Employee Stock Ownership Plans (ESOPs)

1,183 topics in this forum

1. elimination of cash option

   By LIBERTYKID, November 26, 2008
   • 7 replies
   • 2.2k views
   • 
   • RLL
   • December 3, 2008

2. Safe harbor matching contribution in the ESOP (not a KSOP)

   By Marcus R Piquet, March 3, 2015
   • 2 replies
   • 2.2k views
   • 
   • Marcus R Piquet
   • March 4, 2015

3. feasibility study fees

   By Dawn Hafner, November 23, 1999
   • 1 reply
   • 2.2k views
   • 
   • RLL
   • November 23, 1999

4. Diversification Transfer to a 401(k) plan.

   By Guest, March 21, 2001
   • 1 reply
   • 2.2k views
   • 
   • Guest
   • March 21, 2001

5. ESOP Record Keepers?

   By Asire, November 2, 2017
   • 3 replies
   • 2.2k views
   • 
   • BeckyMiller
   • November 15, 2017

6. s corp esop

   By Guest mbrand, May 24, 2005
   • 3 replies
   • 2.2k views
   • 
   • Guest
   • May 26, 2005

7. TPA conflict of interest for an ESOP

   By Guest SPollock, January 18, 2000
   • 4 replies
   • 2.2k views
   • 
   • IRC401
   • January 20, 2000

8. what happens when the loan is paid off?

   By Guest dmj1998, October 8, 2001
   • 6 replies
   • 2.2k views
   • 
   • RLL
   • November 2, 2001

9. ESOP owns 96% of company's stock; individual who owns the other 4% is

   By stephen, November 30, 2000
   • 4 replies
   • 2.2k views
   • 
   • BeckyMiller
   • December 19, 2000

10. Other investment account question

    By Carla G., May 11, 2020
    • 3 replies
    • 2.2k views
    • 
    • Carla G.
    • June 21, 2020

11. UAL Corporation Employee Stock Ownership Plan

    By Guest Edward McElroy, February 4, 2002
    • 1 reply
    • 2.2k views
    • 
    • QDROphile
    • February 4, 2002

12. Voting rights and sale of stock

    By smm, March 6, 2001
    • 1 reply
    • 2.2k views
    • 
    • RLL
    • March 6, 2001

13. Leveraged ESOP 2nd Loan

    By Guest JBeck, May 17, 2001
    • 5 replies
    • 2.2k views
    • 
    • RLL
    • May 22, 2001

14. company sale and KSOP

    By eilano, July 21, 2004
    • 6 replies
    • 2.2k views
    • 
    • mbozek
    • July 22, 2004

15. Conversion from C corp to S corp - ESOP Amendments?

    By Scott, February 24, 2005
    • 2 replies
    • 2.2k views
    • 
    • BeckyMiller
    • March 8, 2005

16. Dividends used to pay ESOP loan

    By Guest John Nelson, March 11, 2008
    • 0 replies
    • 2.2k views
    • 
    • Guest
    • March 11, 2008

17. Notification Required under ESOP Diversification Rules

    By Guest Edward McElroy, December 14, 2004
    • 2 replies
    • 2.2k views
    • 
    • BeckyMiller
    • December 23, 2004

18. Right to Demand Distribution in Stock

    By Scott, September 8, 1999
    • 1 reply
    • 2.2k views
    • 
    • RLL
    • September 8, 1999

19. 20 Year Loan at 0% interest?

    By stephen, April 10, 2003
    • 7 replies
    • 2.2k views
    • 
    • RLL
    • April 17, 2003

20. laws, rules or guidelines for payment of earned and acrued ESOP funds to terminated employees

    By Guest YI3KITY5ALS2, January 28, 2005
    • 1 reply
    • 2.2k views
    • 
    • stephen
    • January 28, 2005

21. ESOP & non-ESOP adp/acp testing aggregation?

    By jaemmons, January 21, 2005
    • 1 reply
    • 2.2k views
    • 
    • MWeddell
    • January 25, 2005

22. Stock Dividend in KSOP

    By nancy, March 18, 2003
    • 1 reply
    • 2.2k views
    • 
    • QDROphile
    • March 18, 2003

23. Dormant ESOP with a vesting schedule

    By kwalified, August 21, 2013   

    • Need to fully vest?
    • 3 replies
    • 2.2k views
    • 
    • GMK
    • August 21, 2013

24. Diversification - minimum amount

    By Guest oxdougw, July 20, 2005
    • 3 replies
    • 2.2k views
    • 
    • Kirk Maldonado
    • August 17, 2005

25. Confused about "Within One Taxable Year"

    By ERISAatty, September 28, 2009
    • 6 replies
    • 2.2k views
    • 
    • Guest
    • October 5, 2009

