Plan Document Amendments

777 topics in this forum

1. Mid-Year Amendment to Waiver of Allocation Conditions

   By Spodie, February 10, 2016   

   • Mid-Year Amendment
   • 1 reply
   • 1.5k views
   • 
   • Bird
   • February 10, 2016

2. Updating for GUST at this late date

   By K-t-F, October 6, 2004
   • 1 reply
   • 1.5k views
   • 
   • K-t-F
   • October 6, 2004

3. Switch from individually designed to vol submitter

   By Trekker, August 8, 2006
   • 1 reply
   • 2k views
   • 
   • Bob R
   • August 10, 2006

4. Accudraft - 401a4 question

   By Guest Happy Actuary, January 24, 2003
   • 1 reply
   • 1.8k views
   • 
   • Blinky the 3-eyed Fish
   • January 24, 2003

5. VS versus Prototype

   By MarZDoates, September 30, 2014
   • 1 reply
   • 1k views
   • 
   • Kevin C
   • September 30, 2014

6. PPA Good Faith Amendment from 2008

   By HarleyBabe, November 2, 2011
   • 1 reply
   • 1.3k views
   • 
   • Effen
   • November 4, 2011

7. IDP - Cycle A

   By blue, July 31, 2008
   • 1 reply
   • 1.7k views
   • 
   • John Feldt ERPA CPC QPA
   • August 1, 2008

8. PPA Restatement

   By Randy Watson, December 1, 2010
   • 1 reply
   • 3.6k views
   • 
   • Lou S.
   • December 1, 2010

9. What plan amendment is needed for an ESOP's termination?

   By Peter Gulia, September 4, 2019   

   • esop; termination; plan amendment
   • 1 reply
   • 807 views
   • 
   • Peter Gulia
   • September 5, 2019

10. Restatement Procedures

    By Guest knightkj, August 22, 2002
    • 1 reply
    • 1.3k views
    • 
    • Blinky the 3-eyed Fish
    • August 22, 2002

11. 5- or 6-Year Cycle?

    By Guest AEA, October 27, 2006
    • 1 reply
    • 1.9k views
    • 
    • Peanut Butter Man
    • October 27, 2006

12. New Process for preparing a Determination Letter Request

    By Guest Sonia Kapoor, July 11, 2002
    • 1 reply
    • 1.2k views
    • 
    • david rigby
    • July 11, 2002

13. SMM?

    By CJS07, December 1, 2010
    • 1 reply
    • 1.5k views
    • 
    • WDIK
    • December 1, 2010

14. Discretionary Amendment - Amending Forfeiture Allocation Methods - Anti-Cutback Violation?

    By David Olive, August 24, 2022
    • 1 reply
    • 696 views
    • 
    • Bird
    • August 24, 2022

15. Tax credit for start up plan

    By Guest R. Daestrom, November 8, 2002
    • 1 reply
    • 1.1k views
    • 
    • Guest
    • November 8, 2002

16. Correction for late restatement

    By Guest Thornton, April 9, 2008
    • 1 reply
    • 1.7k views
    • 
    • Blinky the 3-eyed Fish
    • April 14, 2008

17. Question About Remedial Amendment Period

    By Guest khartford, March 2, 2011
    • 1 reply
    • 1.1k views
    • 
    • K2retire
    • March 2, 2011

18. Document sponsor can correct users’ failures to adopt the document

    By Peter Gulia, April 5, 2016   

    • preapproved plan; prototype
    • 1 reply
    • 1.1k views
    • 
    • ETA Consulting LLC
    • April 5, 2016

19. Handling non '97 amendments with a Volume Submitter document

    By mwyatt, December 3, 2001
    • 1 reply
    • 1.8k views
    • 
    • Bob R
    • December 4, 2001

20. Late adoption of prototype amendments - need to file 5307?

    By Guest bruss, December 18, 2003
    • 1 reply
    • 1.5k views
    • 
    • Lynn Campbell
    • December 19, 2003

21. Freeze Date for Old Law Benefits

    By dmb, April 2, 2002
    • 1 reply
    • 1.4k views
    • 
    • Blinky the 3-eyed Fish
    • April 2, 2002

22. restated plan with safe harbor match and ADP/ACP language

    By Guest cbclark, March 3, 2011
    • 1 reply
    • 1.6k views
    • 
    • Guest
    • April 13, 2011

23. Amending Plan Allocation on Discretionary Contributions

    By kevind2010, January 31, 2012
    • 1 reply
    • 1.3k views
    • 
    • ETA Consulting LLC
    • February 1, 2012

24. restatement: IDP to prototype

    By Scuba 401, December 23, 2009
    • 1 reply
    • 1.4k views
    • 
    • Kevin C
    • December 28, 2009

25. deadline for Money Purchase Pension contribution change

    By M Norton, December 17, 2019
    • 1 reply
    • 828 views
    • 
    • Lou S.
    • December 18, 2019

26. choice in adopting EGTRRA amendments?

