Investment Issues (Including Self-Directed)

560 topics in this forum

1. Daily Recordkeeper Search

   By Jean, February 9, 2000
   • 2 replies
   • 2.1k views
   • 
   • bzorc
   • February 10, 2000

2. Prefunded Money Purchase Contribution

   By Guest Grumpy456, November 4, 2008
   • 13 replies
   • 2.1k views
   • 
   • Bird
   • November 6, 2008

3. How do you allocate the interest (or "float") from instituti

   By John A, February 23, 2001
   • 2 replies
   • 2.1k views
   • 
   • Guest
   • April 2, 2001

4. Are forfeitures released and are earnings calculated when matching con

   By John A, March 10, 2000
   • 1 reply
   • 2.1k views
   • 
   • Guest
   • March 29, 2000

5. What is the best daily valuation system available?

   By Guest EMozley, September 8, 2000
   • 1 reply
   • 2.1k views
   • 
   • Guest
   • September 11, 2000

6. Downloading investment values

   By Guest Stacey L Miller, April 17, 2000
   • 1 reply
   • 2.1k views
   • 
   • Guest
   • April 18, 2000

7. Unrelated business income (from a limited partnership)... Is a Form 99

   By Moe Howard, October 31, 2000
   • 0 replies
   • 2.1k views
   • 
   • Moe Howard
   • October 31, 2000

8. Merger/Acquisitions - tax withholdings

   By Guest KGonsalves, September 15, 1999
   • 0 replies
   • 2.1k views
   • 
   • Guest
   • September 15, 1999

9. Investing with Margin

   By Guest tedmunice, June 11, 2012
   • 1 reply
   • 2.1k views
   • 
   • ESOP Guy
   • June 11, 2012

10. Blue Sky Law

    By Guest deankr, May 23, 2006
    • 2 replies
    • 2.1k views
    • 
    • Guest
    • May 24, 2006

11. Providing a prospectus as required under 404(c)

    By katieinny, October 3, 2006
    • 1 reply
    • 2.1k views
    • 
    • Jon Chambers
    • October 17, 2006

12. Do you show a money-market fund's seven-day yield?

    By Peter Gulia, December 6, 2016   

    • 404a-5
    • 4 replies
    • 2.1k views
    • 
    • My 2 cents
    • December 7, 2016

13. Are "calls" permissible plan investments?

    By Guest schneiderdowns, January 28, 2004
    • 2 replies
    • 2.1k views
    • 
    • Kirk Maldonado
    • January 29, 2004

14. When is the prior custodian required to send the money to the new custodian?

    By Guest chris4013, September 13, 2004
    • 1 reply
    • 2.1k views
    • 
    • rlb64
    • September 16, 2004

15. Loan and UBTI

    By cathyw, November 13, 2019
    • 6 replies
    • 2.1k views
    • 
    • Luke Bailey
    • November 15, 2019

16. unrestricted investment options

    By Guest jmlumpkin, October 12, 2005
    • 4 replies
    • 2.1k views
    • 
    • mbozek
    • October 13, 2005

17. Silver Boullions in Earmarked 401(k) Acct?

    By Guest notapensiongeek, April 21, 2006
    • 1 reply
    • 2.1k views
    • 
    • Guest
    • May 2, 2006

18. Harris Trust court case - what is it, what does it say?

    By SMB, April 2, 2001
    • 1 reply
    • 2.1k views
    • 
    • Jon Chambers
    • April 2, 2001

19. Loans as Pooled Investments

    By Dougsbpc, December 26, 2002
    • 2 replies
    • 2.1k views
    • 
    • Dougsbpc
    • December 27, 2002

20. Can a Plan's Trustee Force Sale of Asset in Segregated Account?

    By RestAssured, May 6, 2015   

    • force sale
    • segregated account
    • 14 replies
    • 2.1k views
    • 
    • RestAssured
    • May 11, 2015

21. Individual Directed Accounts

    By Guest Alison Hetrick, July 1, 2000
    • 2 replies
    • 2.1k views
    • 
    • Guest
    • July 6, 2000

22. Limited Partnership Setting Up Retirement Plan

    By Guest KBuehler, October 25, 2005
    • 0 replies
    • 2.1k views
    • 
    • Guest
    • October 25, 2005

23. An investment is available only to people with high net worth

    By katieinny, December 6, 2007
    • 9 replies
    • 2.1k views
    • 
    • pmacduff
    • December 10, 2007

24. Investment in IPO's

    By bzorc, May 14, 2012
    • 10 replies
    • 2.1k views
    • 
    • mbozek
    • May 24, 2012

25. Purchasing a LLC interest.

    By Guest mab, April 26, 2004
    • 3 replies
    • 2k views
    • 
    • Guest
    • April 26, 2004