26. Allocation of 1042 Shares

    By Guest rcm, January 22, 1999
    • 3 replies
    • 2.2k views
    • 
    • Guest
    • May 26, 1999

27. ESOP IRS Determination Letter

    By A Shot in the Dark, November 2, 2011
    • 4 replies
    • 2.2k views
    • 
    • ESOP Guy
    • November 3, 2011

28. Prohibited Transaction Concern

    By Guest Dash02, December 20, 2005
    • 0 replies
    • 2.2k views
    • 
    • Guest
    • December 20, 2005

29. Dividend deduction admin considerations

    By Guest PAL100759, July 19, 2001
    • 3 replies
    • 2.2k views
    • 
    • RLL
    • July 26, 2001

30. ESOPs and Bankruptcy

    By Guest JoeM, May 6, 2004
    • 2 replies
    • 2.2k views
    • 
    • BeckyMiller
    • May 7, 2004

31. Notification Requirements.

    By Guest JBDixon, June 29, 1999
    • 6 replies
    • 2.2k views
    • 
    • Guest
    • July 15, 1999

32. Phantom Stock Plan--ERISA Plan?

    By sloble@crowleyfleck.com, July 20, 2004
    • 0 replies
    • 2.2k views
    • 
    • sloble@crowleyfleck.com
    • July 20, 2004

33. Determination of ownership percentage

    By Guest gcrechale, April 7, 1999
    • 2 replies
    • 2.2k views
    • 
    • Guest
    • April 7, 1999

34. ESOP to P/S

    By Guest Lucy, March 15, 1999
    • 1 reply
    • 2.2k views
    • 
    • Guest
    • March 18, 1999

35. Shares sold to ESOP subject to a buyback provision or a voting trust so that seller can maintain control

    By Guest ladycpa, March 22, 2005
    • 4 replies
    • 2.2k views
    • 
    • Guest
    • March 30, 2005

36. Best distribution option for a company that does not have enough cash to pay

    By Guest sugar daddy, May 2, 2011
    • 11 replies
    • 2.2k views
    • 
    • Guest
    • May 4, 2011

37. Put Option

    By nancy, June 6, 2003
    • 1 reply
    • 2.2k views
    • 
    • RLL
    • June 6, 2003

38. Looking for a Model KSOP document

    By Guest EMC, March 28, 2000
    • 5 replies
    • 2.1k views
    • 
    • RLL
    • April 12, 2000

39. bank under "cease and desist" order, currently maintains profit sharing plan. considering a leveraged esop or ksop.

    By Lori H, May 24, 2004
    • 5 replies
    • 2.1k views
    • 
    • BeckyMiller
    • May 27, 2004

40. Insiders as Fiduciaries

    By Guest djsimonetti, January 12, 1999
    • 0 replies
    • 2.1k views
    • 
    • Guest
    • January 12, 1999

41. ESOP dividends

    By Guest JMN, May 23, 2011
    • 3 replies
    • 2.1k views
    • 
    • RLL
    • May 23, 2011

42. 401(k) plan - amended to take 404(k) dividend deduction.

    By Guest jvanheyde, November 15, 2002
    • 2 replies
    • 2.1k views
    • 
    • david rigby
    • November 16, 2002

43. Trustee Liability and ESOPS

    By Guest SSCARO, June 10, 1999
    • 1 reply
    • 2.1k views
    • 
    • Kirk Maldonado
    • June 11, 1999

44. Application of Section 423 when no discount in ESPP

    By Guest AEA, February 15, 2005
    • 3 replies
    • 2.1k views
    • 
    • E as in ERISA
    • February 15, 2005

45. employee negotiating ESOP

    By Guest spanish prisoner, February 3, 1999
    • 2 replies
    • 2.1k views
    • 
    • Guest
    • February 4, 1999

46. ESOP Contributions after year end

    By Guest AG, February 5, 2000
    • 3 replies
    • 2.1k views
    • 
    • RLL
    • February 28, 2000

47. ESOP software

    By Guest Karens, March 7, 2003
    • 2 replies
    • 2.1k views
    • 
    • Guest
    • March 18, 2003

48. Retiring - Are ESOP shares undervalued?

    By I need help, September 24, 2019   

    • esop
    • valuation
    • (and 1 more)

      Tagged with:

      • esop
      • valuation
      • fiduciary
    • 10 replies
    • 2.1k views
    • 
    • Luke Bailey
    • September 25, 2019

49. Diversification when share value/allocation done after 6/30

    By Guest crosseyetester, January 31, 2007
    • 7 replies
    • 2.1k views
    • 
    • Guest
    • June 6, 2007

50. ESOP tax deduction for leveraged plan

    By Guest DAVID STOVALL, June 8, 2002
    • 1 reply
    • 2.1k views
    • 
    • RLL
    • June 8, 2002