Plan Document Amendments

777 topics in this forum

1. Switch from Prototype to IDP

   By bvhea, January 27, 2009
   • 2 replies
   • 1.6k views
   • 
   • Blinky the 3-eyed Fish
   • February 3, 2009

2. Tack-On GUST Amendment Still Permissible for Terminating Plans?

   By Christine Roberts, November 7, 2001
   • 2 replies
   • 2.7k views
   • 
   • Bob R
   • November 13, 2001

3. Takeover Plan with Prototype

   By Dougsbpc, April 10, 2008
   • 6 replies
   • 2.1k views
   • 
   • J Simmons
   • April 15, 2008

4. Takeover plans & plan documents

   By chuTzPA, February 8, 2017
   • 7 replies
   • 1.8k views
   • 
   • Bri
   • December 26, 2017

5. Tax credit for start up plan

   By Guest R. Daestrom, November 8, 2002
   • 1 reply
   • 1.1k views
   • 
   • Guest
   • November 8, 2002

6. Terminating before 7/31/22 to avoid restatement

   By TPApril, June 12, 2022
   • 5 replies
   • 1.2k views
   • 
   • G8Rs
   • June 14, 2022

7. terminating plan and no egtrra amendment

   By abanky, August 6, 2008
   • 6 replies
   • 2.3k views
   • 
   • abanky
   • August 6, 2008

8. Termination in '06--Complete Restatement Required?

   By Guest Gompers, August 1, 2006
   • 3 replies
   • 2.6k views
   • 
   • Guest
   • August 10, 2006

9. The Heart Act and Interim Amendments due 12/31

   By HarleyBabe, November 29, 2010
   • 0 replies
   • 1.3k views
   • 
   • HarleyBabe
   • November 29, 2010

10. Timing of Amendment

    By emmetttrudy, December 11, 2012
    • 2 replies
    • 1.6k views
    • 
    • MoJo
    • December 12, 2012

11. Timing of Amendment to Exclude HCE

    By Guest notapensiongeek, May 21, 2009
    • 1 reply
    • 1.5k views
    • 
    • J Simmons
    • May 22, 2009

12. Timing of catch up amendment

    By Guest Lex, September 1, 2002
    • 1 reply
    • 1.2k views
    • 
    • kocak
    • September 4, 2002

13. timing of gust re: 2002 limits = ?!

    By Guest David M. Lipkin, July 16, 2002
    • 3 replies
    • 1.9k views
    • 
    • Blinky the 3-eyed Fish
    • July 17, 2002

14. Timing of purely discretionary amendments

    By Guest JM123, September 21, 2011
    • 5 replies
    • 2.5k views
    • 
    • Guest
    • December 9, 2011

15. to amend or not to amend for disability determination

    By TPApril, March 1, 2018
    • 3 replies
    • 982 views
    • 
    • K2retire
    • April 3, 2018

16. to restate or not restate?

    By Lori H, January 22, 2009
    • 6 replies
    • 1.7k views
    • 
    • Lori H
    • January 26, 2009

17. To submit or not to submit

    By Guest Judy S, May 8, 2003
    • 17 replies
    • 4.4k views
    • 
    • Lynn Campbell
    • November 3, 2003

18. Top Heavy Cutback Issue

    By Christine Roberts, December 6, 2001
    • 3 replies
    • 2k views
    • 
    • KJohnson
    • December 11, 2001

19. top heavy question

    By Guest Julie Woulfe, October 15, 2002
    • 2 replies
    • 1.2k views
    • 
    • kocak
    • October 15, 2002

20. Top paid group election

    By Richard Anderson, March 1, 2002
    • 1 reply
    • 2k views
    • 
    • Blinky the 3-eyed Fish
    • March 6, 2002

21. TPAs responsibility to maintain excecuted documents

    By JAY21, May 5, 2010
    • 14 replies
    • 3k views
    • 
    • BeanCounterBlues
    • July 21, 2010

22. Traditional to Cash Balance Plan conversion

    By retbenser, January 22, 2011
    • 0 replies
    • 1.2k views
    • 
    • retbenser
    • January 22, 2011

23. True IDP 401(k) documents

    By John Feldt ERPA CPC QPA, October 1, 2009
    • 1 reply
    • 1.8k views
    • 
    • Trekker
    • October 22, 2009

24. True-up when employer contributions suspended midyear

    By jaxon1225, September 19, 2013
    • 5 replies
    • 2.8k views
    • 
    • Bird
    • September 20, 2013

25. trustee and plan sponsor disagree

    By K2retire, March 31, 2010
    • 4 replies
    • 1.4k views
    • 
    • K2retire
    • March 31, 2010

26. Trustee Documents on Cycle 3 restatements

    By mattmc82, March 16, 2022
    • 2 replies
    • 1.2k views
    • 
    • Peter Gulia
    • March 16, 2022

