Investment Issues (Including Self-Directed)

560 topics in this forum

1. Profit Sharing Plan - Domestic vs. Foreign Trust

   By Guest Peter Riggins, April 2, 2002
   • 1 reply
   • 1.8k views
   • 
   • mbozek
   • April 2, 2002

2. Nationwide litigation

   By Guest pearrich, December 20, 2001
   • 0 replies
   • 1.8k views
   • 
   • Guest
   • December 20, 2001

3. ALL Index Funds in a 401(k)?

   By Guest AmyHarle, June 25, 2008
   • 6 replies
   • 1.8k views
   • 
   • 401 Chaos
   • June 26, 2008

4. Madoff investment as a prohibited transaction?

   By Peter Gulia, January 7, 2009
   • 3 replies
   • 1.8k views
   • 
   • Peter Gulia
   • January 8, 2009

5. Private Placement Investments

   By K-t-F, June 19, 2006
   • 0 replies
   • 1.8k views
   • 
   • K-t-F
   • June 19, 2006

6. Simple ERISA 404(b) Question

   By Guest cphcs, March 26, 2009
   • 3 replies
   • 1.8k views
   • 
   • QDROphile
   • March 26, 2009

7. new American Funds pricing for RKD

   By Bird, August 16, 2017
   • 18 replies
   • 1.8k views
   • 
   • austin3515
   • August 23, 2017

8. qdia for self directed

   By TPApril, June 13, 2022
   • 11 replies
   • 1.8k views
   • 
   • TPApril
   • June 16, 2022

9. Particpant Direction not followed

   By mgcpension, February 10, 2012
   • 2 replies
   • 1.8k views
   • 
   • MICHAEL HATLEE
   • February 25, 2021

10. Investment Advice -- PPA or pre-PPA rules?

    By Guest HRAdvisor, November 6, 2007
    • 0 replies
    • 1.8k views
    • 
    • Guest
    • November 6, 2007

11. OFFSHORE INVESTMENTS

    By Guest arlene, April 20, 2005
    • 1 reply
    • 1.7k views
    • 
    • mbozek
    • April 20, 2005

12. Short Selling in IRA / Profit Sharing Plan

    By Guest tschotland, July 22, 2008
    • 0 replies
    • 1.7k views
    • 
    • Guest
    • July 22, 2008

13. Change in Investment Options

    By benpat3, July 13, 2009
    • 0 replies
    • 1.7k views
    • 
    • benpat3
    • July 13, 2009

14. Trying to get rid of LLC in plan

    By AKconsult, August 5, 2010
    • 7 replies
    • 1.7k views
    • 
    • QDROphile
    • August 6, 2010

15. Key Man life insurance in a DC plan; plan is owner and ER is beneficiary

    By katieinny, May 19, 2011
    • 3 replies
    • 1.7k views
    • 
    • Bird
    • May 20, 2011

16. Fiduciary and prohibited transaction

    By Guest WantsToLearn, November 11, 2006
    • 1 reply
    • 1.7k views
    • 
    • QDROphile
    • November 11, 2006

17. Bonding Requirements

    By Guest Max Power, January 26, 2004
    • 2 replies
    • 1.7k views
    • 
    • Guest
    • January 27, 2004

18. 404(c)(5) QDIA Regs

    By Guest cac1134, August 22, 2007
    • 0 replies
    • 1.7k views
    • 
    • Guest
    • August 22, 2007

19. Investment and Administrative Services Agreement for UK Plan

    By Guest Edward McElroy, March 22, 2002
    • 1 reply
    • 1.7k views
    • 
    • mbozek
    • March 23, 2002

20. Unrelated business taxable income

    By Guest Patrice Kramm, December 16, 2002
    • 3 replies
    • 1.7k views
    • 
    • jpod
    • December 16, 2002

21. Social Security Numbers on Distribution Checks and Quarterly Statement

    By Guest Mike2003, February 19, 2003
    • 0 replies
    • 1.7k views
    • 
    • Guest
    • February 19, 2003

22. Converting To Self-Directed Solo 401K

    By Guest cloud9, June 9, 2013
    • 3 replies
    • 1.7k views
    • 
    • K2retire
    • June 21, 2013

23. Education or Advice

    By PLAN MAN, October 6, 2007
    • 5 replies
    • 1.7k views
    • 
    • Peter Gulia
    • October 9, 2007

24. Investment Advice

    By Guest pjb, May 29, 2003
    • 1 reply
    • 1.7k views
    • 
    • Jon Chambers
    • June 3, 2003

25. Sale of a portion of farm land

    By kwalified, December 18, 2018
    • 7 replies
    • 1.7k views
    • 
    • Bird
    • December 20, 2018

26. Violation in submitting trade requests to Bank?

    By Guest crosseyetester, February 2, 2007
    • 1 reply
    • 1.7k views
    • 
    • Bill Presson
    • February 3, 2007

27. 1035 Viatical Whole Life Policy to Annuity?

