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Health Care FSA - Summary Annual Report


Guest LynneP

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Guest LynneP
Posted

We're filing Form 5500 for Health Care FSA with 100+ participants for the 1st time since we've learned it's considered a welfare plan (no longer filing as fringe plan per new IRS rules). We need to do a Summary Annual Report as well - has anyone done a SAR for a Health Care FSA? Should it include elections and/or paid claims? Or can we just advise participants that a copy of the report is available. I'm using standard DOL format and not sure what's relevant. Thanks.

  • 2 weeks later...
Guest DK Ellerson
Posted

Are you referring to the rules in IRS Notice 2002-24? According to those rules you do not have to file the Form 5500 for the Health Care FSA (Schedule F). Even though there were 100+ participants, the Health Care portion of the plan would still be governed by the rules set forth in Section 125. However, if there were 100+ participants in the group health plan (this is the welfare benefit portion of the plan) a 5500 must be filed.

I'm afraid I'm not much help regarding SAR, this will be my first year preparing them, I'm learning as I go.

I hope this information was helpful.

Posted

I disagree with DK Ellerson's response here. I believe that you do have to file a 5500 for a health FSA with more than 100 participants. You do not have to file a Schedule F for that plan, however. You answer the same questions as for any group medical plan, but in this case, there would not be a Schedule A, either. There might be a Schedule C if you paid someone more than 5000 to administer that plan.

I have no idea what the requirement is for the SAR.

Guest LPettey
Posted

Thanks, I agree w/SLuskin.

Believe SAR required, so I'm going to prepare the SAR with generic information - ie, a return was filed and a copy is available.

Guest DK Ellerson
Posted

SLuskin - Thanks so smuch for bringing this to my attention. Based on your reply, I did some further research and confirmed the information you provided. I've received so many different notices, publications, announcements, etc. from various companies and organizations regarding this matter that I got some of my facts mixed up. One article says this, another one says that...blah..blah..blah. God forbid the IRS should publish anything that's clear cut.

So then, if less than $5000 was paid to administer the plan, would you simply file the 5500 only, with no attached schedules?

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