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Showing results for tags 'retirement plans'.
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I apologize if this isn't the proper group to post. Anyone use Judy Diamond to obtain updated lists of retirement plans for marketing purposes? I always thought the DOL website would have similar information but maybe not in a all on one solution which provides reports and analysis based on 5500 filings. Does anyone use judy diamond? Other marketing provider to target retirement plans for marketing? Thank you in advance.
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Hello Everyone, I am from India and working in the filed of 401 k plans from past 4 years. I am looking forward to pursue ASPPA certification RPF-1 & RPF-2 in 2016. Can someone please guide me how to apply for and also provide the latest study material regarding the same. Your help is really appreciated. Regards, Pankaj SWami
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I've been researching Money Market Reform issues, and my initial research was centered around trying to figure out if Health & Welfare plans are eligible for "Retail Money Market Funds (MMFs)", but as I read through multiple articles I have become more confused. Questions: Are trustee directed defined contribution plans eligible to invest in Retail MMFs?Most of the articles refer only to defined contribution plans, but at least one article said only "participant directed defined contribution plans" are eligible to invest in Retail MMFs Are Health & Welfare plans (pooled funding/non-participant directed plans) eligible to invest in Retail MMFs?What about Health & Welfare plans where participants do get to choose how their accounts are invested (eg. HSA plans)? Based on what I've read so far, the ability to invest in Retail MMFs is limited to "Natural Persons", which includes omnibus accounts where the "beneficial owners" are natural persons. It seems to me in reading SEC Release No. 33-9616, Beneficial Ownership means having voting and or investment powers, which would not be the case in trustee directed plans, which would be consistent with not allowing DB plans to invest in Retail MMFs. Any guidance would be appreciated.