26. Real Estate Valuation

    By Guest DTromb, May 31, 2006
    • 5 replies
    • 2k views
    • 
    • SoCalActuary
    • May 31, 2006

27. Definition of "assests under management" for QPAM Exemption

    By Guest JRERISA, June 19, 2009
    • 0 replies
    • 2k views
    • 
    • Guest
    • June 19, 2009

28. QDIA and Target Date Funds

    By Guest lgm, January 29, 2008
    • 1 reply
    • 2k views
    • 
    • masteff
    • January 29, 2008

29. IRA (or DBP?) Investment in Company Where Owner is on Advisory Board

    By cheersmate, May 13, 2015   

    • IRA
    • Self Directed IRA
    • (and 4 more)

      Tagged with:

      • IRA
      • Self Directed IRA
      • Prohibited Transaction
      • UBIT
      • privately held business
      • Defined Benefit Plan
    • 5 replies
    • 2k views
    • 
    • cheersmate
    • May 13, 2015

30. Violation in submitting trade requests to Bank

    By Guest crosseyetester, January 30, 2007
    • 0 replies
    • 2k views
    • 
    • Guest
    • January 30, 2007

31. Duty to monitor investment alternatives

    By Guest ly, October 21, 2002
    • 7 replies
    • 2k views
    • 
    • mbozek
    • October 21, 2002

32. Basic life insurance question

    By Santo Gold, March 20, 2012
    • 5 replies
    • 2k views
    • 
    • Guest
    • March 23, 2012

33. Qerp

    By Guest greggi39, December 23, 2002
    • 1 reply
    • 2k views
    • 
    • mbozek
    • December 28, 2002

34. How do vendors deal with the company stock confidentiality limits plac

    By Guest Frank, August 21, 2000
    • 1 reply
    • 2k views
    • 
    • Jon Chambers
    • September 20, 2000

35. Changes to Portfolios

    By Guest Karenm, September 12, 2007
    • 1 reply
    • 2k views
    • 
    • Guest
    • September 20, 2007

36. Investments Allowed

    By Guest Sayles, August 22, 2006
    • 4 replies
    • 2k views
    • 
    • WDIK
    • August 25, 2006

37. Offloading Worthless RELP?

    By Christine Roberts, March 11, 2004
    • 5 replies
    • 2k views
    • 
    • Christine Roberts
    • March 11, 2004

38. Advice to Fund - option in plan?

    By Erik Read, October 22, 2001
    • 3 replies
    • 2k views
    • 
    • Erik Read
    • October 23, 2001

39. Circle Trust NSCC Link

    By Guest, March 16, 2000
    • 1 reply
    • 2k views
    • 
    • Guest
    • July 1, 2000

40. DST and Trac2000

    By Demosthenes, March 6, 2002
    • 0 replies
    • 2k views
    • 
    • Demosthenes
    • March 6, 2002

41. Is it proper for an investment adviser to a multiemployer pension fund to collect an annual fee from the fund while receiving commissions on sales to the fund?

    By Guest ooota, August 27, 2003
    • 3 replies
    • 2k views
    • 
    • mal
    • September 23, 2003

42. Problem with insurance premium

    By Monica Barnard, January 28, 2008
    • 5 replies
    • 2k views
    • 
    • Bird
    • January 30, 2008

43. reverse mortgage

    By Guest nipa, May 14, 2008
    • 1 reply
    • 2k views
    • 
    • masteff
    • May 14, 2008

44. Investment Advice & Guidance for Plan Participants

    By Guest danc4639, April 1, 2004
    • 1 reply
    • 2k views
    • 
    • david rigby
    • April 2, 2004

45. Prohibited transaction question

    By CassandraS, January 17, 2014
    • 3 replies
    • 2k views
    • 
    • QDROphile
    • January 7, 2015

46. Can a participant direct investments into undeveloped real estate?

    By Guest, January 22, 2001
    • 4 replies
    • 2k views
    • 
    • AndyH
    • February 22, 2001

47. Annuities

    By Guest perplexedbypensions, June 20, 2008
    • 1 reply
    • 2k views
    • 
    • Ron Snyder
    • June 21, 2008

48. Has anyone seen a lawsuit about prudent selection of investment funds unrelated to expenses or self-dealing?

    By Peter Gulia, August 29, 2017   

    • erisa; prudence; investment alternative
    • 21 replies
    • 2k views
    • 
    • MoJo
    • September 12, 2017

49. Bond?

    By Randy Watson, January 8, 2007
    • 3 replies
    • 2k views
    • 
    • QDROphile
    • January 9, 2007

50. nonprofit investment/plan doc options wanted

    By TPApril, February 7, 2012
    • 1 reply
    • 2k views
    • 
    • ETA Consulting LLC
    • February 7, 2012