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Guest VEBA Las Vegas
Posted

DB plan fiduciary serves on the board of a trust company that provides services to the plan. Receives no compensation for services. Fiduciary wants to set it up such that s/he is compensated for services, but the money is used to offset the plan's fees for services w/ trust company (i.e. s/he never touches the money).

Anyone seen something like this? ERISA 406 issues?

Guest VEBA Las Vegas
Posted

Anyone?? :D

Any thoughts on whether this situation is analogous to offsetting 12b-1 fees in a bundled services arrangement?

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