Form 5500

3,277 topics in this forum

1. Participant count and Schedule I

   By BG5150, August 14, 2009
   • 4 replies
   • 1.6k views
   • 
   • pmacduff
   • August 14, 2009

2. Participant count for 5500 form - welfare benefit plan

   By Belgarath, February 15, 2013
   • 6 replies
   • 6.7k views
   • 
   • Bill Presson
   • July 26, 2013

3. Participant count for a new plan on 5500 form

   By Jakyasar, June 4, 2021
   • 8 replies
   • 1.3k views
   • 
   • Belgarath
   • June 9, 2021

4. Participant count for frozen 401(k) plan?

   By John A, August 31, 2001
   • 1 reply
   • 2.2k views
   • 
   • Guest
   • September 5, 2001

5. Participant count for new plans at beginning of year

   By pbarrett, July 17, 2000
   • 2 replies
   • 4.2k views
   • 
   • Guest
   • July 18, 2000

6. Participant count for terminated 401(k) plan

   By jkharvey, December 9, 2015
   • 4 replies
   • 1.7k views
   • 
   • Bill Presson
   • December 10, 2015

7. Participant Count on Form 5500

   By msmith, May 7, 2012
   • 2 replies
   • 1.3k views
   • 
   • ETA Consulting LLC
   • May 8, 2012

8. Participant Count on Form 5500 Considering new Excluded Class of Employees

   By RPP2001, April 1, 2014
   • 7 replies
   • 3.7k views
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   • AmyR
   • June 17, 2014

9. Participant Count Question

   By Guest rachd, April 13, 2004
   • 1 reply
   • 1.3k views
   • 
   • WDIK
   • April 13, 2004

10. Participant count question

    By gle318612, September 5, 2008
    • 5 replies
    • 3.5k views
    • 
    • John Feldt ERPA CPC QPA
    • September 14, 2009

11. Participant Count Terminated Plan

    By sam2012, June 5, 2016   

    • 5500 count
    • 4 replies
    • 2.9k views
    • 
    • My 2 cents
    • June 6, 2016

12. Participant Count, Small Balances

    By R. Butler, August 8, 2013
    • 3 replies
    • 1.2k views
    • 
    • ESOP Guy
    • August 8, 2013

13. Participant Counts for 2023 5500s--Eligible Employees WIthout Balances

    By EPCRSGuru, April 28, 2024
    • 4 replies
    • 1.3k views
    • 
    • pmacduff
    • September 27, 2024

14. Participant Directed Brokerage Accounts

    By Guest lforesz, May 15, 2002
    • 6 replies
    • 3.7k views
    • 
    • Guest
    • May 31, 2002

15. Participant Disclosure of Plan Audit

    By kocak, June 14, 2005
    • 2 replies
    • 1.3k views
    • 
    • david rigby
    • June 14, 2005

16. Participant Distribution of SAR Required for DVFC Program?

    By Guest cease, January 9, 2004
    • 1 reply
    • 1.1k views
    • 
    • Guest
    • January 15, 2004

17. Participant requests a copy of the full annual report; should we just

    By Guest CGBS, December 7, 2000
    • 4 replies
    • 1.8k views
    • 
    • Kristina
    • December 8, 2000

18. Participants reported with a Code A, then reported as a D, then payments cease before final pay out

    By buckaroo, October 26, 2018
    • 7 replies
    • 1.6k views
    • 
    • Bird
    • November 19, 2018

19. Participants with an Account Balance

    By Archimage, February 25, 2019
    • 8 replies
    • 2.8k views
    • 
    • ESOP Guy
    • February 26, 2019

20. Participating Employer Filing 5500 Instead of Trust

    By 5500Nerd, May 7, 2018
    • 2 replies
    • 744 views
    • 
    • 5500Nerd
    • May 24, 2018

21. Past 5500 filings

    By Larry Grudzien, August 4, 2025
    • 5 replies
    • 2.3k views
    • 
    • fmsinc
    • August 6, 2025

22. Paying DFVC Fee

    By K-t-F, January 12, 2022
    • 4 replies
    • 707 views
    • 
    • K-t-F
    • January 12, 2022

23. Paying the DFVCP Fee - Electronically

    By DPSRich, September 28, 2023
    • 2 replies
    • 1.3k views
    • 
    • DPSRich
    • September 29, 2023

24. Payment for delinquent filing of Form 5500-EZ

    By cathyw, February 21, 2017
    • 0 replies
    • 444 views
    • 
    • cathyw
    • February 21, 2017
25. PBGC missed contribution reporting

    Topic was moved to forum Defined Benefit Plans, Including Cash Balance

26. PDF versions of Pre-1999 Form 5500 and Instructions

    By Guest Fred Benefits, August 29, 2000
    • 7 replies
    • 2.2k views
    • 
    • Guest
    • August 29, 2000

27. Penalty abatement

    By Bird, October 24, 2019
    • 5 replies
    • 1.7k views
    • 
    • Bird
    • October 28, 2019

28. penalty for failure to include an audit?