    By buckyks, January 30, 2015
    • 0 replies
    • 1.7k views
    • 
    • buckyks
    • January 30, 2015

28. Employer Property as Investment in DC Plan

    By MarZDoates, November 20, 2001
    • 1 reply
    • 1.7k views
    • 
    • QDROphile
    • November 21, 2001

29. New article online: How Money Managers Hide Illegalities From Investor

    By Dave Baker, August 1, 2000
    • 0 replies
    • 1.7k views
    • 
    • Dave Baker
    • August 1, 2000

30. Alerus Retirement Plans

    By HarleyBabe, November 12, 2012
    • 1 reply
    • 1.7k views
    • 
    • GMK
    • November 12, 2012

31. Model investment management agreement checklist?

    By Guest rissa-7477, November 19, 2008
    • 0 replies
    • 1.7k views
    • 
    • Guest
    • November 19, 2008

32. "Found" Assets

    By Rob P, December 4, 2009
    • 1 reply
    • 1.7k views
    • 
    • JanetM
    • December 5, 2009

33. PT for accounting firm to invest its plans assets through wholly-owned

    By Guest EMC, October 27, 2000
    • 3 replies
    • 1.7k views
    • 
    • Jon Chambers
    • December 21, 2000

34. Does broker dealer subsidiary holding the assets of a non-profit pare

    By Guest Lonnie Tomlin, December 19, 2000
    • 1 reply
    • 1.7k views
    • 
    • Jon Chambers
    • December 21, 2000

35. 404(c) Plan

    By Guest Sieve, August 16, 2010
    • 1 reply
    • 1.7k views
    • 
    • Peter Gulia
    • August 16, 2010

36. Is this a prohibited transaction?

    By Guest Scrappy, July 8, 2005
    • 2 replies
    • 1.7k views
    • 
    • Ron Snyder
    • July 9, 2005

37. Insurance

    By Archimage, March 13, 2003
    • 3 replies
    • 1.7k views
    • 
    • Kirk Maldonado
    • March 13, 2003

38. Removing Participant Direction of Investment

    By Oh so SIMPLE, June 8, 2012
    • 3 replies
    • 1.7k views
    • 
    • Bird
    • June 11, 2012

39. real estate investment

    By Guest hershey, November 10, 2003
    • 2 replies
    • 1.6k views
    • 
    • KJohnson
    • November 11, 2003

40. 100% of Plan Assets in Annuity Contract

    By chris, January 7, 2002
    • 1 reply
    • 1.6k views
    • 
    • mbozek
    • January 15, 2002

41. May a plan restrict the brokerage window to those who hold the CFA designation?

    By Peter Gulia, July 9, 2011
    • 4 replies
    • 1.6k views
    • 
    • Peter Gulia
    • July 9, 2011

42. Participant Receiving Commissions

    By Guest KMP, October 9, 2007
    • 3 replies
    • 1.6k views
    • 
    • Peter Gulia
    • October 9, 2007

43. Prohibited Transaction if Self-Directed Investment???

    By Christine Roberts, May 8, 2002
    • 0 replies
    • 1.6k views
    • 
    • Christine Roberts
    • May 8, 2002

44. Prohibited Tx Question

    By Guest Retina, June 15, 2005
    • 2 replies
    • 1.6k views
    • 
    • Guest
    • June 17, 2005

45. If you're a broker, what happens to commissions in your account?

    By Bri, August 7, 2001
    • 1 reply
    • 1.6k views
    • 
    • Guest
    • August 22, 2001

46. Can a target benefit plan be participant-directed?

    By Spencer, June 10, 2002
    • 1 reply
    • 1.6k views
    • 
    • QDROphile
    • June 10, 2002

47. Contribute stock?

    By David, December 9, 2000
    • 1 reply
    • 1.6k views
    • 
    • Jon Chambers
    • December 21, 2000

48. Directed Brokerage - Liability of trustee?

    By k man, March 17, 2005
    • 0 replies
    • 1.6k views
    • 
    • k man
    • March 17, 2005

49. Brokerage Accounts not subject to 408(b)(2)?

    By Young Curmudgeon, June 20, 2012
    • 0 replies
    • 1.6k views
    • 
    • Young Curmudgeon
    • June 20, 2012

50. A Question about Life Insurance in a Qualified Plan

    By Guest facade, August 11, 2005
    • 0 replies
    • 1.6k views
    • 
    • Guest
    • August 11, 2005