Investment Issues (Including Self-Directed)

560 topics in this forum

1. Investment in Real Estate

   By TPA Bob, November 17, 2009
   • 2 replies
   • 1.5k views
   • 
   • Guest
   • February 20, 2010

2. investment in rental propert

   By thepensionmaven, May 9, 2015
   • 1 reply
   • 1.1k views
   • 
   • QDROphile
   • May 11, 2015

3. Investment in rental property

   By jkharvey, October 9, 2000
   • 5 replies
   • 2.8k views
   • 
   • KJohnson
   • October 10, 2000

4. Investment instructions for plan assets were not followed for 10 years

   By katieinny, September 22, 2009
   • 2 replies
   • 1.5k views
   • 
   • J Simmons
   • September 22, 2009

5. Investment Loss Notice

   By Monica Barnard, January 8, 2010
   • 1 reply
   • 1.2k views
   • 
   • Bird
   • January 8, 2010

6. Investment Manager under ERISA 3(38)

   By k man, May 4, 2007
   • 0 replies
   • 2.8k views
   • 
   • k man
   • May 4, 2007

7. Investment Policy Statement

   By Guest Kconsultant, May 2, 2003
   • 2 replies
   • 1.5k views
   • 
   • Jon Chambers
   • May 2, 2003

8. Investment Standards

   By Randy Watson, April 11, 2005
   • 0 replies
   • 1.5k views
   • 
   • Randy Watson
   • April 11, 2005

9. Investment timeing

   By Guest dokc, July 21, 2004
   • 4 replies
   • 3.3k views
   • 
   • alanm
   • September 7, 2004

10. Investments Allowed

    By Guest Sayles, August 22, 2006
    • 4 replies
    • 2k views
    • 
    • WDIK
    • August 25, 2006

11. IRA (or DBP?) Investment in Company Where Owner is on Advisory Board

    By cheersmate, May 13, 2015   

    • IRA
    • Self Directed IRA
    • (and 4 more)

      Tagged with:

      • IRA
      • Self Directed IRA
      • Prohibited Transaction
      • UBIT
      • privately held business
      • Defined Benefit Plan
    • 5 replies
    • 2k views
    • 
    • cheersmate
    • May 13, 2015

12. IRA Trustee for non-marketable assets

    By Guest Judy Miller, January 7, 2002
    • 2 replies
    • 2.5k views
    • 
    • mbozek
    • January 15, 2002

13. IRA-Only Hedge Fund Investments....Plan Assets?

    By Christine Roberts, February 19, 2013
    • 4 replies
    • 3.7k views
    • 
    • jpod
    • February 25, 2013

14. Is calling a stable-value account a “fund” misleading?

    By Peter Gulia, October 15, 2018   

    • communications; stable-value
    • 19 replies
    • 1.5k views
    • 
    • MoJo
    • October 17, 2018

15. Is it difficult to implement an automatic-contribution arrangement for a brokerage-window-only plan?

    By Peter Gulia, September 24, 2024
    • 4 replies
    • 591 views
    • 
    • Gina Alsdorf
    • September 24, 2024

16. Is it proper for an investment adviser to a multiemployer pension fund to collect an annual fee from the fund while receiving commissions on sales to the fund?

    By Guest ooota, August 27, 2003
    • 3 replies
    • 2k views
    • 
    • mal
    • September 23, 2003

17. Is oil well income unrelated business income?

    By Flyboyjohn, September 9, 2014
    • 10 replies
    • 2.7k views
    • 
    • GMK
    • January 7, 2015

18. is this a prohibited transaction

    By Guest kh1, April 8, 2011
    • 3 replies
    • 1.4k views
    • 
    • Guest
    • April 10, 2011

19. Is this a prohibited transaction?

    By Guest Scrappy, July 8, 2005
    • 2 replies
    • 1.7k views
    • 
    • Ron Snyder
    • July 9, 2005

20. Key Man life insurance in a DC plan; plan is owner and ER is beneficiary

    By katieinny, May 19, 2011
    • 3 replies
    • 1.7k views
    • 
    • Bird
    • May 20, 2011

21. Leaseback Restrictions in 514(c)(9)

    By Guest dovlok, November 7, 2001
    • 0 replies
    • 1.8k views
    • 
    • Guest
    • November 7, 2001

22. legacy variable annuity 401(k)

    By Scuba 401, March 11, 2019
    • 3 replies
    • 1.3k views
    • 
    • FPGuy
    • March 13, 2019

23. Leverage with options and UBTI

    By lookatmytaxes, December 13, 2021
    • 2 replies
    • 1k views
    • 
    • Luke Bailey
    • December 26, 2021

24. Life insurance as qualified plan investment

    By Guest Sieve, April 28, 2009
    • 20 replies
    • 4.5k views
    • 
    • Below Ground
    • June 4, 2009