    By K2retire, October 2, 2012
    • 2 replies
    • 1.9k views
    • 
    • chc93
    • October 3, 2012

29. Penalty for Filing Exempt Form 5500-EZ After Deadline

    By WDIK, July 27, 2022
    • 14 replies
    • 2.4k views
    • 
    • Luke Bailey
    • July 2, 2024

30. Penalty for late filing

    By Guest Ray Williams, July 8, 2000
    • 1 reply
    • 2.5k views
    • 
    • Guest
    • July 28, 2000

31. Penalty for late filing - Form 8955

    By QNPG, January 24, 2012
    • 2 replies
    • 1.8k views
    • 
    • QNPG
    • January 27, 2012

32. Penalty for not having fidelity bond?

    By BG5150, August 22, 2006
    • 13 replies
    • 13.4k views
    • 
    • david rigby
    • March 12, 2013

33. Pension benefits codes (5500 Q8a) -- Profit Sharing Plan w/412(i)

    By Guest 2stressed, July 19, 2004
    • 2 replies
    • 1.5k views
    • 
    • Blinky the 3-eyed Fish
    • July 26, 2004

34. Pension Code 3C

    By Guest Boilerburm1, May 17, 2007
    • 4 replies
    • 2.1k views
    • 
    • JanetM
    • May 17, 2007

35. Pension Feature Codes 8a - timing?

    By justbsur, September 3, 2008
    • 1 reply
    • 1.3k views
    • 
    • J Simmons
    • September 3, 2008

36. Pension Feature codes, Form 5500

    By Guest jusducki, June 2, 2004
    • 3 replies
    • 2.3k views
    • 
    • JanetM
    • June 2, 2004

37. PEO and open MEP?

    By cdavis25, January 29, 2014
    • 5 replies
    • 4.4k views
    • 
    • Guest
    • May 15, 2014

38. PEO sets up a plan as a leasing organization with 25 adopting employers

    By katieinny, November 15, 2006
    • 3 replies
    • 1.5k views
    • 
    • katieinny
    • December 12, 2006

39. PEO, but employers are not related

    By John Feldt ERPA CPC QPA, July 5, 2012
    • 0 replies
    • 1.4k views
    • 
    • John Feldt ERPA CPC QPA
    • July 5, 2012

40. PFML Reported in Form 5500

    By 5500Nerd, May 16, 2023
    • 2 replies
    • 782 views
    • 
    • 5500Nerd
    • May 17, 2023

41. Pharmacy rebates

    By JWK, June 7, 2008
    • 0 replies
    • 1.3k views
    • 
    • JWK
    • June 7, 2008

42. Plan Administrator signed 5500 form electronically

    By Belgarath, March 27, 2020
    • 2 replies
    • 1k views
    • 
    • Belgarath
    • March 30, 2020

43. plan applied vesting schedule to match in error.

    By maverick, October 10, 2002
    • 1 reply
    • 1.2k views
    • 
    • maverick
    • October 14, 2002

44. Plan assets over $100k

    By Guest taxmanrog, August 5, 2010
    • 1 reply
    • 1k views
    • 
    • Bird
    • August 6, 2010

45. plan audit

    By Guest Dan Shea, November 17, 2011
    • 17 replies
    • 3.2k views
    • 
    • Kevin C
    • November 18, 2011

46. Plan Audit Question

    By bzorc, April 16, 2021
    • 3 replies
    • 839 views
    • 
    • Bob the Swimmer
    • April 16, 2021

47. Plan Audit: failure to file, now caught

    By Guest BWORC, August 12, 2008
    • 2 replies
    • 1.6k views
    • 
    • Guest
    • August 18, 2008

48. Plan Audits - uncooperative CPA firms

    By Guest J. David Wright, October 3, 2002
    • 6 replies
    • 2.6k views
    • 
    • E as in ERISA
    • October 4, 2002

49. Plan Characteristic Code 2A

    By 401_noob, May 1, 2018   

    • 5500
    • 5 replies
    • 1.8k views
    • 
    • 401_noob
    • May 2, 2018

50. Plan Characteristic Codes

    By jkharvey, June 28, 2011
    • 0 replies
    • 1k views
    • 
    • jkharvey
    • June 28, 2011