    By eilano, February 18, 2002
    • 1 reply
    • 1.5k views
    • 
    • Guest
    • February 18, 2002

27. Late 401(a)(31) Amendment

    By Guest mcw, January 15, 2004
    • 1 reply
    • 1.7k views
    • 
    • KJohnson
    • January 15, 2004

28. Catch-up Contributions - 401k and IRA

    By Guest Suanne, June 17, 2003
    • 1 reply
    • 1.6k views
    • 
    • Michael Devault
    • June 17, 2003

29. Form 5307

    By 12AX7, December 13, 2008
    • 1 reply
    • 1.6k views
    • 
    • Guest
    • December 15, 2008

30. Plan termination in 2002

    By R. Butler, March 18, 2002
    • 1 reply
    • 1.4k views
    • 
    • actuarysmith
    • March 19, 2002

31. Forfeitures

    By Guest Betsy Oakey, January 8, 2003
    • 1 reply
    • 1.5k views
    • 
    • Blinky the 3-eyed Fish
    • January 9, 2003

32. Deferral election forms

    By Guest Lil Anderson, August 9, 2010
    • 1 reply
    • 1.5k views
    • 
    • rcline46
    • August 9, 2010

33. Should This Plan Be Filed?

    By Scott, August 20, 2003
    • 1 reply
    • 1.3k views
    • 
    • Blinky the 3-eyed Fish
    • August 20, 2003

34. Retroactive Amendment

    By Dougsbpc, December 6, 2023
    • 1 reply
    • 1.2k views
    • 
    • CuseFan
    • December 7, 2023

35. Interim Amendments - Corrections

    By Guest ERISAWork, April 13, 2012
    • 1 reply
    • 1.4k views
    • 
    • ETA Consulting LLC
    • April 13, 2012

36. Volume Submitter Document

    By Nassau, October 5, 2011
    • 1 reply
    • 1.2k views
    • 
    • John Feldt ERPA CPC QPA
    • October 5, 2011

37. Attack of the alien plan document

    By Guest Hilarion, February 19, 2002
    • 1 reply
    • 1.6k views
    • 
    • jpod
    • February 19, 2002

38. Top paid group election

    By Richard Anderson, March 1, 2002
    • 1 reply
    • 2k views
    • 
    • Blinky the 3-eyed Fish
    • March 6, 2002

39. Change from fiscal to calendar year

    By Guest PensionPrincess, March 19, 2013   

    • Plan Amendment
    • fiscal to calendar
    • (and 1 more)

      Tagged with:

      • Plan Amendment
      • fiscal to calendar
      • amendment deadline
    • 1 reply
    • 2.5k views
    • 
    • david rigby
    • March 19, 2013

40. 415(c) and Post Severance Compensation

    By Felicia, April 25, 2005
    • 1 reply
    • 1.9k views
    • 
    • Kirk Maldonado
    • April 26, 2005

41. GUST Restatement Issues

    By Guest hussac, February 19, 2002
    • 1 reply
    • 1.8k views
    • 
    • Guest
    • February 20, 2002

42. Multiple determination letters

    By BFree, August 3, 2002
    • 0 replies
    • 1.2k views
    • 
    • BFree
    • August 3, 2002

43. Gust and EGTRRA Restatement

    By Guest ssbtrust, October 24, 2002
    • 0 replies
    • 1.4k views
    • 
    • Guest
    • October 24, 2002

44. Determination letter needed?

    By Guest RONNIE WASEL, December 3, 2002
    • 0 replies
    • 1.3k views
    • 
    • Guest
    • December 3, 2002

45. Minor Modifications - Traditional DB plan

    By pb5350, November 3, 2019   

    • determination letters
    • restatements
    • 0 replies
    • 815 views
    • 
    • pb5350
    • November 3, 2019

46. Rev Rul 2002-27

    By Guest RS Vatalaro, August 5, 2002
    • 0 replies
    • 1.5k views
    • 
    • Guest
    • August 5, 2002

47. Application for Determination - Collectively Bargained Plans

    By Guest t936, May 15, 2002
    • 0 replies
    • 1.3k views
    • 
    • Guest
    • May 15, 2002

48. PPA Amendments

    By Guest bobolink, September 15, 2010
    • 0 replies
    • 1.1k views
    • 
    • Guest
    • September 15, 2010

49. Fom 5307 and Sch. Q

    By Chippy, March 25, 2010
    • 0 replies
    • 928 views
    • 
    • Chippy
    • March 25, 2010

50. Closed S Corp's Simple 401K: EGTRRA Adoption Amendment

    By Guest VS007, April 1, 2011
    • 0 replies
    • 1.2k views
    • 
    • Guest
    • April 1, 2011