Investment Issues (Including Self-Directed)

560 topics in this forum

1. Rental real estate in plan

   By ombskid, September 22, 2008
   • 1 reply
   • 1.5k views
   • 
   • J Simmons
   • September 22, 2008

2. owner wants to buy company stock using rollover money

   By Guest EPS2, September 9, 2008
   • 2 replies
   • 1.6k views
   • 
   • david rigby
   • September 10, 2008

3. Participant's son as broker

   By SMB, September 8, 2008
   • 6 replies
   • 1.5k views
   • 
   • K2retire
   • September 10, 2008

4. Possible bankruptcy of provider?

   By mariemonroe, August 29, 2008
   • 6 replies
   • 1.4k views
   • 
   • GBurns
   • September 2, 2008

5. non-owner participant wants to purchase real estate

   By TPAnnie, August 27, 2008
   • 9 replies
   • 2.4k views
   • 
   • Peter Gulia
   • August 28, 2008

6. Audits for Investment Advisers under PPA

   By Guest djw, August 26, 2008
   • 1 reply
   • 1.4k views
   • 
   • ERISAnut
   • August 27, 2008

7. Open Brokerage and 404(c)

   By Randy Watson, August 25, 2008
   • 9 replies
   • 3.8k views
   • 
   • J Simmons
   • February 14, 2009

8. There is no market for an asset in the trust

   By Guest Iwonder, August 6, 2008
   • 16 replies
   • 6.2k views
   • 
   • Bantais
   • August 24

9. Real Estate LLC and Regulated Financial Institution

   By Guest dbvail, July 29, 2008
   • 8 replies
   • 2.6k views
   • 
   • QDROphile
   • July 14, 2016

10. Personal Guaranty Creates Prohibited Transaction?

    By Guest tschotland, July 22, 2008
    • 0 replies
    • 1.1k views
    • 
    • Guest
    • July 22, 2008

11. Short Selling in IRA / Profit Sharing Plan

    By Guest tschotland, July 22, 2008
    • 0 replies
    • 1.7k views
    • 
    • Guest
    • July 22, 2008

12. Sponsor Lease from Partially Plan-Owned LLC

    By Christine Roberts, July 22, 2008
    • 1 reply
    • 1.3k views
    • 
    • Ron Snyder
    • July 22, 2008

13. ALL Index Funds in a 401(k)?

    By Guest AmyHarle, June 25, 2008
    • 6 replies
    • 1.8k views
    • 
    • 401 Chaos
    • June 26, 2008

14. DB & DC combination

    By Earl, June 25, 2008
    • 2 replies
    • 2.3k views
    • 
    • Earl
    • June 25, 2008

15. Annuities

    By Guest perplexedbypensions, June 20, 2008
    • 1 reply
    • 1.9k views
    • 
    • Ron Snyder
    • June 21, 2008

16. plan purchasing real estate

    By Guest lip, June 13, 2008
    • 19 replies
    • 3.9k views
    • 
    • J Simmons
    • June 20, 2008

17. QPAM

    By Randy Watson, June 5, 2008
    • 1 reply
    • 2.5k views
    • 
    • Randy Watson
    • June 10, 2008

18. Investment Expense Ratios

    By austin3515, June 2, 2008
    • 0 replies
    • 1.9k views
    • 
    • austin3515
    • June 2, 2008

19. Proposed Fee Disclosure Regulations

    By jpod, May 28, 2008
    • 3 replies
    • 2.3k views
    • 
    • Peter Gulia
    • May 29, 2008

20. reverse mortgage

    By Guest nipa, May 14, 2008
    • 1 reply
    • 2k views
    • 
    • masteff
    • May 14, 2008

21. Foreign investments

    By Medusa, May 12, 2008
    • 5 replies
    • 1.5k views
    • 
    • Medusa
    • May 13, 2008

22. Replacing a Insurance policy with a new policy

    By Lori H, May 7, 2008
    • 11 replies
    • 2.6k views
    • 
    • Lori H
    • May 12, 2008

23. Plan fees charged to participants

    By Guest Iwonder, April 24, 2008
    • 2 replies
    • 1.3k views
    • 
    • JanetM
    • April 24, 2008

24. The sale of Real Estate from a Profit Sharing Plan

    By A Shot in the Dark, April 24, 2008
    • 3 replies
    • 3.9k views
    • 
    • GMK
    • April 25, 2008

25. Delayed Receipt in Trading

    By Guest pieomy, April 24, 2008
    • 1 reply
    • 1.3k views
    • 
    • Peter Gulia
    • April 24, 2008

