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Top Hat - No DOL statement filed


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Posted

A top hat plan that did not file the DOL statement within the required 120 day period becomes subject to Title I or ERISA. What questions need to be completed on the Form 5500 and is there anyway to avoid this filing?

Posted

Under the DOL's Delinquent Filer Voluntary Compliance Program,$2500 and partial completion of page 1 of Form 5500 allows you to file the Top Hat statement late. See 60 Federal Register 20874-01

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Guest LRichey
Posted

Although the plaintiff plan participant lost on the claim, the nature of the potential exposure for failure to file the 120 Day Filing on a timely basis is discussed in Moore v. Acme Corrugated Box Co., a 1998 District Court Case from the Eastern District of Pennsylvania, that can be located on-line at www.paed.uscourts.gov/opinions/98D0684P.HTM

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