2009

10. How are bank ESOPs affected by bank holding company rules?

    By Guest Rick Murphy, July 10, 2000
    • 1 reply
    • 2.7k views
    • 
    • RLL
    • July 10, 2000

11. Merging ESOP with Profit Sharing Plan

    By Guest Ralph, September 6, 2001
    • 2 replies
    • 2.7k views
    • 
    • Guest
    • September 7, 2001

12. ESOP - IRS filing requirements upon purchase of Company stock

    By Guest Gibson, December 27, 2000
    • 1 reply
    • 2.7k views
    • 
    • RLL
    • December 28, 2000

13. ESOP Distributions

    By Belgarath, March 8, 2012
    • 9 replies
    • 2.7k views
    • 
    • RLL
    • March 8, 2012

14. Allocation of Dividends

    By TPSreports, October 11, 2017
    • 5 replies
    • 2.7k views
    • 
    • BeckyMiller
    • October 19, 2017

15. Put options on Non-Marketable Securities

    By Guest johnpetrancosta, August 31, 2005
    • 6 replies
    • 2.7k views
    • 
    • Guest
    • September 2, 2005

16. KSOP Proxy Voting for Public Company

    By Guest EMozley, July 5, 2001
    • 8 replies
    • 2.7k views
    • 
    • Guest
    • July 6, 2001

17. Definition of qualifying employer securities for a 401(k) plan

    By Guest Anna Torti, January 4, 2001
    • 0 replies
    • 2.7k views
    • 
    • Guest
    • January 4, 2001

18. Will an ESOP interfere with a Roth ira?

    By Guest tonys, December 17, 1999
    • 1 reply
    • 2.7k views
    • 
    • Michael Devault
    • December 17, 1999

19. Repurchase of stock

    By Guest Karen M, September 14, 2006
    • 4 replies
    • 2.7k views
    • 
    • stephen
    • September 15, 2006

20. Nonleveraged ESOP, 409(n) question

    By JRN, February 13, 2007
    • 5 replies
    • 2.7k views
    • 
    • JRN
    • February 14, 2007

21. Change in Distribution Policy

    By ERISA-Bubs, March 19, 2018
    • 8 replies
    • 2.7k views
    • 
    • ERISA-Bubs
    • March 19, 2018

22. Release of shares on cash basis?

    By Belgarath, September 13, 2013
    • 7 replies
    • 2.7k views
    • 
    • Belgarath
    • September 16, 2013

23. Can former owner of co now become ESOP participant

    By Luis Miguel, July 21, 2015   

    • ESOP Owner
    • 6 replies
    • 2.7k views
    • 
    • david rigby
    • July 22, 2015

24. ESOP Loan Refinancing

    By RLL, July 15, 1999
    • 3 replies
    • 2.7k views
    • 
    • RLL
    • July 16, 1999

25. Dividends on Allocated Stock Used for Repayment of Loan

    By Guest MEvans_API, June 17, 2014   

    • dividends
    • esop
    • (and 3 more)

      Tagged with:

      • dividends
      • esop
      • allocated stock
      • loan repayment
      • allocation
    • 2 replies
    • 2.7k views
    • 
    • ESOP Guy
    • June 18, 2014

26. Loan Payments Exceed Deductibility Limit

    By Guest SRH, March 14, 2013   

    • ESOP
    • 7 replies
    • 2.7k views
    • 
    • ESOP Guy
    • March 22, 2013

27. Terminating the ESOP portion of a KSOP

    By Guest jolie1, April 6, 2005
    • 1 reply
    • 2.6k views
    • 
    • Ron Snyder
    • April 14, 2005

28. S-Corp & ESOP's

    By Guest Robert Lees, November 12, 1998
    • 6 replies
    • 2.6k views
    • 
    • Guest
    • July 25, 2002

29. Tax on Discount from Employee Share Purchase Plan

    By Guest benefitsanalyst, February 2, 2005
    • 8 replies
    • 2.6k views
    • 
    • Kirk Maldonado
    • April 3, 2005

