Investment Issues (Including Self-Directed)

560 topics in this forum

1. Investment Advice for Individual Participants ... from Plan Investment Advisor

   By Lois Baker, May 27, 2025
   • 3 replies
   • 696 views
   • 
   • Peter Gulia
   • May 28, 2025

2. Prohibited Transaction

   By JustMe, June 26, 2020
   • 1 reply
   • 678 views
   • 
   • JustMe
   • June 26, 2020

3. Bank Participation Loans

   By susieQ, December 7, 2021
   • 2 replies
   • 675 views
   • 
   • susieQ
   • December 10, 2021

4. Is it difficult to implement an automatic-contribution arrangement for a brokerage-window-only plan?

   By Peter Gulia, September 24, 2024
   • 4 replies
   • 643 views
   • 
   • Gina Alsdorf
   • September 24, 2024

5. Do you like TIAA’s Target Date Plus model portfolios?

   By Peter Gulia, April 2, 2024   

   • tiaa
   • 0 replies
   • 624 views
   • 
   • Peter Gulia
   • April 2, 2024

6. Which investments used for retirement plans have withdrawal restrictions or exit charges?

   By Peter Gulia, June 30, 2025
   • 9 replies
   • 607 views
   • 
   • CuseFan
   • July 2, 2025

7. How do participants get managed-account documents?

   By Peter Gulia, June 9, 2022
   • 0 replies
   • 541 views
   • 
   • Peter Gulia
   • June 9, 2022

8. Rent Payments From Trust Investments

   By Below Ground, August 7, 2025
   • 4 replies
   • 313 views
   • 
   • Below Ground
   • August 8, 2025

9. 408(b)(17) service provider exemption - are directed trustees considered "fiduciaries"

   By M_2015, August 4, 2025
   • 1 reply
   • 254 views
   • 
   • Peter Gulia
   • August 5, 2025

10. Defined benefit plans - borrowing

    By M_2015, August 7, 2025
    • 0 replies
    • 172 views
    • 
    • M_2015
    • August 7, 2025