Mergers and Acquisitions

408 topics in this forum

1. Protected Benefit - In-service provision

   By Guest M. Martin, December 17, 2012
   • 5 replies
   • 3.2k views
   • 
   • Kevin C
   • December 18, 2012

2. plan sponsor is purchased, how to treat participating employer

   By WCC, July 11, 2013
   • 5 replies
   • 3.1k views
   • 
   • QDROphile
   • July 12, 2013

3. Can a SIMPLE IRA be merged into a 401(k)

   By Vlad401k, March 2, 2017
   • 5 replies
   • 3.6k views
   • 
   • Vlad401k
   • March 6, 2017

4. Surrender charges on insurance contracts

   By Guest TortoraG, March 26, 1999
   • 5 replies
   • 2.7k views
   • 
   • Guest
   • April 15, 1999

5. Eligibility for employees transferred to company due to asset purchase

   By Guest Sara H, June 15, 2001
   • 5 replies
   • 2.3k views
   • 
   • Medusa
   • June 15, 2001

6. What to do about the plan number

   By Lori Friedman, May 30, 2006
   • 5 replies
   • 2.4k views
   • 
   • E as in ERISA
   • June 1, 2006

7. 3 Entities 3 Plans want to merge

   By AmyETPA, February 5
   • 5 replies
   • 902 views
   • 
   • david rigby
   • February 7

8. Force-outs concurrent with (sudden M&A) Plan Termination

   By 401QUE, March 12, 2013   

   • Vesting
   • Plan Termination
   • (and 2 more)

     Tagged with:

     • Vesting
     • Plan Termination
     • Force-out distribution
     • forfeiture reversal
   • 5 replies
   • 3.3k views
   • 
   • 401QUE
   • March 13, 2013

9. Restating a MPPP into a PSP

   By Moe Howard, December 18, 2002
   • 5 replies
   • 1.9k views
   • 
   • mbozek
   • December 30, 2002

10. Asset Acquisition

    By Guest PJTEN, February 21, 2007
    • 5 replies
    • 3.3k views
    • 
    • jpod
    • February 22, 2007

11. Merger Mechanics

    By Guest KLCarter, February 15, 2006
    • 4 replies
    • 3.7k views
    • 
    • QDROphile
    • February 16, 2006

12. plan termination in a Control Group situation

    By cpc0506, May 19, 2014
    • 4 replies
    • 1.7k views
    • 
    • cpc0506
    • May 19, 2014

13. Forced Company Sale

    By Below Ground, October 10, 2011
    • 4 replies
    • 1.6k views
    • 
    • Guest
    • August 28, 2012

14. Merger with SIMPLE and 401(k) plans

    By K2retire, May 3, 2013
    • 4 replies
    • 2.8k views
    • 
    • Belgarath
    • June 28, 2017

15. Transfer of Assets and Liabilities from Money Purchase Plan to SEP

    By rew, July 29, 2015
    • 4 replies
    • 1.2k views
    • 
    • My 2 cents
    • July 29, 2015

16. Statutory Merger

    By Guest nbs, June 26, 2002
    • 4 replies
    • 3.6k views
    • 
    • KJohnson
    • June 26, 2002

17. Plan Merger Following Acquisition and Service Credit

    By ERISA Biker, May 19, 2017
    • 4 replies
    • 2.9k views
    • 
    • Brian4
    • May 24, 2017

18. Loan from Affiliated member 401(k) plan

    By Guest Silver, August 16, 2007
    • 4 replies
    • 2.7k views
    • 
    • Guest
    • August 17, 2007

19. HCE after merger

    By Nancy D, December 17, 2018
    • 4 replies
    • 5.8k views
    • 
    • Below Ground
    • February 28, 2019

20. Stock Purchase - Termination of a plan

    By Guest 401kbee, February 1, 2007
    • 4 replies
    • 4.4k views
    • 
    • Guest
    • February 6, 2007

21. Stock acquisition...

    By Guest RONNIE WASEL, April 27, 2003
    • 4 replies
    • 2.2k views
    • 
    • GBurns
    • May 8, 2003

22. Unfamiliar Territory - the merger of 3 companies into one - each with a plan

    By HarleyBabe, December 22, 2021
    • 4 replies
    • 897 views
    • 
    • Luke Bailey
    • December 22, 2021

23. Providing Credit for Service for Selective Purposes

    By 401 Chaos, September 7, 2012
    • 4 replies
    • 1.6k views
    • 
    • 401 Chaos
    • September 12, 2012

24. Bank Holding Company Acquisiiton

    By Guest TCP, September 18, 2006
    • 4 replies
    • 3.4k views
    • 
    • Guest
    • September 20, 2006

25. A buys "No-plan" B in asset sale. A has 401(k) plan

    By Florida1, June 30, 2016   

    • mergers and acquisitions
    • 401(k) Plans
    • (and 2 more)

      Tagged with:

      • mergers and acquisitions
      • 401(k) Plans
      • Plan Document Amendments
      • eligibility
    • 4 replies
    • 1.3k views
    • 
    • Florida1
    • July 1, 2016

26. Articles Re Benefits Issues in Spin-Off Transactions?

    By Guest CMC, July 26, 2006
    • 4 replies
    • 2.4k views
    • 
    • smm
    • July 27, 2006

27. 100% vesting for a reduction in force (not a partial term.)