30. HCE and Warrants

    By ESOP Guy, September 18, 2013
    • 5 replies
    • 2.6k views
    • 
    • Degrand
    • April 23, 2020

31. S Corp ESOP

    By Lori H, November 12, 2007
    • 2 replies
    • 2.6k views
    • 
    • Guest
    • November 20, 2007

32. Cafeteria Plans

    By Guest dln1151, December 1, 2005
    • 2 replies
    • 2.6k views
    • 
    • Guest
    • December 3, 2005

33. NUA with subsequnt allocation

    By stephen, April 10, 2008
    • 2 replies
    • 2.6k views
    • 
    • stephen
    • April 16, 2008

34. use of employee deferrals to repay KSOP loan

    By Guest beth beaube, July 1, 1999
    • 3 replies
    • 2.6k views
    • 
    • Guest
    • July 5, 1999

35. Are leveraged ESOPs required to issue Form 1099-INTs to former shareholders?

    By Guest AAKERISA, January 27, 2014
    • 2 replies
    • 2.6k views
    • 
    • Guest ESOP Guy Need Help
    • January 25, 2019

36. Partial ESOP Distributions

    By Guest Melissa Bale, April 12, 2000
    • 4 replies
    • 2.6k views
    • 
    • Kirk Maldonado
    • April 12, 2000

37. 415 annual additions

    By 7806akp, September 13, 2011
    • 4 replies
    • 2.6k views
    • 
    • 7806akp
    • September 14, 2011

38. Rules governing timing of ESOP contributions

    By Guest Daniel Fisher, May 22, 2000
    • 1 reply
    • 2.6k views
    • 
    • RLL
    • May 23, 2000

39. 1042 Transaction: Failure to timely file Statement of Election

    By Guest John Nelson, April 26, 2001
    • 2 replies
    • 2.6k views
    • 
    • Guest
    • April 27, 2001

40. ESOP RIGHTS / UNDER VALUED

    By HELPPLS, April 7, 2020
    • 8 replies
    • 2.6k views
    • 
    • HELPPLS
    • April 20, 2020

41. ESOPs

    By Guest jcr, February 25, 2002
    • 10 replies
    • 2.6k views
    • 
    • Guest
    • March 1, 2002

42. S-corp ESOP, non-allocation year consequences

    By Belgarath, March 26, 2013
    • 2 replies
    • 2.6k views
    • 
    • ESOP Guy
    • March 27, 2013

43. ESOP allocation and employees on military leave

    By tghooper, February 10, 2016
    • 6 replies
    • 2.6k views
    • 
    • QDROphile
    • February 10, 2016

44. ESOP DISTRIBUTION 1099-R OR 1099-INT?

    By Guest LAURIE IBARRA, February 15, 2000
    • 1 reply
    • 2.6k views
    • 
    • RLL
    • February 28, 2000

45. 401(k)/Profit Sharing funds "transferred" to ESOP

    By Belgarath, July 23, 2002
    • 3 replies
    • 2.6k views
    • 
    • Kirk Maldonado
    • July 23, 2002

46. 409(p) and 318(a)

    By Guest tmills, June 16, 2006
    • 3 replies
    • 2.6k views
    • 
    • KJohnson
    • June 23, 2006

47. Automatic Cash Out in ESOP

    By Guest jolie1, January 24, 2008
    • 2 replies
    • 2.6k views
    • 
    • QDROphile
    • January 24, 2008

48. ESOPs and Controlled Groups

    By JustMe, December 7, 2020
    • 10 replies
    • 2.6k views
    • 
    • Luke Bailey
    • December 11, 2020

49. Custodian of stock certificates

    By Guest ladycpa, October 8, 2003
    • 2 replies
    • 2.6k views
    • 
    • QDROphile
    • October 8, 2003

50. Former Employees Leaving Accounts in ESOP / Stock Buyback

    By Guest EMC, March 5, 2000
    • 4 replies
    • 2.6k views
    • 
    • RLL
    • March 8, 2000