25. Life Insurance Benficiary

    By Guest mcw, September 10, 2009
    • 16 replies
    • 2.9k views
    • 
    • J Simmons
    • September 12, 2009

26. Life Insurance rolled into a 401(k) Plan

    By britoski, April 5, 2012
    • 4 replies
    • 2.2k views
    • 
    • Guest
    • April 16, 2012

27. Life policy in a terminating plan

    By Lori H, July 22, 2010
    • 11 replies
    • 1.8k views
    • 
    • Lori H
    • September 2, 2010

28. Limit on Self-Directed Brokerage?

    By CJS07, April 29, 2009
    • 1 reply
    • 1.5k views
    • 
    • WDIK
    • April 29, 2009

29. Limited Partnership Accounting

    By Guest mbdulik, March 31, 2003
    • 0 replies
    • 1.2k views
    • 
    • Guest
    • March 31, 2003

30. Limited Partnership Setting Up Retirement Plan

    By Guest KBuehler, October 25, 2005
    • 0 replies
    • 2k views
    • 
    • Guest
    • October 25, 2005

31. Liquidation of participant-directed brokerage accounts authorized by plan trustee

    By lisabroc, April 7, 2016
    • 8 replies
    • 2.2k views
    • 
    • lisabroc
    • April 8, 2016

32. Listing of QDIAs?

    By J Simmons, October 12, 2009
    • 1 reply
    • 1.9k views
    • 
    • MSN
    • October 12, 2009

33. Loan and UBTI

    By cathyw, November 13, 2019
    • 6 replies
    • 2k views
    • 
    • Luke Bailey
    • November 15, 2019

34. LOAN PAYMENTS

    By Guest dukec, May 30, 2003
    • 1 reply
    • 1.9k views
    • 
    • Brian Gallagher
    • June 11, 2003

35. Loans - Individual or General Investment

    By kocak, April 26, 2001
    • 0 replies
    • 1.5k views
    • 
    • kocak
    • April 26, 2001

36. Loans as Pooled Investments

    By Dougsbpc, December 26, 2002
    • 2 replies
    • 2.1k views
    • 
    • Dougsbpc
    • December 27, 2002

37. Loans to sponsor

    By Guest JPIngold, July 30, 2010
    • 1 reply
    • 1.3k views
    • 
    • Guest
    • July 30, 2010

38. location of assets

    By k man, August 2, 2005
    • 8 replies
    • 3k views
    • 
    • mbozek
    • August 9, 2005

39. Looking for companies who write daily valuation programs.

    By Guest nps, June 25, 2004
    • 5 replies
    • 2.3k views
    • 
    • Guest
    • June 29, 2004

40. Looking for sample investment policy statements

    By Guest Mary Sullivan, July 18, 2000
    • 3 replies
    • 2.7k views
    • 
    • Guest
    • August 15, 2000

41. Madoff investment as a prohibited transaction?

    By Peter Gulia, January 7, 2009
    • 3 replies
    • 1.8k views
    • 
    • Peter Gulia
    • January 8, 2009

42. Margin Investments

    By david rigby, January 30, 2002
    • 38 replies
    • 16.3k views
    • 
    • CaptainObvious
    • January 17, 2015

43. Market Value Equalizer Payments

    By Randy Watson, November 6, 2007
    • 6 replies
    • 4k views
    • 
    • Bird
    • November 7, 2007

44. May a 401(k) plan refuse paper investment directions?

    By Peter Gulia, May 13, 2009
    • 10 replies
    • 2.3k views
    • 
    • J Simmons
    • May 14, 2009

45. May a plan restrict the brokerage window to those who hold the CFA designation?

    By Peter Gulia, July 9, 2011
    • 4 replies
    • 1.6k views
    • 
    • Peter Gulia
    • July 9, 2011

46. Merger/Acquisitions - tax withholdings

    By Guest KGonsalves, September 15, 1999
    • 0 replies
    • 2.1k views
    • 
    • Guest
    • September 15, 1999

47. Minimum Investment Fee

    By Buckoosier, August 12, 2015
    • 5 replies
    • 1.4k views
    • 
    • John Feldt ERPA CPC QPA
    • August 19, 2015

48. Missing Asset Value (Not Available)

    By NVS, June 23, 2020
    • 6 replies
    • 1.1k views
    • 
    • CuseFan
    • June 24, 2020

49. Misuse of Confidential Financial Information

    By Guest Smokin, August 10, 2011
    • 2 replies
    • 2.9k views
    • 
    • Guest
    • August 10, 2011

50. Mix and Match Personal Funds and Plan Benefits in an investment

    By Oh so SIMPLE, October 6, 2009
    • 10 replies
    • 1.9k views
    • 
    • Ron Snyder
    • October 12, 2009