26. Invest in Business

    By Randy Watson, April 9, 2008
    • 2 replies
    • 1.5k views
    • 
    • John Feldt ERPA CPC QPA
    • April 9, 2008

27. QDIA - Fund Merger or Liquidation

    By Guest Astro, March 24, 2008
    • 0 replies
    • 1.5k views
    • 
    • Guest
    • March 24, 2008

28. QDIA: when do you deliver prospectus

    By k man, March 13, 2008
    • 8 replies
    • 2.9k views
    • 
    • John Feldt ERPA CPC QPA
    • March 21, 2008

29. In LaRue: Supreme Court Upholds Participant's Damages Claim

    By Dave Baker, February 20, 2008
    • 38 replies
    • 8.6k views
    • 
    • Guest
    • March 1, 2008

30. QDIA Notices

    By DTH, January 30, 2008
    • 2 replies
    • 2.4k views
    • 
    • John Feldt ERPA CPC QPA
    • January 30, 2008

31. QDIA and Target Date Funds

    By Guest lgm, January 29, 2008
    • 1 reply
    • 2k views
    • 
    • masteff
    • January 29, 2008

32. Problem with insurance premium

    By Monica Barnard, January 28, 2008
    • 5 replies
    • 2k views
    • 
    • Bird
    • January 30, 2008

33. proprietary funds and 406(b)

    By Guest cac1134, December 27, 2007
    • 1 reply
    • 2.2k views
    • 
    • Peter Gulia
    • December 28, 2007

34. Trustee & owner places assets with its customer

    By Beltane, December 14, 2007
    • 3 replies
    • 1.5k views
    • 
    • Peter Gulia
    • December 17, 2007

35. An investment is available only to people with high net worth

    By katieinny, December 6, 2007
    • 9 replies
    • 2k views
    • 
    • pmacduff
    • December 10, 2007

36. Internal Investment Advisor

    By Guest Richard Tennenbaum, November 30, 2007
    • 0 replies
    • 1.8k views
    • 
    • Guest
    • November 30, 2007

37. QDIA

    By Guest Thomas2006, November 26, 2007
    • 1 reply
    • 1.6k views
    • 
    • John Feldt ERPA CPC QPA
    • November 27, 2007

38. ERISA 101(m) Diversification Noitce

    By Randy Watson, November 8, 2007
    • 0 replies
    • 2.5k views
    • 
    • Randy Watson
    • November 8, 2007

39. QDIA Final Regs.

    By k man, November 7, 2007
    • 8 replies
    • 2.8k views
    • 
    • katieinny
    • January 11, 2008

40. Market Value Equalizer Payments

    By Randy Watson, November 6, 2007
    • 6 replies
    • 4k views
    • 
    • Bird
    • November 7, 2007

41. Investment Advice -- PPA or pre-PPA rules?

    By Guest HRAdvisor, November 6, 2007
    • 0 replies
    • 1.8k views
    • 
    • Guest
    • November 6, 2007

42. 404(c) Fee Disclosure

    By Randy Watson, October 30, 2007
    • 0 replies
    • 1.6k views
    • 
    • Randy Watson
    • October 30, 2007

43. Distribution Delay?

    By Guest Grumpy456, October 24, 2007
    • 8 replies
    • 4.4k views
    • 
    • Mike Preston
    • November 28, 2007

44. what responsibility does a 457 plan sponsor have in regards to investments

    By Guest thill, October 21, 2007
    • 1 reply
    • 1.9k views
    • 
    • Guest
    • October 23, 2007

45. Avoiding PS 58 Costs?

    By Lori H, October 17, 2007
    • 3 replies
    • 2.3k views
    • 
    • Bird
    • October 20, 2007

46. Participant Receiving Commissions

    By Guest KMP, October 9, 2007
    • 3 replies
    • 1.6k views
    • 
    • Peter Gulia
    • October 9, 2007

47. Education or Advice

    By PLAN MAN, October 6, 2007
    • 5 replies
    • 1.7k views
    • 
    • Peter Gulia
    • October 9, 2007

48. Changes to Portfolios

    By Guest Karenm, September 12, 2007
    • 1 reply
    • 2k views
    • 
    • Guest
    • September 20, 2007

49. participants investing in company projects

    By maverick, August 26, 2007
    • 4 replies
    • 2.6k views
    • 
    • J Simmons
    • August 27, 2007

50. 404(c)(5) QDIA Regs

    By Guest cac1134, August 22, 2007
    • 0 replies
    • 1.7k views
    • 
    • Guest
    • August 22, 2007