27. Trustees signing PPA Restatement

    By Tinman, March 17, 2016
    • 5 replies
    • 1.2k views
    • 
    • Tinman
    • March 18, 2016

28. Two mergers: what is applicable cycle?

    By JJRetirement, November 12, 2015   

    • Form 5300
    • Merger
    • (and 6 more)

      Tagged with:

      • Form 5300
      • Merger
      • FDL
      • Cycle Changing
      • remedial amendment period
      • 2007-44
      • individually designed plan
      • 5 year cycle
    • 0 replies
    • 958 views
    • 
    • JJRetirement
    • November 12, 2015

29. Uh-oh...Inherited DB plan contains no Rollover language.

    By mal, December 20, 2002
    • 1 reply
    • 1.5k views
    • 
    • mbozek
    • December 27, 2002

30. Undated amendments

    By J Simmons, April 18, 2010
    • 4 replies
    • 1.9k views
    • 
    • Guest
    • April 19, 2010

31. Under the new regime, when must a sponsor of an individually-designed plan do plan amendments?

    By Peter Gulia, March 18, 2016   

    • remedial-amendment period
    • 3 replies
    • 1k views
    • 
    • Peter Gulia
    • March 21, 2016

32. Updating for GUST at this late date

    By K-t-F, October 6, 2004
    • 1 reply
    • 1.5k views
    • 
    • K-t-F
    • October 6, 2004

33. Use of elective deferrals and/or QNEC in the ACP Test

    By Lori H, April 8, 2010
    • 3 replies
    • 1.4k views
    • 
    • J Simmons
    • April 8, 2010

34. Use of Separate Trust in Pre-Approved Plan

    By Guest gaham, May 5, 2009
    • 1 reply
    • 1.2k views
    • 
    • Guest
    • May 8, 2009

35. vcp for non amenders

    By k man, January 17, 2006
    • 2 replies
    • 2.4k views
    • 
    • namealreadyinuse
    • January 18, 2006

36. VCP or EPCRS

    By Guest RONNIE WASEL, January 23, 2004
    • 0 replies
    • 1.5k views
    • 
    • Guest
    • January 23, 2004

37. VCP submission for GUST non-amender

    By Guest Nineteen, November 17, 2004
    • 1 reply
    • 2k views
    • 
    • WDIK
    • November 17, 2004

38. Very minor modifications to VS documents

    By Belgarath, July 17, 2012
    • 4 replies
    • 2.5k views
    • 
    • Kevin C
    • June 26, 2014

39. Vesting Change from Immediate to 6-Year Graded

    By John Feldt ERPA CPC QPA, June 5, 2017   

    • 411
    • vesting
    • 18 replies
    • 3k views
    • 
    • Kevin C
    • June 9, 2017

40. Vesting with merger of MP and PS plans

    By Alan Simpson, February 26, 2002
    • 16 replies
    • 3.3k views
    • 
    • mbozek
    • May 24, 2002

41. Vol Submitter plan finally gets a DL for 2009 restatement;

    By katieinny, August 16, 2011
    • 3 replies
    • 1.4k views
    • 
    • katieinny
    • August 16, 2011

42. Volume submitter

    By Guest bergs, July 1, 2006
    • 1 reply
    • 2.4k views
    • 
    • Bob R
    • July 22, 2006

43. Volume Submitter Document

    By Nassau, October 5, 2011
    • 1 reply
    • 1.2k views
    • 
    • John Feldt ERPA CPC QPA
    • October 5, 2011

44. Volume Submitter plans

    By Guest ccharper, November 13, 2008
    • 5 replies
    • 1.9k views
    • 
    • K2retire
    • November 22, 2008

45. VS definition of compensation

    By WCC, September 28, 2021
    • 5 replies
    • 1.4k views
    • 
    • WCC
    • September 29, 2021

46. VS or Prototype

    By R. Butler, August 9, 2011
    • 2 replies
    • 1.9k views
    • 
    • Bird
    • August 9, 2011

47. VS or Prototype

    By R. Butler, October 19, 2011
    • 5 replies
    • 1.4k views
    • 
    • Jim Chad
    • November 11, 2011

48. VS practitioner amending a plan for an adopting employer

    By Guest Grumpy456, December 31, 2008
    • 0 replies
    • 1k views
    • 
    • Guest
    • December 31, 2008

49. VS versus Prototype

    By MarZDoates, September 30, 2014
    • 1 reply
    • 1k views
    • 
    • Kevin C
    • September 30, 2014

50. What do you choose as a plan’s restatement date?

    By Peter Gulia, June 30, 2022   

    • restatement
    • 7 replies
    • 3k views
    • 
    • Peter Gulia
    • July 4, 2022