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Posted

Does anybody think that submitting a DFVC filing and paying the appropriate fee would somehow earmark that plan for a future audit, even if there wouldn't be an obvious reason for an audit?

Also, has anyone heard of the IRS and/or DOL assess any additional penalties (civil or otherwise) after a plan has filed with the DFVC program.

Thanks for any info - I'm curious to hear about people's experiences with the above.

Posted

I've had five or six clients file under DFVC, the first in May 2001. None has been audited; no additional penalties.

Posted

If a regular consequence of filing under the DFVC program was a follow-up audit, then everybody would stop using it, which would defeat the purpose of establishing the program in the first place. Accordingly, I don't think that there is a legitimate concern about follow-on audits.

Kirk Maldonado

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