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Terminated Plan-TRA86 Document Compliance


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I have a terminated db plan that is being audited. The pre-GUST (TRA86) plan was a Phoenix Home Life prototype. The pre-TRA plan was also a Phoenix doc.The agent is asking for a copy of the certification of intent to adopt the Phoenix TRA86 plan.Didn't the adoption of the Phoenix pre-TRA plan have the same affect as the certification,a la Rev. Proc. 2000-20 for GUST/pre-GUST plans?

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