    By Guest Iwonder, September 15, 2011
    • 4 replies
    • 3.1k views
    • 
    • 401 Chaos
    • October 29, 2021

28. Merging SH Plan with Non SH Plan

    By TPA Bob, February 20, 2018   

    • merger
    • safe harbor plan
    • 4 replies
    • 3.8k views
    • 
    • TPA Bob
    • February 23, 2018

29. ADP Testing (can we test acquired EEs separately)

    By pookah, November 3, 2014   

    • adp
    • otherwise excludible
    • (and 1 more)

      Tagged with:

      • adp
      • otherwise excludible
      • imputed service
    • 4 replies
    • 2.1k views
    • 
    • Peter Gulia
    • November 4, 2014

30. Company A assumes sponsorship of plan sponsored by Company B

    By Guest Grumpy456, July 24, 2008
    • 4 replies
    • 2.3k views
    • 
    • Mike Preston
    • July 30, 2008

31. Change of Salary after Acquisition

    By Guest soldout, June 30, 2008
    • 4 replies
    • 20.7k views
    • 
    • Guest
    • July 2, 2008

32. General Question about Merger

    By jkharvey, September 24, 2003
    • 4 replies
    • 4.4k views
    • 
    • Alf
    • November 5, 2003

33. Loan for Terminated Plan

    By DGiii, April 28, 2015
    • 4 replies
    • 1.9k views
    • 
    • QDROphile
    • April 28, 2015

34. Stock Acquisition - Aligning HCE Definition

    By Catch22PGM, March 19, 2020
    • 4 replies
    • 3.1k views
    • 
    • Catch22PGM
    • March 25, 2020

35. Effect of Plan Merger on Beneficiary Designations

    By Tot, August 8, 2018
    • 4 replies
    • 1.6k views
    • 
    • Luke Bailey
    • August 9, 2018

36. Transition Rule

    By Guest Golden401k, March 6, 2013
    • 4 replies
    • 3.9k views
    • 
    • MWeddell
    • March 18, 2013

37. 401(k) Plan as a Party to Sale Agreement?

    By kmhaab, March 23, 2022
    • 4 replies
    • 1.5k views
    • 
    • EBECatty
    • April 5, 2022

38. BENEFITS Due Ex-Wife in by-laws of June20,1989 after death of Husband?

    By Guest BDivocee, May 6, 1999
    • 4 replies
    • 2.4k views
    • 
    • Guest
    • May 7, 1999

39. Vesting Schedules for Merged Plans

    By leesuh12, November 20, 2017
    • 4 replies
    • 2.9k views
    • 
    • Luke Bailey
    • November 22, 2017

40. assuming plan sponsorship

    By Guest ERISAQuestioner, July 6, 2009
    • 4 replies
    • 2.3k views
    • 
    • Guest
    • July 6, 2009

41. Employee terms and goes to work for the other division

    By pensionnube, November 17, 2014   

    • Control group term
    • 4 replies
    • 2.4k views
    • 
    • K2retire
    • November 18, 2014

42. Can You Split a Loan Before Rollover to New 401(k) Plan

    By rocknrolls2, February 3, 2009
    • 4 replies
    • 2.3k views
    • 
    • JanetM
    • February 4, 2009

43. Dental practice "sold"

    By pmacduff, January 4, 2023
    • 4 replies
    • 1.1k views
    • 
    • Always Complicated
    • January 6, 2023

44. 410(b)(6) transition rule

    By jpod, March 20, 2015
    • 4 replies
    • 6.8k views
    • 
    • John Feldt ERPA CPC QPA
    • March 20, 2015

45. Tx bonus paid by Seller in carve-out

    By cbassociate2017, December 6, 2018   

    • payroll
    • bonus
    • (and 3 more)

      Tagged with:

      • payroll
      • bonus
      • retention
      • transaction bonus
      • withholding
    • 3 replies
    • 1.2k views
    • 
    • jpod
    • December 6, 2018

46. Merging 401(k) plans with different limitation years.

    By traveler, May 4, 2001
    • 3 replies
    • 2.8k views
    • 
    • Wessex
    • May 9, 2001

47. termination of plan after acquisition

    By WCC, January 7, 2016
    • 3 replies
    • 2.8k views
    • 
    • Laurence Oman
    • January 27, 2016

48. Transition Rule

    By Randy Watson, August 15, 2006
    • 3 replies
    • 3.4k views
    • 
    • jpod
    • August 15, 2006

49. Merge 401(k) trusts later than designated plan merger date?

    By kmhaab, November 16, 2022
    • 3 replies
    • 1.4k views
    • 
    • Luke Bailey
    • November 18, 2022

50. Participating Employer Sold

    By coleboy, September 18, 2015
    • 3 replies
    • 2.8k views
    • 
    • coleboy
    • September 22, 2015